Legal Counsel
2 days ago
Lido Advisors, LLC is a leading wealth management firm seeking a talented and experienced Legal Counsel to join its growing Legal team. As a key member of our team, you will provide legal counsel to our investment advisory business and other parts of the Lido enterprise.
Responsibilities- Provide practical and timely legal advice, guidance, and support on a range of matters relevant to Lido's business.
- Draft, review, negotiate, and advise on contracts relating to Lido's business, including client agreements, NDAs, commercial agreements, employment agreements, etc.
- Collaborate with other Legal team members in support of projects.
- Interpret existing and proposed laws, rules, and regulations, and advise on changes thereto.
- Assist with subpoena, litigation, and regulatory matters as needed.
- Provide legal support to the private fund platform.
- Learn new subject matter areas and take ownership of projects as needed.
- Develop and implement policies, processes, and standards to support the Legal Department and other business areas.
- Assist with corporate matters and work on projects outside of normal responsibilities and adapt as needed.
- Manage outside counsel as necessary.
- Juris doctor (JD) degree from an accredited law school.
- California Bar membership that is active and in good standing, or eligible to practice as California Registered in-house counsel.
- 4+ years of practicing law, preferably at a law firm, financial institution, government agency, regulator, and/or self-regulatory organization, with securities industry experience.
- Knowledge of the Investment Advisors Act of 1940 and its related rules and regulations, federal and state securities laws, and the investment advisor business is preferred but not required.
- Some familiarity with private funds and the Investment Company Act of 1940 is preferred.
- Prior in-house experience helpful, but not required.
- Strong analytical skills.
- Excellent writing and verbal communication skills.
- Team player and a desire to collaborate with others in a dynamic environment.
- Strong work ethic and attention to detail.
- Willingness to take ownership on projects.
- Ability to organize, prioritize, manage multiple tasks, and keep the team apprised of status.
- Agility in a rapidly changing and fast-paced business environment.
- Desire and willingness to dive into the investment adviser space and to develop as a generalist.
- Creativity, a growth mindset, and a sense of humor are essential.
Lido Advisors, LLC offers a comprehensive benefits program, a flexible work environment, and opportunities for personal and professional growth. We are an equal-opportunity employer and welcome applications from diverse candidates.
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