Senior Audit Manager

2 days ago

Mount Laurel, New Jersey, United States TD Bank Full time
Job Description

The Senior Audit Manager is a key member of our Audit team, responsible for providing specialized in-depth audit expertise and contributing to the planning, risk assessment, and execution of audits and related processes enterprise-wide.

Key Responsibilities
  • Provides people management leadership by hiring, setting goals, developing staff, managing employee performance, and making compensation decisions.
  • Supports audits for specific businesses, functions, or projects as a subject matter expert.
  • Directs, oversees, plans, and executes efficient and effective audits to ensure appropriate coverage for areas of expertise.
  • Evaluates internal and external risks for assigned business lines.
  • Communicates recommendations and process improvements to management in areas of expertise.
  • Monitors business line projects.
  • Contributes to and/or reviews area(s) of expertise in the final audit report following CAE review and approval.
  • Provides meaningful recommendations to audit procedures and programs.
  • Completes Post Audit Feedback Form for self.
  • Communicates status and escalates issues.
  • Clears review notes following each review.
  • Participates in post-audit critique meeting.
  • Participates in completion of the quarterly Control Dashboard process.
  • Reviews reports from QA team, peer reviews, and Regulator feedback and makes necessary enhancements.
  • Contributes to completion of the annual RAP and Annual Audit Plan for assigned area(s).
  • Key member in Centers of Excellence.
  • Participates in continuous monitoring/call program.
  • May participate on or lead various projects/division initiatives as needed.
  • Demonstrates TD leadership Core Values.
  • Recognizes team members' contributions.
  • Strong presentation skills when delivering training and presentations at the division level, industry conferences, workshops, etc.
Requirements
  • Bachelor's degree required; Master's degree preferred.
  • 8+ years related experience required; Banking experience preferred.
  • Relevant certification required.
  • PC skills (MS Office Suite).
  • Excellent oral and written communication skills.
  • Advanced level of critical thinking, risk-based decision making, problem solving, and conflict resolution skills.
  • Travel 35% or more.
  • Works well independently and with others.
  • Completes tasks timely and accurately.
  • Escalates issues and delays quickly.
  • Effectively manages competing priorities for self.
  • Advanced awareness of laws and regulations governing the banking industry that impact assigned area.
  • Advanced functional audit knowledge and skills.
  • Knowledge in subject matter areas.
  • Proficient conflict resolution skills.
  • Adapts, promotes, and champions change.
  • Assumes ownership and promotes accountability.
  • Thrives in fast-paced and challenging environments.
  • Advanced skills in building and maintaining relationships within, and external, to audit.
  • Strong ability to develop relationships with the business while conducting audits.
  • Consults assigned lines of business (trusted advisor).
  • May manage a team of professional resources indirectly and actively trains/coaches audit staff.
  • Proficient influencing skills.
Preferred Experience
  • CAMS, CFE certification.
  • Financial Crimes/AML Audit experience.
About TD Bank

TD Bank is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States, and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities, and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more

Additional Information

We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we're committed to helping you identify opportunities that support your goals.

Training & Onboarding

We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process

We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Federal law prohibits job discrimination based on race, color, sex, sexual orientation, gender identity, national origin, religion, age, equal pay, disability, and genetic information.

  • Senior Audit Group Manager

    5 days ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    About the RoleWe are seeking a highly skilled and experienced Senior Audit Group Manager to join our team at TD Bank. As a Senior Audit Group Manager, you will be responsible for leading and developing a team of audit professionals, overseeing and executing audits and/or projects of varying complexity, and acting as a subject matter expert in your area of...

  • Senior Audit Group Manager

    1 week ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    Job Summary The Senior Audit Group Manager will lead and develop a team of audit professionals, overseeing and executing audits and/or projects of varying complexity. This role requires expertise in audit standards, procedures, laws, rules, and regulations, as well as risk management environments, standards, regulations, and mitigation. Key...

  • Audit Manager I Capital Management

    2 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    About the RoleThe Audit Manager I Capital Management is responsible for overseeing assigned audit execution, preparing audit reports, and reviewing work performed by employees supervised.Key ResponsibilitiesLeads a team focused on assigned audit and assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In...

  • Audit Training Manager I

    4 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    About the Role:The Audit Training Manager I is a key member of the Professional Practices team at TD Bank, N.A. This role is responsible for overseeing the development and delivery of audit training programs, ensuring that audit staff have the necessary skills and knowledge to perform their duties effectively.Key Responsibilities:Develop and implement...

  • Audit Manager II Data Risk

    3 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    About the RoleThe Audit Manager II Data Risk is accountable for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key ResponsibilitiesContributes to the Audit planning process for specific businesses/functional units, including audit...

  • Audit Manager II Financial Crimes High Risk

    2 days ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job Title: Audit Manager II Financial Crimes High RiskJob Summary:The Audit Manager II Financial Crimes High Risk is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. This role will also oversee the Audit team performing the audits.Key Responsibilities:Contributes to the Audit...

  • Audit Manager II Data Risk

    3 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    About the RoleThe Audit Manager II Data Risk is a critical position within TD Bank, N.A.'s Risk Management team. This role is responsible for overseeing the planning and execution of audits covering discrete business units or functional corporate areas. The successful candidate will lead a team of professionals in performing audits, forming conclusions, and...

  • Comcast Cybersecurity Senior Manager

    1 week ago

    Mount Laurel, New Jersey, United States Comcast Full time

    Job SummaryWe are seeking a highly skilled Senior Manager to lead our Identity and Access Management (IAM) operations team. The successful candidate will be responsible for managing secure, resilient, cost-effective, and scalable solutions on our enterprise identity and access management platform across various use cases.Key ResponsibilitiesPartner with...

  • Risk Management Specialist

    6 days ago

    Mount Laurel, New Jersey, United States Insight Global Full time

    Job Title: Senior Risk AnalystWe are seeking a highly skilled Senior Risk Analyst to join our team at Insight Global. As a Senior Risk Analyst, you will play a critical role in identifying, assessing, and mitigating risks across various business areas.Key Responsibilities:Develop and implement comprehensive risk management strategies to ensure compliance...

  • Senior Manager of Identity and Access Management

    2 weeks ago

    Mount Laurel, New Jersey, United States Comcast Full time

    Job SummaryComcast is seeking a highly skilled Senior Manager of Identity and Access Management to join our cybersecurity team. As a key member of our team, you will be responsible for managing secure, resilient, cost-effective, and scalable solutions on our enterprise identity and access management platform.Key ResponsibilitiesPartner with engineering teams...

  • Senior Manager Quantitative Analytics Lead

    7 days ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job Title: Senior Manager Quantitative Analytics LeadJob Summary:We are seeking a highly skilled Senior Manager Quantitative Analytics Lead to join our team at TD Bank. As a Senior Manager Quantitative Analytics Lead, you will be responsible for leading a team of quantitative analysts and developing advanced quantitative models to meet business requirements....

  • Senior Manager Business Intelligence

    7 days ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job Title: Senior Manager Business IntelligenceTD Bank is seeking a highly skilled Senior Manager Business Intelligence to lead our Business Intelligence and Reporting team. As a key member of our Data and Analytics team, you will be responsible for developing and implementing business intelligence solutions to drive business growth and improve...

  • Sustainment Engineering Senior Manager

    4 days ago

    Mount Laurel, New Jersey, United States Lockheed Martin Full time

    About the RoleWe are seeking a highly skilled and experienced Senior Manager to lead our Global Sustainment organization. As a key member of our team, you will be responsible for developing and implementing strategies to ensure the successful delivery of sustainment products and services to our customers.Key ResponsibilitiesLead the Global Sustainment...

  • Senior Manager of Identity and Access Management

    2 weeks ago

    Mount Laurel, New Jersey, United States Comcast Full time

    Job SummaryComcast is seeking a highly skilled Senior Manager of Identity and Access Management to lead our IAM Operations team and work closely with engineering teams to manage secure, resilient, cost-effective, and scalable solutions on our enterprise identity and access management platform.Key ResponsibilitiesPartner with engineering teams to design,...

  • Senior Manager of Identity and Access Management

    3 weeks ago

    Mount Laurel, New Jersey, United States Comcast Full time

    Job SummaryComcast is seeking a highly skilled Senior Manager of Identity and Access Management to lead our IAM Operations team and work closely with our Managed Service Provider's resources to ensure deliverables are met within Service Level Agreements (SLA).Key ResponsibilitiesCollaborate with IAM Delivery, Engineering, and Architecture teams to maintain...

  • Senior Brand Strategy Manager

    7 days ago

    Mount Laurel, New Jersey, United States TD Bank Full time

    Job DescriptionJob Title: Senior Group Manager, Brand StrategyJob Summary:We are seeking a highly skilled and experienced Senior Group Manager, Brand Strategy to lead our Brand Strategy team. The successful candidate will be responsible for developing and executing marketing strategies that drive business growth and customer engagement.Key...

  • Audit Manager

    7 days ago

    Mount Vernon, New York, United States Gpac Full time

    Gpac, a leading search firm, is seeking a highly skilled Audit Manager to join their team. As a key member of the audit team, you will be responsible for managing financial statement audits, reviews, and compilations, as well as special projects.Key Responsibilities:- Lead and manage audit teams to ensure high-quality results and timely completion of...

  • Senior Governance Specialist

    1 week ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    Job Title: Senior Governance SpecialistDescription:The Senior Governance Specialist is a key member of the TD Bank, N.A. team, responsible for providing expert guidance and support to ensure the effective implementation of governance and risk management practices across the organization.Key Responsibilities:Develop and maintain a comprehensive understanding...

  • Senior Brand Strategy Manager

    2 weeks ago

    Mount Laurel, New Jersey, United States TD Bank, N.A. Full time

    Job DescriptionJob Title: Senior Group Manager, Brand StrategyJob Summary:The Senior Group Manager, Brand Strategy is a key leadership role that oversees the development and execution of marketing strategy planning, annual portfolio planning, and acts as a key contributor in influencing business operational decisions. This role is accountable for continuing...

  • Shift Manager

    5 days ago

    Mount Laurel, New Jersey, United States Taco Bell Full time

    Job SummaryWe are seeking a highly skilled Shift Manager to join our team at Taco Bell. As a Shift Manager, you will be responsible for ensuring exceptional customer service, maintaining company standards, and driving operational excellence.Key ResponsibilitiesCustomer Satisfaction/Product QualityMaintain fast, accurate service and ensure products meet...