Financial Services Professional

2 weeks ago


Riverside, California, United States Atria Wealth Solutions Full time
Job Title: Financial Advisor

We are seeking a highly skilled Financial Advisor to join our team at Wescom Financial Services, LLC. As a Financial Advisor, you will play a critical role in helping our members achieve their long-term financial goals.

Job Summary:

The Financial Advisor will be responsible for meeting with and profiling credit union members to determine their financial needs and develop personalized financial plans. You will provide advice and guidance on retirement planning, college funding, long-term investing, and other financial matters. Additionally, you will work closely with branch staff to identify qualified referrals and develop business plans that support the investment goals of the branches.

Key Responsibilities:
  • Meet with members to assess their financial needs and develop personalized financial plans
  • Provide advice and guidance on retirement planning, college funding, long-term investing, and other financial matters
  • Work closely with branch staff to identify qualified referrals and develop business plans
  • Stay current on investment products and services offered by WFS
  • Follow all regulatory requirements set forth by FINRA, SEC, and California Department of Insurance
Requirements:
  • Bachelor's Degree and a minimum of 5 years investment sales experience
  • FINRA Series 7, 63, and 65 or 66, and California Department of Insurance Life and Disability licenses
  • Proficient in Microsoft Applications (Word, Excel, PowerPoint, Outlook)
Work Environment:

The work environment is moderately quiet, and it is a non-smoking environment. The noise level is typical of an office setting.

This job description is representative of minimum levels of knowledge, skills, and abilities. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

An employee will be required to follow any other job-related instructions and duties as requested by the supervisor and/or management.



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