Chief Business Counsel

4 weeks ago


Denver, Colorado, United States COMPOUND Full time

Compound Planning, a high growth digital family office, is seeking an experienced executive to serve as our General Counsel and Chief Compliance Officer.

This dual role requires a seasoned legal professional to ensure the company's compliance with regulatory requirements while providing strategic legal counsel to support our business objectives.

The ideal candidate will take full ownership of our compliance program, working closely with outside consultants to maintain a best-in-class and proactive compliance program.

Key responsibilities include:

  • Operating with little dependence on outside counsel to protect the company from legal risks
  • Monitoring and assessing the impact of regulatory changes on the company's operations, providing timely guidance to internal stakeholders
  • Preparing and submitting regulatory filings, including Form ADV and other required documents
  • Creating and updating compliance policies and procedures, ensuring they align with industry standards and regulatory expectations

The General Counsel and Chief Compliance Officer will also provide legal counsel on a wide range of matters, including contracts, intellectual property, employment law, and corporate governance.

Requirements include a JD from a top US law school, active bar membership in good standing, and extensive experience in compliance and legal roles within the financial services industry.

Particular consideration will be given to candidates who have experience with quickly scaling businesses and those who have experience at the intersection of tech and wealth management.

Compound's work culture is designed to help you maximize your effectiveness, with exceptional teammates who want to help you succeed.



  • Denver, Colorado, United States Nonprofit HR Full time

    Job Summary Maria Droste Counseling Center seeks a visionary leader to serve as its Chief Executive Officer. The successful candidate will be responsible for driving the organization's strategic direction, fostering a culture of excellence, and promoting the mission of accessible mental health care to underserved communities.Key ResponsibilitiesLead...


  • Denver, Colorado, United States United Software Group Full time

    Chief Operating OfficerUnited Software Group seeks a seasoned Chief Operating Officer to lead our organization's operational strategy and drive business growth. The ideal candidate will have a proven track record of success in a similar leadership role, with expertise in strategic planning, team management, and financial management.Key...


  • Denver, Colorado, United States Nonprofit HR Full time

    About the RoleAs the Chief Executive Officer at Maria Droste Counseling Center, you will be responsible for leading the organization's vision and strategic goals, ensuring alignment with our mission to provide accessible mental health care to underserved communities. This is a defining moment to step into the role of CEO and drive the organization's growth,...


  • Denver, Colorado, United States U.S. Courts Full time

    Job SummaryThe U.S. Probation Office for the District of Colorado is seeking a highly qualified Chief U.S. Probation Officer to lead the Probation staff. This is a full-time permanent position that requires strong leadership and management skills.Key ResponsibilitiesOrganize the Probation Office to ensure efficient handling of investigative work for the...


  • Denver, Colorado, United States The Association of Colorado Independent Schools Full time

    Job Title: Chief Financial OfficerWe are seeking a highly skilled and experienced Chief Financial Officer to join our team at The Association of Colorado Independent Schools.About the Role:The Chief Financial Officer will be responsible for overseeing all financial aspects of the organization, including accounting, investments, insurance, and budgeting. This...


  • Denver, Colorado, United States Vertafore Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Corporate Counsel to join our team at Vertafore. As a key member of our legal department, you will provide critical advice to internal business partners on a wide range of matters, including intellectual property, IT, sales and marketing, supply and procurement, information and risk...


  • Denver, Colorado, United States DaVita, Inc. Full time

    Job Summary:DaVita, Inc. is seeking a highly skilled and experienced Corporate Counsel Director to join our team. As a key member of our legal department, you will provide operational legal counsel to our business groups and regions, ensuring compliance with relevant laws and regulations. Your expertise will be invaluable in navigating complex corporate and...


  • Denver, Colorado, United States Womble Bond Dickinson (US) LLP Full time

    Job DescriptionWomble Bond Dickinson (US) LLP is seeking a Chief Information Officer to lead our technology operations. The successful candidate will oversee the day-to-day technology operations, including information security, cloud and on-premise infrastructure, end-user software and hardware support, and mobile device management.Key...


  • Denver, Colorado, United States Accuserve Full time

    Job OverviewAccuserve is a Managed Repair Experience Company, unifying and humanizing the experience for people simply trying to take care of the things they treasure most.The Chief Financial Officer (CFO) will serve as a strategic leader and trusted business partner to the Chief Executive Officer (CEO) and the rest of the leadership team.Key...

  • Corporate Counsel

    1 month ago


    Denver, Colorado, United States Vertafore Full time

    Job Title: Corporate CounselVertafore is seeking a highly skilled Corporate Counsel to join our team. As a key member of our legal department, you will provide legal advice and guidance to our business teams, ensuring compliance with relevant laws and regulations.Key Responsibilities:Provide legal advice and guidance to business teams on a wide range of...


  • Denver, Colorado, United States Gusto Full time

    About GustoGusto is a modern, online people platform that helps small businesses manage their teams. Our platform offers a range of services, including full-service payroll, health insurance, 401(k)s, expert HR, and team management tools. With offices in Denver, San Francisco, and New York, we serve over 300,000 businesses nationwide.Our MissionWe aim to...


  • Denver, Colorado, United States Riderflex Full time

    About Home Care RN: Home Care RN is a family-owned home healthcare provider dedicated to delivering high-quality care to individuals in the comfort of their own homes. We focus on personalized, patient-centered services that allow our clients to maintain their independence while receiving the care they need. With a commitment to excellence and a...


  • Denver, Colorado, United States Vantage Data Centers Full time

    Job Title: Chief Commercial Officer, North AmericaVantage Data Centers is seeking a highly skilled and experienced Chief Commercial Officer, North America to lead our commercial operations in the region.Key Responsibilities:Develop and execute commercial strategies to drive business growth and revenue expansionLead a team of commercial professionals to...


  • Denver, Colorado, United States United Software Group, Inc. Full time

    Role: Chief Operating Officer (COO)Location: North AmericaKey Responsibilities Operational Leadership Strategic Planning Member Engagement Policy Advocacy Financial Management Team Management Community Outreach Board and Member Relations Stakeholder Engagement Sponsorship and Funding Speaker Engagement Compliance and GovernanceQualifications and Experience...

  • Senior Legal Counsel

    4 weeks ago


    Denver, Colorado, United States Conduct Detrimental LLC. Full time

    Job Summary:Conduct Detrimental LLC is seeking a highly skilled Senior Legal Counsel to join our team. As a key member of our legal department, you will provide comprehensive legal services to support the business operations of Conduct Detrimental LLC and its subsidiaries.Key Responsibilities:Support on all transactional matters related to the business...


  • Denver, Colorado, United States DaVita Full time

    About the Role:As a Director of In-House Legal Services at DaVita, you will be part of the company's legal department, which is committed to fostering a diverse, inclusive, and equitable workplace. The team is dedicated to providing legal support for all aspects of DaVita's business, including health care, corporate, and commercial matters. The ideal...


  • Denver, Colorado, United States Womble Carlyle Full time

    Job SummaryWomble Carlyle is seeking a seasoned technology leader to serve as our Chief Information Officer. This key role will oversee the day-to-day technology operations in our US offices, ensuring the firm's technology infrastructure is secure, efficient, and aligned with our business objectives.Key ResponsibilitiesDevelop and implement a comprehensive...

  • Associate Counsel, IP

    4 weeks ago


    Denver, Colorado, United States Fivetran Full time

    About the RoleFivetran is seeking a highly skilled Associate Counsel, IP to join our growing Legal team. As a key member of our team, you will play a critical role in securing and expanding Fivetran's global IP portfolio, product feature development, public facing content review, engineering and open source, and legal term drafting.Key ResponsibilitiesStay...


  • Denver, Colorado, United States Colorado City & County Management Association Full time

    Job Title: Chief Financial OfficerColorado City & County Management Association is seeking a highly skilled Chief Financial Officer to lead our financial operations and provide strategic guidance to our leadership team.Job Summary:The Chief Financial Officer will be responsible for developing and implementing financial strategies to enhance the department's...


  • Denver, Colorado, United States Gusto Full time

    About GustoGusto is a pioneering online platform that empowers small businesses to manage their teams with ease. Our comprehensive suite of services includes full-service payroll, health insurance, 401(k)s, expert HR, and team management tools. With a strong presence in Denver, San Francisco, and New York, we serve over 300,000 businesses nationwide.Our...