Internal Controls Framework Specialist

3 weeks ago

New York, New York, United States Barclays Full time
Job Description

Purpose of the Role

To design, develop, and consult on the bank's internal controls framework and supporting policies and standards across the organization, ensuring it is robust, effective, and aligned to the bank's overall strategy and risk appetite.

Key Responsibilities

  • Identify and analyze emerging and evolving risks across functions to understand their potential impact and likelihood.
  • Communicate the purpose, structure, and importance of the control framework to all relevant stakeholders, including senior management and audit.
  • Support the development and implementation of the bank's internal controls framework and principles tailored to the bank's specific needs and risk profile, including design, monitoring, and reporting initiatives.
  • Monitor and maintain the control's frameworks to ensure compliance and adjust and update as internal and external requirements change.
  • Embed the control framework across the bank through cross-collaboration, training sessions, and awareness campaigns that foster a culture of knowledge sharing and improvement in risk management and the importance of internal control effectiveness.

Vice President Expectations

  • Advise key stakeholders, including functional leadership teams and senior management, on functional and cross-functional areas of impact and alignment.
  • Manage and mitigate risks through assessment, in support of the control and governance agenda.
  • Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
  • Demonstrate a comprehensive understanding of the organization's functions to contribute to achieving the goals of the business.
  • Collaborate with other areas of work to keep up to speed with business activity and the business strategies.
  • Create solutions based on sophisticated analytical thought, comparing and selecting complex alternatives.
  • Adopt and include the outcomes of extensive research in problem-solving processes.
  • Seek out, build, and maintain trusting relationships and partnerships with internal and external stakeholders to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.

About the Role

This exciting opportunity within the Chief Controls Office is an integral part of Barclays' increasing emphasis on sustaining and strengthening an effective control framework to meet our business needs, meet regulatory requirements, and deliver upon our core values and commitments to all our stakeholders.

Requirements

  • Significant experience with senior internal and external stakeholder management at MD level.
  • Controls and Markets and Investment bank and markets business.
  • Excellent influencing and communication skills.
  • Ability to manage and provide feedback on control initiatives.
  • Experience driving and delivering change and a strong control agenda.

Location

New York, NY

Salary/Rate

Minimum: $174K per year

Maximum: $201K per year

  • Senior Manager, Internal Controls Specialist

    4 days ago

    New York, New York, United States Revlon Full time

    Job Title: Senior Manager, Internal Controls SpecialistWe are seeking a highly skilled and experienced Senior Manager, Internal Controls Specialist to join our North American accounting team. This role will be responsible for supporting the VP North America Controller in related control and SOX activities.Key Responsibilities:Support the Controller's team on...

  • Electrical Controls Specialist

    1 day ago

    New York, New York, United States Johnson Controls Full time

    Unlock Your Potential with Johnson ControlsAs a global leader in smart, healthy, and sustainable buildings, our mission is to reimagine the performance of buildings to serve people, places, and the planet. We're seeking a skilled Electrical Controls Specialist to join our team and contribute to our success. As an Electrical Controls Specialist, you will be...

  • Internal Controls Specialist

    3 weeks ago

    New York, New York, United States Yieldmo Full time

    Job Title: Accounting Manager, SystemsAbout the Role:We are seeking a highly skilled and experienced Accounting Manager, Systems to join our team at Yieldmo. As a key member of our finance department, you will be responsible for ensuring the integrity and effectiveness of our internal controls, as well as driving the effective use of our NetSuite...

  • Business Control Specialist

    3 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth. As a Sr Business Control Specialist, you will play a critical role in driving and executing internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF).Key...

  • Technology Risk and Controls Specialist

    4 weeks ago

    New York, New York, United States Aegistech Full time

    Job Title: Technology Risk and Controls ManagerAegistech is seeking a seasoned Technology Risk and Controls Manager to join our Group Risk Management team. This is a hybrid, contract role that requires a strong understanding of technology risk management principles and internal control frameworks.About the Role:The Enterprise Risk Management (ERM) team...

  • IT Risk and Controls Specialist

    4 weeks ago

    New York, New York, United States MUFG Bank, Ltd. Full time

    Job Title: IT Risk and Controls SpecialistWe are seeking an experienced IT Risk and Controls Specialist to join our team at MUFG Bank, Ltd. The successful candidate will be responsible for identifying, assessing, and mitigating technology-related risks across the organization.Key Responsibilities:Develop and implement effective risk management strategies to...

  • Business Control Specialist

    4 weeks ago

    New York, New York, United States Hispanic Technology Executive Council Full time

    Job Description:At Hispanic Technology Executive Council, we are committed to helping our clients achieve their goals through the power of technology and innovation. As a Sr Business Control Specialist, you will play a critical role in driving and executing internal control discipline and operational excellence within our organization.Key...

  • Business Control Specialist

    3 weeks ago

    New York, New York, United States Hispanic Technology Executive Council Full time

    Job Description:At Hispanic Technology Executive Council, we are committed to helping our clients achieve their goals through the power of technology. Our team is dedicated to delivering exceptional results and making a positive impact in the communities we serve.We are seeking a highly skilled and motivated Business Control Specialist to join our team. As a...

  • Technology Risk and Controls Specialist

    3 weeks ago

    New York, New York, United States Aegistech Full time

    A Technology Risk and Controls Manager role is available with Aegistech, a leading global provider of trading, clearing, exchange technology, listing, information and public company services. This is a hybrid, contract position.The Team:Aegistech's Group Risk Management (GRM) collaborates with businesses as a trusted advisor, facilitating well-informed...

  • Senior Manager of Internal Controls

    1 day ago

    New York, New York, United States Revlon Full time

    Job Summary:We are seeking a highly skilled and experienced internal controls specialist to join our North American accounting team. This role will be responsible for supporting the VP North America Controller in related control and SOX activities.The successful candidate will have a strong understanding of accounting principles, internal controls, and...

  • Risk Management Specialist

    4 weeks ago

    New York, New York, United States Net2Source Inc. Full time

    Job Title: Risk Management SpecialistNet2Source Inc. is seeking a highly skilled Risk Management Specialist to join our team.Key Responsibilities:Enhance and mature ERM's technology risk and controls framework.Assist in development and implementation of ERM strategy, tools, policies, and procedures for identifying, capturing, and assessing technology-related...

  • Equity Capital Markets Risk and Controls Specialist

    3 weeks ago

    New York, New York, United States Calculated Hire Full time

    Job Title: Business Execution Consultant IVCalculated Hire is seeking a Business Execution Consultant IV to join our team in New York, NY. As a key member of our Corporate & Investment Banking (CIB) Control Team, you will be responsible for implementing and managing First Line of Defense risk program requirements.Job Summary:The Business Execution Consultant...

  • Software Engineer, OS Frameworks

    1 day ago

    New York, New York, United States META Full time

    Job Summary:We are seeking a highly skilled Software Engineer to join our Reality Labs team at Meta. As an OS Frameworks Engineer, you will play a key role in developing innovative hardware and software that redefine the way people work, play, and connect.Responsibilities:Lead and set direction for the development of future capabilities to deliver...

  • Risk Control Specialist

    3 weeks ago

    New York, New York, United States National Guard Employment Network Full time

    Job Title: Risk Control SpecialistJoin National Guard Employment Network as a Risk Control Specialist and contribute to our mission of providing exceptional risk management services to our clients.Job Summary:We are seeking a highly skilled Risk Control Specialist to join our team. As a Risk Control Specialist, you will be responsible for delivering...

  • IT Risk and Controls Specialist

    4 weeks ago

    New York, New York, United States MUFG Bank, Ltd. Full time

    Job Title: IT Risk and Controls SpecialistWe are seeking an experienced IT Risk and Controls Specialist to join our team at MUFG Bank, Ltd. The successful candidate will be responsible for identifying, assessing, and mitigating technology-related risks across the organization.Key Responsibilities:Develop and implement effective risk management strategies to...

  • Compliance Officer

    4 weeks ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Crédit Agricole CIB Limited. As a key member of our Compliance department, you will be responsible for implementing and maintaining our Compliance Governance Framework, acting as Secretary of our Compliance committees, and performing 2nd line of defense controls.Key...

  • Compliance Officer

    2 days ago

    New York, New York, United States Crédit Agricole CIB Limited Full time

    Job SummaryReporting to the Head of Governance and Ethics, the Compliance Officer will be responsible for implementing and maintaining the CACIB US Compliance Governance Framework. This includes acting as Secretary of the committees managed by the CACIB US Compliance department and performing 2nd line of defense controls.Key ResponsibilitiesSecretary of the...

  • Internal Auditor

    3 days ago

    New York, New York, United States The CSI Companies Full time

    Job Title: Internal AuditorJoin The CSI Companies as an Internal Auditor and play a key role in ensuring the effectiveness of our internal control framework. As a seasoned professional, you will leverage your expertise to identify and mitigate risks, enhance operational efficiency, and drive business growth.About the Role:We are seeking a highly motivated...

  • International Settlements Specialist

    5 days ago

    New York, New York, United States Aegistech Full time

    Aegistech is seeking a skilled Operations Consultant to join their team in NYC. This is a hybrid, contract role that requires strong communication and interpersonal skills.Key Responsibilities:Settle international securities, including CAD equities, bonds, and treasuries, as well as JPY equities and bonds.Manage trade settlement, fails, and firm...

  • Internal Audit Specialist

    1 day ago

    New York, New York, United States Jobot Full time

    Job SummaryWe are seeking a highly skilled Internal Audit Specialist to join our team at Jobot. As a key member of our advisory team, you will collaborate with dynamic project teams to engage in internal control advisory and SOX projects. Your expertise will be instrumental in assessing risks related to internal control over financial reporting, cultivating...