Current jobs related to Compliance Principal - Chicago, Illinois - AmeriLife

  • Information Governance Principal

    3 weeks ago

    Chicago, Illinois, United States Request Technology, LLC Full time

    Job Title: Principal, Information GovernanceRequest Technology, LLC is seeking a highly skilled Principal, Information Governance to join our team. As a key member of our organization, you will be responsible for leading the development and implementation of our information governance program.Key Responsibilities:Develop and implement information governance...

  • Principal Infrastructure Architect

    1 month ago

    Chicago, Illinois, United States Request Technology Full time

    Job Title: Principal Infrastructure ArchitectWe are seeking a highly skilled Principal Infrastructure Architect to lead our team in designing and implementing scalable, secure, and efficient cloud-based infrastructure solutions. As a key member of our Request Technology team, you will be responsible for architecting and implementing real-time data streaming...

  • Information Governance Principal

    4 weeks ago

    Chicago, Illinois, United States Request Technology, LLC Full time

    Principal, Information GovernanceRequest Technology, LLC is seeking a seasoned professional to lead our information governance efforts. As a Principal, Information Governance, you will be responsible for developing and implementing policies, procedures, and controls to ensure the effective management of information across the organization.Key...

  • Grants and Compliance Specialist

    2 weeks ago

    Chicago, Illinois, United States CSTA Inc Full time

    Job Title: Grants and Compliance SpecialistAbout the Role:We are seeking a highly organized and detail-oriented Grants and Compliance Specialist to join our team at CSTA Inc. As a Grants and Compliance Specialist, you will be responsible for managing the life cycle of government grants and sponsored projects, ensuring strict compliance with federal...

  • Principal Attorney

    3 weeks ago

    Chicago, Illinois, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    Job SummaryWe are seeking a highly skilled and experienced Principal Attorney to join our team at the Metropolitan Water Reclamation District of Greater Chicago. The successful candidate will be responsible for performing complex legal work, supervising staff, and providing expert legal advice to the District.Key ResponsibilitiesProsecute and defend complex...

  • Principal Attorney

    2 months ago

    Chicago, Illinois, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    Job SummaryWe are seeking a highly skilled and experienced Principal Attorney to join our team at the Metropolitan Water Reclamation District of Greater Chicago. As a key member of our legal department, you will be responsible for providing expert legal advice and representation to the District on a wide range of complex legal matters.Key...

  • Compliance Manager

    1 week ago

    Chicago, Illinois, United States Buckingham Search Full time

    Job SummaryThis role will oversee the execution and management of programs that ensure compliance with the company's regulatory and internal control environment. The ideal candidate will have a strong background in process management, including familiarity with issue management or audit best practices.Key ResponsibilitiesFacilitate and oversee the management...

  • Information Governance Principal

    3 weeks ago

    Chicago, Illinois, United States Request Technology, LLC Full time

    Job Title: Principal, Information GovernanceAbout the Role:We are seeking a highly experienced Principal, Information Governance to join our team at Request Technology, LLC. As a key member of our organization, you will be responsible for leading stakeholders and across the organization to create a culture that manages information as an enterprise asset.Key...

  • Principal Attorney

    2 months ago

    Chicago, Illinois, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    {"Job SummaryWe are seeking a highly skilled and experienced Principal Attorney to join our team at the Metropolitan Water Reclamation District of Greater Chicago. The successful candidate will be responsible for prosecuting and defending complex cases in state and federal courts, as well as representing the District before various administrative bodies.Key...

  • Principal Cloud Architect

    3 weeks ago

    Chicago, Illinois, United States Fortellar Full time

    Job Title: Principal Cloud EngineerAt Fortellar, we are seeking a highly skilled Principal Cloud Engineer to join our team. As a key member of our cloud engineering team, you will be responsible for designing, building, and optimizing cloud-based solutions that drive business growth, operational efficiency, and innovation.Key Responsibilities:Cloud...

  • Principal Information Governance Analyst

    3 weeks ago

    Chicago, Illinois, United States Request Technology, LLC Full time

    Job Title: Principal Information Governance AnalystRequest Technology, LLC is seeking a highly skilled Principal Information Governance Analyst to join our team. As a key member of our organization, you will be responsible for developing and implementing information governance, data protection, and privacy programs.Key Responsibilities:Develop and implement...

  • Principal Attorney

    1 month ago

    Chicago, Illinois, United States Metropolitan Water Reclamation District of Greater Chicago Full time

    Job SummaryWe are seeking a highly skilled and experienced Principal Attorney to join our team at the Metropolitan Water Reclamation District of Greater Chicago. As a key member of our legal department, you will be responsible for providing legal counsel and representation to the District in various matters, including litigation, contract negotiations, and...

  • Principal Software Engineer

    2 weeks ago

    Chicago, Illinois, United States PatientPoint Full time

    About the RoleWe are seeking a highly skilled Principal Software Engineer to join our dynamic team at PatientPoint. As a key member of our engineering team, you will be responsible for designing, developing, and implementing scalable and efficient software solutions for our digital health platform.Key ResponsibilitiesEvaluate and introduce new technologies...

  • Principal Consultant

    3 weeks ago

    Chicago, Illinois, United States RSM Full time

    RSM is seeking an experienced Consulting Principal to lead our Financial Investigations and Dispute Advisory Services (FIDS) Practice in their market. As a key member of our team, you will collaborate and represent RSM's FIDS Practice and its technology capabilities to clients and prospects.Key Responsibilities:Oversee client service delivery of Forensic and...

  • Senior Principal Architect

    2 weeks ago

    Chicago, Illinois, United States Cubic Full time

    Job Overview:The Senior Principal Architect at Cubic Technology Systems is a key executive leader responsible for shaping and executing the company's overarching technology and architectural strategy.With a strong focus on cloud architecture and scalable, cloud-native solutions, this role demands a deep understanding of both technical and business...

  • Principal Software Engineer

    3 weeks ago

    Chicago, Illinois, United States PatientPoint Full time

    About the RoleWe are seeking a highly skilled Principal Engineer-Content Platform to join our dynamic team at PatientPoint. As a leading digital health company, we innovate to positively impact patient behaviors and improve health outcomes nationwide.Key ResponsibilitiesEvaluate and introduce new technologies and tools to ensure successful integration with...

  • Enterprise Principal Architect

    3 weeks ago

    Chicago, Illinois, United States LaSalle Network Full time

    Job Title: Enterprise Principal Architect - ServiceNow ExpertJob Summary:LaSalle Network is seeking an experienced Enterprise Principal Architect - ServiceNow Expert to join our team. This role will work closely with senior leaders to develop and architect strategic initiatives that align with the organization's overall objectives, with a focus on the...

  • Wealth Management Principal

    2 weeks ago

    Chicago, Illinois, United States Cerity Partners Full time

    Job SummaryAt Cerity Partners, we are seeking a highly skilled and experienced Wealth Management Principal to join our Executive Financial Counseling team. As a key member of our team, you will play a critical role in providing comprehensive financial planning and investment services to our high-net-worth clients.Key Responsibilities:Build and maintain...

  • Principal Data Analyst

    1 month ago

    Chicago, Illinois, United States New Relic Full time

    Principal Data AnalystWe are seeking a highly skilled and experienced Principal Data Analyst to join our Enterprise Analytics team.This pivotal role will report directly to the Director of Enterprise Analytics and will be instrumental in driving data-informed decision-making across the organization.The ideal candidate in this role will be a hands-on...

  • GRC Compliance Monitoring Manager

    2 weeks ago

    Chicago, Illinois, United States Request Technology, LLC Full time

    We are seeking a highly skilled GRC Compliance Monitoring Manager to join our team at Request Technology, LLC. The ideal candidate will have a strong background in process management, including familiarity with issue management or audit best practices.Key Responsibilities:Oversee the facilitation of the management self-testing program, including drafting of...

Compliance Principal

2 months ago

Chicago, Illinois, United States AmeriLife Full time
{"Job Title": "Compliance Principal", "Job Summary": "At AmeriLife, we are seeking a highly skilled Compliance Principal to join our team. This role is responsible for supervising the review and approval of new business applications, ensuring adherence to regulatory requirements and fiduciary obligations. The ideal candidate will have experience in financial services, securities licensing, and a strong analytical mindset.

Responsibilities:

* Review and approval of new business applications and subsequent transactions
* Placing trades and assisting representatives with trade-related questions
* Periodic review and approval of reporting to ensure adherence to written supervisory procedures
* Assisting advisors/staff regarding suitability, procedural, and product details
* Staying up-to-date with regulatory and compliance requirements

Requirements:

* Financial services experience
* Securities Licensed (6/7 and 24)
* Experience trading on industry platforms or custodians
* Experience working in a broker-dealer and RIA environment
* Bachelor's degree or equivalent
* Strong analytical skills and ability to identify problems and develop solutions
* Excellent organizational skills and attention to detail
* High degree of initiative and ability to work within tight deadlines

Benefits:

* 401(k)
* 401(k) matching
* Dental insurance
* Health insurance
* Paid time off
* Vision insurance

Schedule:

* Monday to Friday

Supplemental Pay:

* Commission pay

Work Location:

* In person
", "Language": "en-US"}