Market Supervision Manager

5 days ago


Albuquerque, New Mexico, United States Bank of America Full time
Job Description:

At Bank of America, we are committed to helping our clients achieve their financial goals through responsible growth and innovation. As a Market Supervision Manager, you will play a critical role in supporting the Merrill Wealth Management Market Executives in their overall managerial and supervisory responsibilities.

Key Responsibilities:
  • Support business objectives and contribute to market profitability by influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks.
  • Work independently or with minimal guidance, keeping the Market Executive and Division Supervision Executive informed on significant matters.
  • Ensure Financial Advisors are properly licensed and respond to regulatory inquiries and resolve client concerns or complaints.
Requirements:
  • Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses.
  • Series 3, 31 licenses, if warranted.
  • Minimum of 5+ years professional experience.
  • Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products.
Preferred Qualifications:
  • Ability to speak in terms of client needs and concerns, and coach Financial Advisors on aligning solutions to goals in a suitable and controlled way.
  • A deep appreciation and understanding of our client-centric strategy.
  • Strong interpersonal skills to provide coaching to Financial Advisors to mitigate risk through segmentation, disciplined investment practices, and documentation.
  • Strong analytical skills with ability to identify trends, root cause and effects, and implement improved processes to mitigate risk.
  • Demonstrated strong and effective leadership style through clear communication and collaboration with others, making sound decisions with courage and conviction.
Desired Qualifications:
  • Bachelor's degree or equivalent work experience.
  • Market Supervision Manager experience, or completion of Merrill's Office Management Team Associate Development Program.
Skills:
  • Decision Making.
  • Influence.
  • Negotiation.
  • Problem Solving.
  • Risk Management.
  • Adaptability.
  • Business Acumen.
  • Collaboration.
  • Oral Communications.
  • Relationship Building.
  • Business Operations Management.
  • Client Solutions Advisory.
  • Planning.
  • Talent Development.
  • Written Communications.
Work Environment:

This is a 1st shift position (United States of America) with 40 hours per week.

Bank of America and its affiliates consider for employment and hire qualified candidates without regard to race, religious creed, religion, color, sex, sexual orientation, genetic information, gender, gender identity, gender expression, age, national origin, ancestry, citizenship, protected veteran or disability status or any factor prohibited by law.

The company also prohibits discrimination on other bases such as medical condition, marital status or any other factor that is irrelevant to the performance of our teammates.



  • Albuquerque, New Mexico, United States Bank of America Full time

    Job Description:This role is responsible for providing support to the Merrill Wealth Management Market Executives in their managerial and supervisory responsibilities. The Market Supervision Manager will work independently or with minimal guidance to ensure compliance with firm and regulatory requirements, minimize risk, and uphold the firm's reputation.The...


  • Albuquerque, New Mexico, United States Bank of America Full time

    Job Description:This role is responsible for providing comprehensive support to the Merrill Wealth Management Market Executive in ensuring compliance with regulatory requirements and minimizing risk. The Market Supervision Manager will work closely with Financial Advisors and other market personnel to drive adherence to policies and procedures, while also...


  • Albuquerque, New Mexico, United States Bank of America Full time

    Job Description:This role is responsible for providing support to the Merrill Wealth Management Market Executive in managing compliance, administrative, and business functions. The successful candidate will be responsible for influencing Financial Advisor business practices to minimize regulatory, financial, and reputational risks.Key...


  • Albuquerque, New Mexico, United States Sawmill Market Full time

    Job Title: Sawmill Market DishwasherJoin our team at Sawmill Market, a dynamic and fast-paced environment where you will have the opportunity to work in a kitchen setting and contribute to the success of our restaurant.About the Role:We are seeking a reliable and detail-oriented Dishwasher to join our kitchen team. As a Dishwasher, you will be responsible...

  • Marketing Manager

    4 weeks ago


    Albuquerque, New Mexico, United States MDC Holdings Full time

    Marketing Manager Job DescriptionWe are seeking a highly skilled Marketing Manager to join our team at MDC Holdings, Inc./Richmond American Homes. As a Marketing Manager, you will be responsible for developing and executing field marketing plans that drive business growth and revenue.Key Responsibilities:Develop and implement marketing strategies to achieve...

  • Marketing Manager

    2 weeks ago


    Albuquerque, New Mexico, United States Spinoso Real Estate Group Full time

    Job SummaryThe Spinoso Real Estate Group is seeking a highly skilled Marketing Manager to join our team. As a Marketing Manager, you will be responsible for developing and implementing strategic marketing plans to drive business growth and increase brand awareness.Key ResponsibilitiesDevelop and execute marketing campaigns across various channels, including...


  • Albuquerque, New Mexico, United States Sprouts Farmers Market Full time

    Bakery Manager Job DescriptionAt Sprouts Farmers Market, we're seeking a highly skilled and experienced Bakery Manager to lead our Bakery Department. As a key member of our store team, you'll be responsible for ensuring the highest quality products, exceptional customer service, and a positive store environment.Key Responsibilities:Manage the daily...


  • Albuquerque, New Mexico, United States University of New Mexico Full time

    Job Title: Marketing & Communication ManagerThe University of New Mexico is seeking a highly skilled Marketing & Communication Manager to join our team. As a key member of our marketing team, you will be responsible for developing and implementing a strategic marketing plan to promote the University's brand and programs.Key Responsibilities:Develop and...

  • Marketing Manager

    3 days ago


    Albuquerque, New Mexico, United States Sandia Laboratory Federal Credit Union Full time

    Job Summary:This role is responsible for driving growth through various marketing channels, including digital advertising, social media, SEO, SEM, and content marketing. The ideal candidate will have a strong understanding of marketing principles and be able to develop and execute effective marketing strategies to acquire new customers.Key...

  • Logos Market Manager

    3 weeks ago


    Albuquerque, New Mexico, United States Lamar Media Full time

    About the RoleLamar Media is seeking a highly motivated and experienced Logos Market Manager to join our team. As a Logos Market Manager, you will be responsible for developing and executing innovative marketing strategies to drive business growth and increase revenue.Key ResponsibilitiesDevelop and implement marketing plans to achieve business...

  • Logos Market Manager

    3 weeks ago


    Albuquerque, New Mexico, United States Lamar Media Full time

    About Lamar MediaLamar Media is a leading outdoor advertising company with a rich history dating back to 1902. We provide innovative solutions for businesses to reach their target audiences through our extensive network of billboards, interstate logos, hand-painted murals, and transportation and airport advertising.Job SummaryWe are seeking a highly...


  • Albuquerque, New Mexico, United States Sandia Resort & Casino Full time

    Job Title: Marketing Events ManagerJoin the team at Sandia Resort & Casino as a Marketing Events Manager, where you will be responsible for leading the events for all on and off-property sponsored events. This role requires strong organizational skills, attention to detail, and the ability to work effectively in a fast-paced environment.Key...

  • Marketing Specialist

    2 weeks ago


    Albuquerque, New Mexico, United States HF Sinclair Full time

    Job SummaryHF Sinclair is seeking a highly skilled Marketing Representative to join our team in Arizona or New Mexico. As a key member of our marketing team, you will be responsible for conducting high-level and complex marketing assignments for assigned petroleum products with minimal supervision.Key ResponsibilitiesMaintain and develop current client...

  • Marketing Director

    4 weeks ago


    Albuquerque, New Mexico, United States Defined Fitness Full time

    Marketing Supervisor Job DescriptionThe Marketing Supervisor will play a pivotal role in driving the success of Defined Fitness by overseeing all lead generating initiatives. This includes developing and executing strategies that bring to life the unique brand attributes, engaging target audiences across multi-media communication channels, and creating...


  • Albuquerque, New Mexico, United States University of New Mexico Full time

    Marketing and Communications ManagerWe are seeking a highly skilled Marketing and Communications Manager to join our team at the University of New Mexico's College of Arts & Sciences. This is a unique opportunity to leverage your expertise in marketing and communications to drive the College's strategic goals and objectives.Key Responsibilities:Develop and...

  • Marketing Specialist

    4 weeks ago


    Albuquerque, New Mexico, United States HF Sinclair Full time

    Job SummaryHF Sinclair is seeking a Marketing Representative to conduct high-level and complex marketing assignments for assigned petroleum products with minimal supervision.Key ResponsibilitiesMaintain and develop current client base and pursue opportunities to expand client baseEvaluate assigned petroleum product: monitor petroleum product inventories;...


  • Albuquerque, New Mexico, United States University of New Mexico Full time

    Marketing and Communications ManagerThe University of New Mexico's College of Arts & Sciences is seeking a highly skilled Marketing and Communications Manager to join our team. This is a unique opportunity to leverage your expertise in marketing and communications to drive the College's strategic goals and objectives.Key Responsibilities:Develop and...


  • Albuquerque, New Mexico, United States MJK Connections LLC Full time

    Job DescriptionMJK Connections LLC is seeking a highly skilled Interim Marketing Operations Manager to join their team on a temporary basis. This role will be responsible for ensuring the smooth management of all marketing operations and supporting the head of acquisition and the head of retention/engagement to ensure all campaigns are developed on time and...


  • Albuquerque, New Mexico, United States MJK Connections LLC Full time

    About the JobMJK Connections LLC is seeking a highly skilled Interim Marketing Operations Manager to fill a critical role at Sandia Laboratory Federal Credit Union. This position will cover a leave of absence from mid-September 2024 through mid-February 2025.Key Responsibilities:Manage all marketing operations to ensure smooth execution and timely delivery...


  • Albuquerque, New Mexico, United States Lamar Usa Full time

    About the Logos Market Manager PositionLamar USA is seeking a highly skilled and experienced Logos Market Manager to join our team. As a Logos Market Manager, you will be responsible for working with the Logos Regional Manager to successfully administer, manage, sell, and operate the Interstate Logos programs.Key Responsibilities:Meet and exceed individual...