Audit Manager

4 weeks ago

Plano, Texas, United States Capital One Full time

About the Role:

Capital One is seeking a highly skilled Audit Manager to join our Cyber, Risk & Analysis team. As a key member of our team, you will be responsible for leading audits of critical technology functions, including cloud-based technology implementations, application controls, and cybersecurity risks.

Responsibilities:

  • Execute major components of audits, including critical technology functions, cloud-based infrastructure, emerging technology, cybersecurity, risk management, application, and third-party management.
  • Perform risk assessments of business units and technology operations, design and execute audit procedures to verify the effectiveness of existing controls, identify and define issues, review and analyze evidence, and document auditee processes and procedures.
  • Establish and maintain good auditee relations during engagements, communicate or assist in communicating the results of some audit projects to management via written reports and oral presentations.
  • Review and provide feedback on audit workpapers to achieve clear, organized, and complete documentation to support work performed.
  • Self-prioritize and effectively plan own work activities, managing multiple priorities and tasks across the team to deliver quality results.
  • Coordinate with others and proactively take on additional work.
  • Deliver appropriate, succinct, and organized information, tailoring communication style to audience.
  • Effectively communicate information, issues, and audit progress to teammates and audit leaders.
  • Perform various aspects of engagement administration, including hours and budget tracking.
  • Provide periodic on-the-job coaching and direct supervision over less experienced associates.

Ideal Teammate:

You are a critical thinker who seeks to understand the business and its control environment. You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.

You possess a relentless focus on quality and timeliness. You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.

You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.

You're a firm believer that a rich understanding of data, innovation, and technology will only make you a better auditor. This will require leveraging the power of data analytics and furthering your technical expertise.

You're a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.

You create energy and an environment that fosters trust, collaboration, and belonging, making it easy to attract, hire, and retain top talent.

Basic Qualifications:

  • Bachelor's Degree or military experience.
  • At least 5 years of experience auditing information technology (operations, software delivery, access management, information security, cloud computing).
  • At least 3 years of experience in auditing information security (application security, network security, cyber security, data protection), or cloud computing controls (design, operation, risk management, auditing) or a combination.
  • At least 3 years of experience leading a team to deliver initiatives, collection of work, or a combination.
  • At least 1 year of experience in cloud computing and controls (design, operation, risk management, or auditing).
  • At least 2 years of experience in managing audit engagements, project management, or a combination.
  • At least 3 years of experience in analyzing data extracts to identify trends, patterns, and anomalies, including 1 year of experience in test scripting or testing coding (writing, reviewing, or assessing).

Preferred Qualifications:

  • Certifications related to or pursuing certification related to Cloud, Cyber, or Technology Operations, such as Cloud provider certifications, Certified Information Systems Security Professional (CISSP), or Certified Information Security Manager (CISM).
  • Certifications related to or pursuing certification related to Auditing, such as Certified Internal Auditor (CIA), or Certified Information Systems Auditor (CISA).
  • 6+ years of experience with IT control frameworks.
  • 1+ years of experience auditing emerging technologies.
  • 3+ years experience in cloud computing (notably AWS, GCP, Azure) and controls, or 1+ years of conducting audits of controls in cloud-based environments.
  • 2+ years of experience in risk and data management.
  • 2+ years of experience performing data analysis in support of internal auditing.

This role is hybrid, meaning associates typically spend about half their time (2-3 days per week) in-person at one of our offices listed on this job posting. Monday and Fridays are enterprise-wide virtual work days. Tuesday, Wednesday, and Thursday are in-person days for associates to spend time together working in our beautifully designed team areas.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being. Learn more at the Capital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth, or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state, or local law.

Capital One promotes a drug-free workplace. If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to . Capital One does not provide, endorse, nor guarantee, and is not liable for third-party products, services, educational tools, or other information available through this site.

Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe, and any position posted in the Philippines is for Capital One Philippines Service Corp.

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