Associate General Counsel, Regulatory Expert

4 weeks ago


Elk Grove Village, Illinois, United States Financial Industry Regulatory Authority Full time
Job Summary

We are seeking a highly experienced and skilled Regulatory Counsel to join our team at the Financial Industry Regulatory Authority (FINRA). As a key member of our Office of General Counsel, you will play a critical role in directing and managing the complete life cycle of the adoption of new regulatory requirements.

Key Responsibilities:

  • Advise the Board of Governors and FINRA advisory committees on high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes.
  • Brief and communicate complex and sensitive regulatory initiatives to senior executives of FINRA.
  • Represent FINRA before industry and regulatory groups and organizations.
  • Prepare and oversee the preparation of Board materials that contain sophisticated analyses and discussions of competing policy or political considerations.
  • Draft and review the drafting of new rule proposals.
  • Conduct economic impact assessments of rulemakings and the retrospective review of rules.
  • Prepare Regulatory Notices, rule guidance, and other correspondence with member firms.

Requirements:

  • Law degree from an accredited law school.
  • Admission to a bar.
  • 10+ years of relevant legal experience.
  • Highly developed expertise in a specialized area of knowledge.
  • Expert knowledge of rules, regulations, and guidelines governing the securities industry.

What We Offer:

  • A competitive salary range of $171,900 to $351,200, depending on location.
  • A comprehensive benefits package, including health, dental, and vision insurance.
  • A 401(k) plan with company match and eligibility for participation in an additional FINRA-funded retirement contribution.
  • Tuition reimbursement and other benefits.

How to Apply:

Please submit an application through our website. We are an equal opportunity employer and welcome applications from diverse candidates.



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