Data Analyst Lead

2 months ago


San Francisco, California, United States finra Full time
Job Summary

The Principal Data Analyst plays a critical role in ensuring the accuracy and integrity of data analysis in non-complex Enforcement matters. This position requires a strong analytical mindset, excellent problem-solving skills, and the ability to work effectively with large datasets.

Key Responsibilities
  • Conduct advanced data analyses and establish consistent methodologies to ensure accuracy and reliability.
  • Collaborate with legal staff to plan investigations and develop a clear legal framework for data-driven decision-making.
  • Design and implement quantitative reviews to detect securities law and rule violations, leveraging large volumes of equity, options, and fixed income data.
  • Provide efficient quantitative support for market studies and investigations, ensuring timely results and minimal re-direction.
  • Communicate complex data analysis findings to stakeholders, including attorneys, and provide insight from industry experience and subject matter expertise.
Requirements
  • Bachelor's degree in Computer Science, Engineering, Statistics/Data Science/Analytics, or Economics/Finance/Accounting, or equivalent combination of education and experience.
  • Minimum of six (6) years of related experience, with two (2) years of experience and knowledge in the field of quantitative analysis as it relates to the securities industry.
  • Strong financial and risk analytical skills, experience in operations and risk modeling fields, and demonstrated ability to analyze large amounts of data in an efficient manner.
  • Experience in advanced statistical methods, pattern recognition, outlier detection algorithms, and/or building predictive models preferred.
  • Proficiency in one or more tools: SQL, Python/R, Strata, Power BI, Spark, Dataiku.
Working Conditions
  • Hybrid or remote environment, with occasional work outside of normal business hours and overnight travel possible.

FINRA offers a competitive salary range based on location, with a minimum salary of $106,400 and a maximum salary of $200,200 in CA, and $92,500 to $166,800 in CO, HI, MN, and VT. Salary offers range from the minimum to the mid-point of the salary range, with opportunities for growth and development within the organization.


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