Audit Manager, Risk Management Expert

1 week ago

Plano, Texas, United States Capital One Full time
Job Summary

Capital One is seeking a highly skilled Audit Manager to join our team. As a key member of our Dynamic Audit Resourcing Team (DART), you will be responsible for leading audits of Second Line Risk Management functions, including areas such as Risk Management Framework, Enterprise Risk Management, Operational Risk Management, Credit Risk Management, Risk Appetite, Third Party Risk Management, Operational Resiliency, Country Risk, Payments and ESG.

Key Responsibilities:

  • Plan, perform, and lead audits of Second Line Risk Management functions
  • Develop and maintain effective working relationships with key business partners
  • Develop audit engagement planning documentation and develop the audit program to ensure adequate coverage of risk
  • Design and perform audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes
  • Effectively communicate audit process scope, protocol, issues, risks, and recommendations in written reports and oral presentations to clients
  • Assess the relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of big picture issues
  • Manage timely and quality delivery of audit work
  • Supervise and coordinate work assignments amongst audit team members
  • Leverage specialized knowledge and skills, providing management with insight into their area of subject-matter focus

Requirements:

  • Bachelor's Degree or military experience
  • At least 5 years of experience in auditing, risk management, or a combination
  • At least 2 years of experience in leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

  • 2+ years of experience in banking or in financial services
  • 1+ years of experience in performing data analysis in support of internal auditing
  • Master's Degree in Accounting, Master's Degree in Finance or Master of Business Administration
  • Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Third Party Risk Professional (CTPRP) certification, or Operational Resilience Certification, or Accredited Payments Risk Professional (APRP) or Sustainability and Climate Risk (SCR) Certificate

Work Arrangement:

This role is hybrid, meaning associates typically spend about half of their time (2-3 days per week) in-person at one of our offices. Monday and Fridays are enterprise-wide virtual work days. Tuesday, Wednesday, and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.

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