Senior Director of Audit and Compliance
6 hours ago
CIBC is seeking a highly experienced Senior Director of Audit and Compliance to lead our Internal Audit team responsible for the Finance and Treasury functions of the bank. As a key member of our US Internal Audit Department, you will be responsible for developing and executing a risk-based audit plan that addresses significant risks relevant to the portfolio.
Key Responsibilities- Develop a comprehensive audit plan for the portfolio that addresses key regulatory requirements and expectations.
- Provide oversight in the execution of the audit plan through the review of detailed project plans.
- Demonstrate a forward-looking mindset to anticipate what is needed to timely meet objectives and department needs.
- Oversee and manage multiple engagements at one time.
- Participate in committees to increase understanding and awareness of current issues and new developments.
- Guide department personnel in their careers and provide learning opportunities through coaching and mentoring activities.
- Collaborate with team members in Enterprise Internal Audit to ensure a consistent approach to auditing risk.
- Provide guidance to the team in all phases of an audit as needed.
- Expand the operational audit team's knowledge of key banking requirements and regulatory expectations.
- Prepare or review meaningful, relevant, and well-supported audit reports.
- Effectively communicate findings to various levels of management.
- Translate broad business strategies and key initiatives into effective, risk-sensitive audit plans.
- Assist the Head of Internal Audit US Region in executing and evolving department strategy and governance.
- Set the proper tone and culture for the department.
- Contribute to the positive, inclusive, and team-oriented culture by maintaining cooperative relationships and facilitating the resolution of conflicts.
- Work closely with management to promptly resolve any concerns that may arise and build trust.
- Demonstrate commitment to professional growth by assuming progressively more challenging assignments and proactively seeking relevant education and training opportunities.
- Ensure compliance with IIA Standards.
- Bachelor's Degree in Accounting, Finance, or related field.
- Professional certification such as Certified Public Accountant (CPA) or Certified Internal Auditor (CIA).
- Experience working in an Internal Audit department at a large US bank, large foreign banking organization, or at a banking regulatory agency with experience overseeing large US banks.
- Strong knowledge of US banking regulations, including Regulation YY.
- 15+ years of relevant experience.
- Ability to work independently in areas of difficult or complex nature.
- Project management skills, including the ability to manage shifting priorities.
- Strong analytical, written/verbal communication, interpersonal, and relationship building skills.
- High level of expertise in collaboration and communication with internal and external parties.
- Exemplify a positive attitude, strong work ethic, team work, and professionalism.
- Ability to travel (5-20%, depending on location).
CIBC is a leading North American bank that provides a wide range of financial services to individuals, businesses, and institutions. We are committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and provide an accessible candidate experience.
What We Offer- Competitive salary and incentive pay.
- Comprehensive benefits package, including medical, dental, vision, and life insurance.
- 401(k) plan with company match.
- Generous paid time off and holidays.
- Opportunities for professional growth and development.
- A positive, inclusive, and team-oriented culture.
If you are a motivated and experienced professional looking for a new challenge, please submit your application, including your resume and cover letter, to [insert contact information].
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