Financial Planning Associate
2 days ago
S.W. Coy Financial, Inc. is seeking a highly organized and motivated Financial Advisor Associate to support our team's continued growth. This role involves playing a key part in new client onboarding, managing financial documentation, maintaining client relationships, coordinating client reviews and follow-ups, preparing financial plans, and having a strong understanding of the industry, our products, and our company.
**Responsibilities**
- Handle day-to-day administrative functions, including managing calendars, emails, and calls for the CEO
- Process and track paperwork related to client investments, transfers, and other financial transactions
- Ensure compliance with regulatory requirements by maintaining accurate records
Key Qualifications
- Bachelor's degree (or equivalent experience) in finance or related field
- 2 or more years' experience in financial services
- Exposure to investment platform
- Solid communication skills (verbal & written; ability to proofread)
- Ability to organize and prioritize work to meet deadlines
- Attention to detail and ability to handle confidential information.
- Good analytical and problem-solving skills
- Able to work well with all levels of employees
- High ethical standards
- Understanding of financial planning concepts and terminology
- Ability to work independently and as part of a team
- Comfortable managing multiple tasks and priorities in a fast-paced environment
- Willingness to learn and grow within the financial services industry
- Strong proficiency in Microsoft Office Suite (Excel, Word, PowerPoint) and familiarity with financial software and CRM systems
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