Chief Compliance Officer

2 days ago

New York, New York, United States Arootah Full time
Job Title: Chief Compliance Officer - Hedge Fund/Family Office Expert

Arootah is seeking a seasoned Chief Compliance Officer with expertise in hedge fund and family office compliance to join our team.

Job Summary:

We are looking for a highly experienced Chief Compliance Officer to advise our hedge fund and family office clients on industry best practices. As a Compliance Consultant, you will work with our clients to provide expert advice and develop, implement, and manage a full compliance program.

Key Responsibilities:
  • Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
  • Help the client develop realistic and effective monthly action plans
  • Identify internal and contextual roadblocks
  • Break apart goals into actionable steps
  • Devise a plan of action for each goal
  • Provide the client with resources associated with implementing their action plan
  • Teach and mirror successful and positive techniques
  • Implement policies, procedures, and control measures
  • Evaluate each client's advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
  • Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)
Requirements:
  • Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission
  • SEC audits and examinations
  • Effective written and verbal communication skills
  • Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
  • Ability to build rapport and work with people from all over the world
  • Effective communication
  • Personable and relatability skills
  • Basic computer skills
  • Proficient in Excel and PowerPoint
What We Offer:
  • $250 - $400 an hour
  • Work for a well-funded disruptor in the finance, wellness, and technology space
  • Culture of inspired continuous improvement in all areas of business and life
  • Autonomy in your work
  • The ability to work remote
  • Flexible hours
  • Access to our Digital Wellness Center, including past webinars, seminar videos, and workbooks

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