Associate General Counsel, Regulatory Expert
4 weeks ago
We are seeking a highly experienced and skilled Regulatory Counsel to join our team at the Financial Industry Regulatory Authority (FINRA). As a key member of our Office of General Counsel, you will play a critical role in directing and managing the complete life cycle of the adoption of new regulatory requirements.
Key Responsibilities:
- Advise the Board of Governors and FINRA advisory committees on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes.
- Brief and communicate complex and sensitive regulatory initiatives to senior executives of FINRA.
- Represent FINRA before industry and regulatory groups and organizations.
- Prepare and oversee the preparation of Board materials that contain sophisticated analyses and discussions of competing policy or political considerations.
- Draft and review the drafting of new rule proposals.
- Conduct economic impact assessments of rulemakings and the retrospective review of rules.
- Prepare Regulatory Notices, rule guidance, and other correspondence with member firms.
Requirements:
- Law degree from an accredited law school.
- Admission to a bar.
- 10+ years of relevant legal experience.
- Highly developed expertise in a specialized area of knowledge.
- Expert knowledge of rules, regulations, and guidelines governing the securities industry.
What We Offer:
- A competitive salary range of $171,900 to $351,200, depending on location.
- A comprehensive benefits package, including health, dental, and vision insurance.
- A 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution.
- Tuition reimbursement and other benefits.
How to Apply:
Please submit an application through our website. We are an equal opportunity employer and welcome applications from diverse candidates.
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