Director of Financial and Regulatory Reporting

3 weeks ago


Lone Tree, Iowa, United States Charles Schwab Full time
Job Summary

We are seeking a highly experienced Director of Financial and Regulatory Reporting to lead our team in ensuring the accuracy and timeliness of our financial and regulatory reporting. As a key member of our Financial and Regulatory Reporting Team, you will be responsible for overseeing the preparation and submission of financial reports to regulatory bodies, as well as providing guidance and support to our team members.

Key Responsibilities
  • Oversee the preparation and submission of financial reports to regulatory bodies, including quarterly and annual reports.
  • Provide guidance and support to team members on financial and regulatory reporting requirements.
  • Collaborate with internal stakeholders to ensure compliance with regulatory requirements.
  • Develop and implement processes to improve the efficiency and effectiveness of financial and regulatory reporting.
  • Stay up-to-date with changes in regulatory requirements and ensure that our reporting processes are compliant.
Requirements
  • Bachelor's degree in Accounting or related field.
  • Minimum 15 years of experience in financial and regulatory reporting, with a strong background in mutual funds and exchange-traded funds.
  • Proven experience in leading teams and providing guidance and support to team members.
  • Strong knowledge of U.S. Generally Accepted Accounting Principles (GAAP) and SEC regulations.
  • Excellent communication and interpersonal skills.
What We Offer

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced professional looking for a new challenge, please submit your application.



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