Lead Internal Audit Specialist

2 weeks ago

New York, New York, United States Amalgamated Bank of NY Full time
Job Overview

Amalgamated Bank is seeking a skilled Senior Internal Auditor to take charge of executing individual internal audit assignments as part of the comprehensive internal audit strategy. This role involves crafting the internal audit scope, conducting audit procedures, and generating audit reports that accurately reflect the findings of the work undertaken. The audits will encompass various functional and operational units, with a strong emphasis on financial, compliance, and operational processes. Furthermore, the Senior Internal Auditor will monitor the progress of unresolved internal audit matters.

The individual in this position will also support internal audit leadership with regular updates to the audit committee, assist in formulating the annual internal audit strategy, and promote internal control and corporate governance principles throughout the organization.

Key Responsibilities:

  1. Utilizes knowledge of banking operations to create and uphold risk assessments, contributing to the audit planning framework.
  2. Gathers and documents an understanding of the Bank's processes, identifying and assessing risks along with the internal controls that mitigate those risks across all assigned operational areas.
  3. Develops risk and control matrices and/or audit programs with minimal oversight.
  4. Conducts compliance and substantive testing procedures for audits, assisting regulators and external auditors, and ensuring adherence to the Sarbanes-Oxley Act.
  5. Ensures that audit assignments are thoroughly documented, accurate, complete, and within budgetary constraints.
  6. Drafts audit reports and other written communications with minimal supervision.
  7. Addresses requests and review notes in a timely manner.
  8. Provides backup support for the preparation of quarterly Audit Committee materials.
  9. Advises the Internal Audit team on leveraging data analytics techniques to enhance the overall efficiency and effectiveness of audits.
  10. Maintains effective working relationships within the Bank.
  11. Communicates significant issues promptly to Internal Audit Management during audit activities.
  12. Meets continuing education requirements to stay current in the field.
  13. Upholds confidentiality standards in all matters.
  14. Performs additional duties as assigned.

Qualifications:

  1. Bachelor's degree in Accounting, Finance, or a related discipline.
  2. A minimum of 3+ years of experience in financial services, internal/external auditing, or public accounting with a focus on banking.
  3. Strong understanding of auditing principles, practices, and compliance standards.
  4. Familiarity with IIA Standards.
  5. Knowledge of the Sarbanes-Oxley Act.
  6. Comprehensive understanding of COSO 2013 framework requirements.
  7. High level of proficiency in audit theory and knowledge of banking operations.
  8. Ability to manage sensitive bank and client information professionally and confidentially.
  9. Preferred qualifications include one or more of the following licenses or accreditations, or progress towards them:
    1. Certified Public Accountant (CPA)
    2. Certified Internal Auditor (CIA)
    3. Certified Regulatory Compliance Manager (CRCM)
    4. Certified Financial Services Auditor (CFSA)
  10. Ability to interact positively and effectively with all levels of staff and management.
  11. Excellent verbal and written communication skills.
  12. Strong analytical capabilities.
  13. Interpersonal skills and relationship-building abilities.
  14. Proficient in relevant software applications, including Microsoft Access, Word, Excel, and core banking systems.
  15. Ability to prioritize and manage multiple tasks efficiently.

Amalgamated Bank is an Equal Opportunity and Affirmative Action Employer, welcoming applications from all qualified individuals.

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