BSA/AML Compliance Leader

4 weeks ago

Texas, United States TWELVE10 Full time

Position Overview: BSA/AML Compliance Manager

Location: Austin, Texas

Employment Type: Full-Time

Are you interested in being part of a transformative initiative in the banking sector? This role offers a distinctive opportunity to contribute to a financial institution focused exclusively on the alternative asset management industry, catering to private equity firms, venture capitalists, and hedge funds. As we prepare for our upcoming launch, you will be stepping into a pivotal role within a pioneering banking environment.

Why This Role Matters:

This position represents a unique chance to engage in a revolutionary project within Austin's financial services landscape. As the designated partner responsible for assembling this team, Twelve10 is well-equipped to navigate the complexities of this sector. If you have a background in fintech or community banking, this role allows you to leverage your expertise and advance your career in a specialized market. You will have the opportunity to influence a burgeoning industry that is set to make a significant impact.

About the Institution:

This leading institutional banking provider specializes in delivering tailored banking solutions to the alternative asset management sector on a global scale. As the financial environment evolves, so do the requirements of their clientele. They provide a comprehensive range of banking services, supported by innovative technology, specifically designed for investment funds and managers.

Your Responsibilities:

As the BSA/AML Compliance Manager, you will be instrumental in enhancing the existing Anti-Money Laundering (AML) and financial crime compliance frameworks in preparation for the upcoming launch. Your key responsibilities will include:

  • Leading Investigations: Utilize your extensive experience in BSA/AML investigations to oversee intricate cases, including transaction monitoring, OFAC alerts, and suspicious activity reporting.
  • Regulatory Compliance Oversight: Ensure operations adhere to BSA/AML regulations, OFAC/sanctions requirements, and money transmission laws while remaining ahead of industry best practices.
  • Team Development: Strengthen and mentor the AML investigations team, ensuring compliance and accuracy standards are upheld.
  • Process Optimization: Design and implement scalable solutions for operational teams to manage BSA/AML/OFAC compliance tasks, including the creation and maintenance of governance documentation.
  • Analytical Insight: Apply AML typologies analytics and investigative methodologies to identify and mitigate financial crime risks.
  • Technology Integration: Assist in the development and refinement of transaction monitoring systems, including user acceptance testing, tuning methodology creation, and regression testing.
  • Risk Management: Operate effectively in a dynamic environment to enhance AML transaction monitoring and suspicious activity reporting across various jurisdictions.

Candidate Profile:

  • Experience: 5-10 years of direct experience in BSA/AML investigations. A background in alternative investment entities is preferred, but candidates from fintech or community banking are encouraged to apply.
  • Regulatory Expertise: Comprehensive understanding of BSA/AML regulations, OFAC/sanctions, and relevant financial crime regulations.
  • Leadership Experience: At least one year of experience as a team lead or senior investigator, emphasizing quality assurance and process enhancement.
  • Technical Proficiency: Familiarity with transaction monitoring tools and SASS-based products.
  • Certifications: CAMS, CBAP, and/or CFCS certifications are preferred.
  • Educational Background: A bachelor's degree in a related field is preferred, along with experience in alternative investment banking and knowledge of banking operations.

Become a Key Player:

Be part of a transformative team, meticulously assembled by Twelve10, and leave your mark in the forefront of banking innovation.

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