BSA Compliance Analyst

2 weeks ago

Santa Rosa, California, United States Kavaliro Full time
Job Title: BSA Compliance Analyst

At Kavaliro, we are seeking a highly skilled BSA Compliance Analyst to join our team. As a BSA Compliance Analyst, you will play a critical role in ensuring the Bank's compliance with the Bank Secrecy Act (BSA) and other relevant regulations.

Key Responsibilities:
  • Conduct in-depth due diligence reviews and prepare comprehensive reports on High and Moderate risk customers to assess and mitigate BSA/AML risk
  • Gather documents and analyze the risks associated with complex ownership structure, evaluating variables such as source of funds, anticipated activity volumes, and purpose of business relationship
  • Validate and document customers Risk designation or mitigating factors in order to establish periodic EDD review schedule
  • Independently performs reviews of various reports and transaction data and analyses complex activity to determine if transactions are suspicious in nature
  • Perform quality control reviews of various AML/BSA/Fraud functions, including but not limited to case investigations, Suspicious Activity Reports (SARs), BSA/Fraud alerts, customer risk reviews, Currency Transactions Reporting (CTR), to determine if the review and research were conducted in accordance with quality standards and time frames set forth within established procedures, policies, and regulatory requirements
  • Evaluates and adjusts scoring of AML software to provide the most value to the BSA/Fraud program in accordance with established risk tolerance
  • Assist in transaction testing, data validation, and ongoing customization of the AML software
  • Proactively monitor, measure, analyze, execute, track and report on data quality issues
  • Perform root cause analysis of identified data quality issues, tracing data upstream and providing solutions
Requirements:
  • Advanced understanding of banking and fraud threats posed by money laundering activities
  • Combination of training and experience that would provide the knowledge and abilities listed above including specific knowledge of State and Federal laws and regulations pertaining to financial institutions (i.e., BSA, AML, OFAC, USA Patriot Act)
  • Minimum of 5 years BSA and Fraud experience. Experience in depository financial institution processes and procedures or similar experience is preferred
  • Solid understanding of banking and fraud threats posed by Money Laundering activities
  • Have a strategic and entrepreneurial mindset with an ability to identify emerging compliance trends and risks, ensuring we stay ahead of the curve
  • Excellent verbal and written communication skills, with the ability to break down complex requirements into easy to understand and practical systems
  • Proficiency with computer programs including fraud identification and AML software
  • Organize workflow efficiently, self-direct personal training needs and utilize available resources
  • Perform financial analysis, draw logical conclusions, and make recommendations when needed
  • Sound analytical, evaluation, communication, and interpersonal skills
  • Ability to distinguish and manage confidential information, materials, and conversations
  • Establish and maintain effective working relationships with employees from other departments
  • Ability to work scheduled full-time hours and maintain regular attendance
  • Ability to multi-task in a fast-paced environment

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