Senior Manager of DTC Settlements and Securities Financing
3 weeks ago
About the Role
Mitsubishi UFJ Financial Group (MUFG) is seeking a highly skilled and experienced professional to join our team as a Senior Manager of DTC Settlements and Securities Financing. This is a critical role that requires a strong understanding of DTC collateral settling, securities financing, and back office operations.
Key Responsibilities
- Manage all back office operations functions, including DTC deliveries, end of day balancing for DTC, stock record maintenance, BPS/GFW intraday maintenance, and collateral management within DTC.
- Validate, research, update, and distribute fail reports firm-wide.
- Settle all DTC trades and ensure adherence to Rule 204, monitoring short sale settlement.
- Process corporate buybacks, including DWACs.
- Create and modify processes and procedures to ensure efficient and accurate operations.
- Handle audit inquiries and manage key processing throughout the day for accuracy and completeness.
- Work with other manager team members across the firm on strategic initiatives and handle key escalations.
- May be responsible for managing team members as needed.
Requirements
- Bachelor's degree in a related field.
- 7-10 years of experience in DTC settlements and securities financing.
- Proficiency in DTCC Settlement Web, DTCC PORTAL, BPS/ADP/GFW, and Microsoft Suite.
- Knowledge of Loanet and additional system knowledge a plus.
About MUFG
MUFG is a global financial institution with a strong commitment to diversity, equity, and inclusion. We offer a competitive benefits package, including comprehensive health and wellness benefits, retirement plans, educational assistance, and training programs. We are an equal opportunity employer and welcome applications from diverse candidates.
-
Finance Manager, DTC Ad Sales
2 weeks ago
New York, New York, United States Warner Bros. Discovery Full timeJob Title: Manager, Finance, DTC Ad SalesJoin Warner Bros. Discovery, a global leader in the media and entertainment industry, as a Manager, Finance, DTC Ad Sales. In this role, you will play a critical part in driving the company's financial performance and growth.About the Role:The Manager, Finance, DTC Ad Sales will be responsible for providing financial...
-
International Settlements Specialist
2 weeks ago
New York, New York, United States Aegistech Full timeAegistech is seeking a skilled Operations Consultant to join their team in NYC. This is a hybrid, contract role that requires strong communication and interpersonal skills.Key Responsibilities:Settle international securities, including CAD equities, bonds, and treasuries, as well as JPY equities and bonds.Manage trade settlement, fails, and firm...
-
Fixed Income Operations Manager
1 month ago
New York, New York, United States MUFG Full timeUnlock Your Potential with MUFGAre you a seasoned professional looking to make a meaningful impact in the financial industry? Do you have a passion for fixed income operations and a keen eye for detail? We're seeking a highly skilled and experienced individual to join our team as a Manager of DTC Settlements and Securities Financing.Key...
-
Operations Service Manager
1 month ago
New York, New York, United States Bank of China Limited, New York Branch Full timeJob Title: Assistant Vice PresidentBank of China Limited, New York Branch is seeking a highly skilled and experienced Assistant Vice President to join our team. The successful candidate will be responsible for performing and supervising securities settlements operations to ensure timely and accurate processing.Key Responsibilities:Monitor and process...
-
Supervisor of Operations
4 days ago
New York, New York, United States Broadridge Financial Solutions , Inc. Full timeJob SummaryWe are seeking a highly skilled Supervisor of Operations to join our Settlements team at Broadridge Financial Solutions, Inc. This role will be responsible for supporting our top-tier clients and working closely with our team to deliver exceptional results.Key ResponsibilitiesSupport DTCC Settlement Functions: Provide operational expertise and...
-
Operations Service Manager
2 weeks ago
New York, New York, United States Bank of China Limited, New York Branch Full timeJob Title: Operations Service ManagerJoin Bank of China Limited, New York Branch as an Operations Service Manager and take on a challenging role that requires strong organizational and communication skills. As a key member of our operations team, you will be responsible for ensuring the smooth execution of securities settlements, corporate actions, and tax...
-
Senior Associate, Settlements
1 month ago
New York, New York, United States Tandym Group Full timeInvestment Management Firm Seeks Experienced Professional **Job Summary:** We are seeking an experienced professional to join our Settlements team as a Senior Associate. The successful candidate will be responsible for reporting failed trades, resolving trade issues, and setting up new accounts and brokers on our confirmation, clearing, and trade...
-
Trade Operations Specialist
2 weeks ago
New York, New York, United States Robert Half - US Full timeAVP Trade Operations RoleAs a key member of our team, you will be responsible for covering the full trade lifecycle across Fixed Income, Securities, Derivatives, and FX. This includes trade confirmation, settlement, trade breaks, cash reconciliation, payments, and corporate actions.Key Responsibilities:Cover the full trade lifecycle across Fixed Income,...
-
Senior Settlement Representative
3 weeks ago
New York, New York, United States Municipal Credit Union Full timeJob DescriptionMunicipal Credit Union seeks a skilled Senior Settlement Representative to join our team. As a key member of our operations team, you will be responsible for managing and resolving complex settlement claims in a timely and efficient manner.Key Responsibilities:Investigate and analyze settlement claims to determine validity and...
-
Senior Finance Professional
1 week ago
New York, New York, United States Currency Cloud Full timeJob DescriptionVisa Global Treasury is seeking a seasoned finance professional to lead settlement services in the Latin American and Caribbean (LAC) and North American regions.This individual will oversee settlement operations, manage relationships with settlement agents, and provide consultancy to internal and external stakeholders.The role requires strong...
-
Trade Operations Specialist
1 month ago
New York, New York, United States Robert Half - US Full timeTrade Operations RoleWe are seeking a highly skilled Trade Operations professional to join our team in midtown Manhattan. The successful candidate will be responsible for covering the full trade lifecycle across Fixed Income, Securities, Derivatives, and FX.Key ResponsibilitiesTrade confirmation, settlement, and trade breaksCash reconciliation, payments, and...
-
Trade Operations Specialist
1 month ago
New York, New York, United States Robert Half - US Full timeAVP Trade Operations RoleRobert Half - US is seeking a highly skilled AVP Trade Operations professional to join our team in midtown Manhattan. As a key member of our operations team, you will be responsible for covering the full trade lifecycle across Fixed Income, Securities, Derivatives, and FX.Key Responsibilities:Trade confirmation, settlement, trade...
-
Senior Settlement Representative
2 weeks ago
New York, New York, United States Municipal Credit Union Full timeJob Title: Senior Settlement RepresentativeJob Summary:The Senior Settlement Representative is a key member of our operations team, responsible for ensuring the accurate and timely reconciliation of financial transactions. This role requires strong analytical and problem-solving skills, as well as excellent communication and interpersonal skills.Key...
-
Trade Operations Specialist
2 weeks ago
New York, New York, United States Robert Half - US Full timeAVP Trade Operations Job DescriptionJob Summary: We are seeking an experienced Trade Operations professional to join our team in the midtown Manhattan office. The successful candidate will be responsible for covering the full trade lifecycle across Fixed Income, Securities, Derivatives, and FX.Key Responsibilities:Trade confirmation, settlement, and trade...
-
Trade Operations Specialist
4 weeks ago
New York, New York, United States Robert Half - US Full timeAVP Trade Operations Job DescriptionJob Summary: We are seeking an experienced Trade Operations professional to join our team in midtown Manhattan. The successful candidate will be responsible for covering the full trade lifecycle across Fixed Income, Securities, Derivatives, and FX.Key Responsibilities:Trade confirmation, settlement, and trade breaksCash...
-
New York, New York, United States Goldman Sachs Full timeJob SummaryWe are seeking a highly skilled attorney to join our Prime Services and Securities Financing Transactions Legal team. The successful candidate will provide transactional and advisory support for a range of securities financing products and the Prime Brokerage business unit.Key ResponsibilitiesAdvising on all aspects of Prime Brokerage services,...
-
New York, New York, United States Goldman Sachs Full timeJob SummaryWe are seeking a highly skilled and experienced attorney to join our Prime Services and Securities Financing Transactions Legal team. As a key member of our team, you will provide legal advice and support for a range of securities financing products and the Prime Brokerage business unit.ResponsibilitiesAdvising on all aspects of Prime Brokerage...
-
New York, New York, United States Goldman Sachs Full timeJob SummaryWe are seeking a highly skilled attorney to join our Prime Services and Securities Financing Transactions Legal team. The successful candidate will provide legal advice and support for a range of securities financing products and the Prime Brokerage business unit.Key ResponsibilitiesAdvising on all aspects of Prime Brokerage services, including...
-
New York, New York, United States Goldman Sachs Full timeAbout the RoleWe are seeking a highly skilled attorney to join our Prime Services and Securities Financing Transactions Legal team at Goldman Sachs. As a key member of our team, you will provide legal advice and support for a range of securities financing products and the Prime Brokerage business unit.ResponsibilitiesAdvising on all aspects of Prime...
-
Finance Business Systems Analyst
1 month ago
New York, New York, United States MSIG USA Full timeWorkday Finance Senior Business Systems AnalystMSIG North America's Finance Department is seeking a highly skilled Workday Finance Senior Business Systems Analyst to join our team. As a key member of our Finance team, you will play a critical role in managing the Workday Finance system, ensuring its smooth operation, and driving business growth.Key...