Current jobs related to Senior Compliance Analyst - San Francisco, California - Atlantic Group
-
Senior Compliance Analyst
1 month ago
San Francisco, California, United States Atlantic Group Full timeJob Title: Legal and Compliance Senior AnalystAtlantic Group is seeking a highly skilled Legal and Compliance Senior Analyst to join our team. As a key member of our compliance department, you will play a critical role in ensuring the firm's adherence to regulatory requirements and industry standards.Responsibilities:Assist with a wide range of regulatory,...
-
Senior Risk Analyst
2 weeks ago
San Francisco, California, United States Lawton Senior Living Full timeJob Title: Senior Risk AnalystWe are seeking a highly skilled Senior Risk Analyst to join our team at First Citizens Bank. As a Senior Risk Analyst, you will be responsible for building out credit research and analysis within Liquidity Product Management, providing fundamental credit research and financial analysis of SVB counterparties, and offering...
-
Senior Risk Analyst
1 day ago
San Francisco, California, United States Lawton Senior Living Full timeJob SummaryWe are seeking a highly skilled Senior Risk Analyst to join our team at Lawton Senior Living. As a Senior Risk Analyst, you will be responsible for building out credit research and analysis within Liquidity Product Management, providing fundamental credit research and financial analysis of SVB counterparties, offering recommendations regarding...
-
Senior Tax Analyst
4 weeks ago
San Francisco, California, United States Ouster Full timeJob Title: Senior Tax AnalystAt Ouster, we are seeking a highly skilled Senior Tax Analyst to join our growing tax and finance team. As a key member of our team, you will play a critical role in supporting all facets of our tax function, including sales/use tax, provision, compliance, and tax planning for our global lidar business.About the RoleThe Senior...
-
Senior Financial Analyst
2 weeks ago
San Francisco, California, United States Trial Library Full timeJob Title: Senior Financial AnalystJoin our team at Trial Library, Inc. as a Senior Financial Analyst, where you will play a vital role in driving the company's financial success.About the RoleWe are seeking a highly skilled and experienced Senior Financial Analyst to lead our financial planning and analysis functions. As a key member of our finance team,...
-
Senior Cybersecurity Analyst
4 weeks ago
San Francisco, California, United States Postman Full timeJob Title: Senior Security AnalystPostman is seeking a highly skilled Senior Security Analyst to join our Security Assurance team. As a key member of our team, you will play a crucial role in bolstering our company's cybersecurity risk management program.About the Role:We are looking for a seasoned cybersecurity professional with a strong background in risk...
-
Financial Analyst Senior
2 weeks ago
San Francisco, California, United States Jefferson County, Colorado Full timeJob Title: Financial Analyst SeniorJoin the Strategy, Innovation and Finance department at Jefferson County, Colorado, as a Financial Analyst Senior. This role is integral to the team responsible for financial reporting and analysis, payroll administration, purchasing, inventory, and fixed asset control for the county.Key Responsibilities:Prepare and review...
-
Senior Financial Analyst
2 weeks ago
San Francisco, California, United States iHire Full timeJob Title: Senior Financial AnalystThe San Francisco Office of Community Investment and Infrastructure (OCII) is seeking a highly skilled Senior Financial Analyst to serve as the OCII Debt Manager.As a key member of the OCII team, the Senior Financial Analyst will be responsible for performing complex financial analysis, managing the Agency's debt program,...
-
Senior Payments Analyst
4 weeks ago
San Francisco, California, United States Hellobrigit Full timeJob Title: Senior Payments AnalystAt Hellobrigit, we're revolutionizing the way Americans manage their finances. As a Senior Payments Analyst, you'll play a critical role in helping us achieve our mission.Job SummaryWe're seeking a highly skilled and experienced Senior Payments Analyst to join our team. In this role, you'll be responsible for optimizing our...
-
Financial Analyst/Senior Financial Analyst
2 days ago
San Francisco, California, United States State Bar CA Full timeJob DescriptionThe State Bar of California is seeking a highly skilled Financial Analyst/Senior Financial Analyst to join our team. As a key member of our access to justice and diversity and inclusion team, you will be responsible for fiscal compliance, oversight of distributed grant funds, project management, and process improvement.Key...
-
Senior Analyst Position
1 day ago
San Francisco, California, United States Judicial Council of California Full timeJob SummaryThe Judicial Council of California is seeking a highly skilled Senior Analyst to join our team. As a Senior Analyst, you will serve as lead staff to the Sargent Shriver Civil Counsel Implementation Committee, providing oversight and monitoring of grantee operations and ensuring compliance in Shriver and Equal Access programs.Key...
-
Senior Analyst
2 days ago
San Francisco, California, United States Judicial Branch of California Full timeThe Judicial Council of California seeks a highly skilled Senior Analyst to join its team in the Center for Families, Children & the Courts.This critical role will serve as lead staff to the Sargent Shriver Civil Counsel Implementation Committee, overseeing the distribution of approximately $17 million annually to legal services agencies and the courts.The...
-
Senior AML Compliance Specialist
7 days ago
San Francisco, California, United States Sardine Full timeAbout the RoleSardine is seeking a world-class Senior AML Analyst to join our team of compliance professionals. The ideal candidate will drive AML investigations, shape long-term compliance strategies, collaborate cross-functionally within Sardine, and represent our compliance functions with external stakeholders.The Senior AML Analyst will focus primarily...
-
Senior Tax Analyst
2 weeks ago
San Francisco, California, United States Okta, Inc. Full timeSenior Analyst, Tax Compliance and ReportingOkta, Inc. is seeking a highly skilled Senior Analyst to join our Global Tax Compliance and Reporting Team. As a key member of our team, you will be responsible for assisting with the preparation of our quarterly and annual income tax accrual under ASC 740, as well as income tax related disclosures in our 10K, 10Q,...
-
Senior Financial Analyst
2 weeks ago
San Francisco, California, United States Hazel Health, Inc. Full timeJoin Our Team as a Senior Financial AnalystHazel Health, Inc. is seeking a highly analytical and data-driven Senior Financial Analyst to join our team. As a key member of our finance team, you will play a critical role in scaling our business and driving growth.Responsibilities:Develop and maintain financial models and forecasts to inform business...
-
Senior Tax Analyst
1 week ago
San Francisco, California, United States Okta, Inc. Full timeSenior Analyst, Tax Compliance and ReportingOkta, Inc. is seeking a highly skilled Senior Analyst to join our Global Tax Compliance and Reporting Team. As a key member of our team, you will be responsible for assisting with the preparation of our quarterly and annual income tax accrual under ASC 740, as well as managing our income tax related disclosures in...
-
Senior Budget Analyst
2 weeks ago
San Francisco, California, United States Jefferson County, Colorado Full timeJob Title: Senior Budget AnalystJefferson County, Colorado is seeking a highly skilled Senior Budget Analyst to join our Strategy, Planning & Analysis Division. As a key member of our team, you will play a critical role in shaping the county's financial future.Key Responsibilities:Develop and implement budget policies and procedures to ensure fiscal...
-
Senior Financial Analyst
6 days ago
San Francisco, California, United States Jefferson County, Colorado Full timeJob SummaryThe Senior Financial Analyst will play a key role in the Strategy, Innovation and Finance department, providing financial management and analytical support to the Jefferson County elected officials, management, and departments. This position will be responsible for preparing and reviewing financial reports, analyzing data, and ensuring compliance...
-
Surveillance Compliance Analyst
2 weeks ago
San Diego, California, United States Atria Wealth Solutions Full timeJob Title: Surveillance Compliance AnalystAtria Wealth Solutions, Inc. is a leading wealth management solution holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions, and their clients.Headquartered in New York City, Atria's broker-dealer and investment adviser subsidiaries...
-
Senior Compliance Consultant
6 days ago
San Francisco, California, United States Sia Partners Full timeJob DescriptionSia Partners, a next-generation management consulting firm, is seeking a highly skilled Senior Consultant & Business Analyst to join our emerging Regulation Technology team. This role involves assisting clients across various sectors in the design and execution of regulation technology solutions, including system testing, tuning, calibration,...
Senior Compliance Analyst
2 months ago
Position Overview - Senior Analyst (Legal and Compliance):
We are looking for a Senior Compliance Analyst to oversee and enhance the compliance framework for a dynamic investment advisory firm. This hybrid position emphasizes regulatory adherence, managing filings, and ensuring compliance with industry regulations for a varied clientele, including private funds and institutional investors.
Compensation Package: $130,000 - $140,000/year
Work Location: San Francisco, CA
Work Schedule: Monday to Friday (Hybrid)
- Regulatory Filings Management: Aid in the preparation and submission of essential regulatory documents, such as Form ADV, Form PF, Forms 13G, 13H, 13F, Treasury Filings, and CFTC submissions.
- Policy Development: Assist in the formulation and execution of compliance policies and procedures in response to evolving business practices or regulatory updates.
- Code of Ethics Oversight: Administer the firm’s Code of Ethics, which includes trade approvals, transaction reporting, and annual compliance attestations.
- Training and Development: Facilitate compliance training sessions for new employees and support their onboarding experience.
- Compliance Auditing: Evaluate and test compliance processes and controls to ensure alignment with regulatory standards.
- Annual Risk Evaluation: Contribute to the preparation and execution of the yearly compliance risk assessment and review.
- Educational Background: A Bachelor’s degree in Finance, Law, Business, or a related discipline is mandatory.
- Professional Experience: 2-5 years of experience in Investment Advisor compliance, ideally with exposure to Hedge Funds, Private Equity, or Asset Management.
- Regulatory Knowledge: Comprehensive understanding of the Investment Advisers Act of 1940 and associated regulations, with extensive knowledge of compliance frameworks.
- Technical Proficiency: Skilled in technology and capable of addressing technical challenges as they arise.
Application Notice: Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will retain your resume for future opportunities and may reach out for further discussions.
