Paralegal Assistant for Regulatory Compliance
1 week ago
You will be responsible for:
- Supporting in-house attorneys with project management and matter coordination
- Reviewing, archiving, and organizing contracts, court orders, tax levies, and other records
- Assisting the legal team in managing negative equity accounts and collection litigation
- Becoming proficient with our case management tool, IBKR360
- Developing and implementing policy templates, documentation standards, and knowledge-sharing processes
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Compliance Expert in Regulatory Reporting
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAre you a motivated and organized individual with a background in regulatory compliance? Do you have experience with systems like FINRA CAT and stock Trade Reporting Facilities?We are seeking a Compliance Expert in Regulatory Reporting to join our team at Interactive Brokers Group. As a key member of our Compliance department, you will be responsible for...
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Hybrid Paralegal Professional
2 weeks ago
Greenwich, Connecticut, United States Beacon Hill Full timeAbout the RoleAs a Corporate Paralegal - Hybrid, you will be responsible for global entity management, regulatory filings, KYC documentation, and legal billing. This is a unique opportunity to work in a private equity firm's Greenwich, CT office, with an estimated salary range of $95,000 - $130,000 per year.Key ResponsibilitiesFormation, tracking, and...
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Regulatory Compliance Officer
1 month ago
Greenwich, Connecticut, United States Privatus - Fairfield County Full timeAt Privatus Care Solutions, we are seeking a part-time Compliance Coordinator for our offices in Connecticut and Westchester. As a detail-oriented and self-motivated team member, you will play a vital role in maintaining administrative paperwork and caregiver files.This 16-24 hour per week position requires strong organizational skills, excellent...
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Senior Corporate Transaction Paralegal
4 weeks ago
Greenwich, Connecticut, United States Beacon Hill Full timeA leading private equity firm is seeking a highly skilled Corporate Paralegal to join its team in Greenwich, CT. This is an exceptional opportunity for an experienced professional to leverage their expertise in corporate formations and mergers & acquisitions.The ideal candidate will have at least 2 years of experience as a corporate paralegal, preferably in...
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Head of Regulatory Assurance
1 week ago
Greenwich, Connecticut, United States Interactive Brokers Full timeWe are looking for a seasoned Head of Regulatory Assurance to manage our annual compliance testing program. The successful candidate will have a high degree of comfort and fluency with computers and technology, as well as outstanding oral and written communication skills.Responsibilities include designing, maintaining, and managing a compliance testing...
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Regulatory Affairs Specialist
1 week ago
Greenwich, Connecticut, United States Privatus - Fairfield County Full timeJob Description:">We are seeking a highly organized and detail-oriented Compliance Coordinator to join our team at Privatus CARE SOLUTIONS. This part-time position requires a candidate with excellent communication skills, experience with compliance and regulatory paperwork, and the ability to work independently.">Key Responsibilities:">">Maintain accurate...
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Greenwich, Connecticut, United States Interactive Brokers Full timeJob Summary: As a Lawyer Assistant with a focus on International Trade at Interactive Brokers, you will play a critical role in supporting the legal team in immigration, regulatory, litigation, and corporate matters. This position requires a highly organized and detail-oriented professional who can multitask and quickly adapt to a fast-paced environment. You...
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Compliance Testing Specialist
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAt Interactive Brokers, we are seeking a skilled Regulatory Risk Manager to join our team. As the Head of Compliance Testing, you will be responsible for managing our annual compliance testing program, coordinating with stakeholders across various departments, and ensuring reviews are conducted in accordance with firm procedures.The primary responsibilities...
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Compliance Testing Expert
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeInteractive Brokers is a global financial services company that simplifies and enhances financial opportunities using state-of-the-art technology. We are seeking an experienced Compliance Testing Expert to lead our compliance testing program.The ideal candidate will have at least 5+ years of experience with U.S. securities and/or commodities regulations,...
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Corporate Legal Specialist
4 weeks ago
Greenwich, Connecticut, United States Beacon Hill Full timeJob DescriptionWe are seeking a highly skilled Corporate Paralegal to join our team in Greenwich, CT. This is a hybrid role with all-in compensation ranging up to $130,000.Responsibilities:Support the formation, tracking, and dissolution of deal and fund entities.Manage and track regulatory filings, including those under the Corporate Transparency...
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Financial Compliance Specialist
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Financial Compliance Specialist to join our team in Greenwich, CT. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with relevant regulations and industry best practices.The ideal candidate will have 1-3 years of...
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Global Sanctions Compliance Director
7 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout the RoleThis is a hybrid position requiring expertise in sanctions compliance, preferably at a large financial institution or regulator. The ideal candidate will possess strong leadership, analytical, and communication skills, as well as experience managing international sanctions programs.Key Responsibilities:Liaise with business units to develop and...
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Tax Compliance Specialist
1 week ago
Greenwich, Connecticut, United States iCapital Full timeAt iCapital, we are looking for a highly skilled Tax Vice President to join our Fund Finance Central Services team. This role will involve managing the U.S. tax compliance function for access funds, including private equity, hedge funds, and RICs.The ideal candidate will have 7+ years of experience in tax compliance, preferably with an asset manager and/or...
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Internal IT Compliance Manager
3 weeks ago
Greenwich, Connecticut, United States GXO Logistics Full timeAbout the RoleGXO Logistics is seeking an experienced Internal IT Compliance Manager to join our team. As an Internal IT Compliance Manager, you will play a pivotal role in ensuring SOC 1 compliance, maintaining strong client relationships, and coordinating effectively with external audit partners. The successful candidate will facilitate IT audit execution...
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Tax Compliance Expert
1 week ago
Greenwich, Connecticut, United States iCapital Full timeAbout the RoleiCapital is seeking a highly skilled Tax Compliance Assistant Vice President to join its Fund Finance Central Services team. This individual will be responsible for ensuring timely tax reporting and communication for hedge, private equity fund of fund, and access fund vehicles in conjunction with third-party administrators and tax preparers.The...
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Greenwich, Connecticut, United States iCapital Full timeJob DescriptioniCapital is seeking a highly skilled Tax Compliance professional to join its Fund Finance Central Services team. As a Tax Compliance expert, you will play a crucial role in ensuring timely and accurate tax reporting and compliance for our clients.You will be responsible for managing the tax compliance function for access funds, including...
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Senior Medical Laboratory Director
2 weeks ago
Greenwich, Connecticut, United States Yale New Haven Health Full time**Key Responsibilities**The successful candidate will assist in providing medical leadership to laboratory staff, ensuring superlative and efficient patient care and compliance with regulatory standards. Key responsibilities include providing direct patient care, producing anatomic and clinical pathology consultations and reports, directing specific areas of...
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Medical Professional
7 days ago
Greenwich, Connecticut, United States Yale New Haven Health Full timeJob DescriptionWe are seeking a highly skilled Physician Assistant to join our team at Yale New Haven Health. As a Physician Assistant, you will be responsible for providing exceptional patient care and working collaboratively with healthcare professionals to ensure the highest standards of care.Key Responsibilities:Clinical Care: Provides assessment,...
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Anatomic and Clinical Pathologist
2 weeks ago
Greenwich, Connecticut, United States Yale New Haven Health Full time**Job Overview**Yale New Haven Health is seeking a highly skilled Anatomic and Clinical Pathologist to join our team at Greenwich Hospital. As a key member of our laboratory, you will play a vital role in providing high-quality patient care and ensuring compliance with regulatory standards.
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Financial Operations Manager
4 weeks ago
Greenwich, Connecticut, United States Creative Financial Staffing Full timeJob Overview:A prestigious country club seeks a detail-oriented and experienced Financial Operations Manager to oversee and manage financial operations. The ideal candidate will bring a strong background in accounting, excellent organizational skills, and a commitment to providing top-notch service in a collaborative environment.Key...