Public Company Compliance Specialist

6 days ago

Washington, Washington, D.C., United States WLEN WORLDJOBS LLP Full time

WLEN WORLDJOBS LLP is seeking a highly experienced Senior Associate Securities Counsel to join our dynamic team in Boston, NYC, Philadelphia, or Washington DC. This is an excellent opportunity to leverage your expertise in securities law and contribute to the growth of our firm.

About Our Client:

  • Our client is a full-service national law firm with a strong presence in the US market.
  • Their collaborative culture, innovative approach, and focus on diversity create a supportive environment that inspires excellence.

Job Description:

  • We require a skilled Senior Associate Securities Counsel to advise public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance, handle public and private securities offerings, navigate national securities exchange listing rules, report on Forms 10-K, 10-Q, 8-K, and proxy statements, draft and manage Section 16 reporting (Forms 3, 4, 5), and provide corporate governance support.
  • Key Responsibilities:
    • Advising public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance.
    • Handling public and private securities offerings.
    • Navigating national securities exchange listing rules.
    • Reporting on Forms 10-K, 10-Q, 8-K, and proxy statements.
    • Drafting and managing Section 16 reporting (Forms 3, 4, 5).
    • Corporate governance, including drafting board resolutions and policies.
    • Experience with broker-dealers, FINRA, investment advisors, or fund formation is a plus.
  • Qualifications:
    • 6+ years of experience in securities law.
    • Strong understanding of public company regulations and securities offerings.
    • Bar admission in the relevant jurisdiction (Boston, NYC, Philadelphia, or Washington DC).

Why Choose Us?

  • Competitive salary range: $230,000 - $260,000 per year, based on location and experience.
  • Opportunity to work with a diverse range of clients, from corporate America to start-ups.
  • Be part of a growing, entrepreneurial securities practice.

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