Principal Legal Counsel

6 days ago


Denver, Colorado, United States SS&C Full time
Job Title: Principal Legal Counsel

SS&C is a global leader in investment and financial services, providing software and solutions to the financial services and healthcare industries. As a Principal Legal Counsel, you will play a critical role in supporting fund governance and registration matters, serving as fund secretary for ALPS-sponsored funds, and providing legal administration services for third-party clients.

Key Responsibilities:
  • Advise on investment adviser, mutual fund, ETF, and closed-end fund legal issues.
  • Prepare and oversee various mutual fund, ETF, and closed-end fund regulatory filings with the U.S. Securities and Exchange Commission.
  • Prepare and oversee annual shareholder meetings for clients, including filing proxy statements with the U.S. Securities and Exchange Commission.
  • Prepare and review fund advisory, sub-advisory, custodian, transfer agency, fund accounting, administration, and distribution agreements.
  • Prepare board meeting materials for '40 Act fund boards of directors/trustees and attend board meetings.
  • Monitor and report on regulatory developments.
Requirements:
  • Juris Doctorate.
  • 3-8 years' experience at a law firm or financial services firm advising on the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws.
  • Advanced knowledge of the Investment Advisers Act, Investment Company Act of 1940, and other federal securities laws.
  • Ability to advise on '40 Act fund service provider contracts.
  • Exposure to Hedge Fund and/or Private Equity administration a plus.
  • Ability to draft contract terms.
  • Ability to manage multiple tasks simultaneously.
  • Ability to work with little supervision.
  • Advanced computer skills, including Microsoft Office (i.e., Word, Excel, PowerPoint, etc.).
  • Excellent verbal and written communication skills with strong ability to communicate with internal and external clients.
What We Offer:
  • Competitive salary range: $140,000 - $190,000.
  • Excellent benefits, including health, dental, 401k plan, tuition and professional development reimbursement plan.
  • Equal Employment Opportunity employer, committed to diversity and inclusion.


  • Denver, Colorado, United States SS&C Technologies Full time

    Job Title: Principal Legal CounselSS&C Technologies is a leading provider of investment and financial services and software for the financial services and healthcare industries. As a Principal Legal Counsel, you will play a critical role in supporting fund governance and registration matters, serving as fund secretary for ALPS-sponsored funds, and providing...

  • Legal Counsel

    3 weeks ago


    Denver, Colorado, United States DataBricks Full time

    Job Title: Legal CounselWe are seeking an experienced commercial attorney to join our growing commercial and go-to-market legal team at Databricks. As Legal Counsel, you will play a critical role in reviewing and negotiating customer agreements, providing legal support for revenue-generating activities, and collaborating with cross-functional teams to align...

  • Legal Counsel

    2 weeks ago


    Denver, Colorado, United States DataBricks Full time

    Job Title: Legal CounselWe are seeking an experienced commercial attorney to join our growing commercial and go-to-market legal team at Databricks. As Legal Counsel, you will play a critical role in reviewing and negotiating customer agreements, providing legal support for revenue-generating activities, and collaborating with cross-functional teams to align...

  • Legal Counsel

    1 day ago


    Denver, Colorado, United States Contexture Full time

    Job SummaryContexture is seeking a highly skilled Legal Counsel to join our small but mighty legal team. As an integral part of our organization, you will provide a broad range of legal support and advice to our teams.Key ResponsibilitiesInterpret laws, rules, and regulations to provide legal advice to Contexture personnel.Negotiate and draft agreements,...

  • Legal Counsel

    3 weeks ago


    Denver, Colorado, United States Blue Origin Full time

    About Blue OriginAt Blue Origin, we're working to develop reusable, safe, and low-cost space vehicles and systems within a culture of safety, collaboration, and inclusion. Our mission is to make humanity a multi-planetary species, and we're looking for talented individuals to join our team.Job SummaryWe're seeking a highly skilled Legal Counsel to provide...

  • Senior Legal Counsel

    4 weeks ago


    Denver, Colorado, United States Eclipse Solutions Full time

    About Eclipse SolutionsWe are a dynamic company that is leading the way in green energy. As a global leader in providing top-quality EV and energy storage batteries, we are committed to excellence and innovation.Job SummaryWe are seeking a highly skilled Senior Legal Counsel to join our team. The successful candidate will provide legal support to the company...

  • General Counsel

    1 month ago


    Denver, Colorado, United States Booko Brothers General Contractors Full time

    About UsBooko Brothers General Contractors is a rapidly growing construction company that specializes in building innovative and sustainable projects. We have a thriving team and a strong reputation in the industry. We are committed to delivering high-quality results, ensuring customer satisfaction, and staying ahead of the competition. We make it easy for...


  • Denver, Colorado, United States Databricks Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Counsel, Litigation and Investigations to join our team at Databricks. As a key member of our Legal department, you will be responsible for managing the strategic defense of domestic and global claims and litigation, partnering closely with our Employee Relations team on complex and sensitive...


  • Denver, Colorado, United States Vorto Operations LLC Full time

    Job Title: Associate General CounselWe are seeking a highly skilled and experienced Associate General Counsel to join our team at Vorto Operations LLC. As a key member of our legal department, you will play a critical role in ensuring the company's transactions comply with corporate laws and regulations, and avoid possible legal risks and violations.About...


  • Denver, Colorado, United States Direct Counsel Full time

    Staff Attorney - LitigationDirect Counsel has partnered with a national defense firm to seek a highly motivated Staff Attorney in the Denver metro area. The ideal candidate will have a minimum of 5 years of litigation experience in the defense of first-party commercial and residential property claims, insurance coverage, and insurance class actions in...


  • Denver, Colorado, United States Richmond American Homes Full time

    OverviewEmbark on a fulfilling career with us at Richmond American Homes. We pride ourselves on fostering a company culture that emphasizes professionalism, teamwork, health & wellness, and a balanced work-life environment. As a leading builder in the industry with over 45 years of experience and 240,000 homes constructed, we are seeking a skilled Real...

  • General Counsel

    5 days ago


    Denver, Colorado, United States Ether Full time

    About UsEther is a pioneering Ethereum liquid staking protocol that empowers stakeholders to retain control of their assets. With a thriving community and a TVL of $6B+, we are committed to decentralization, security, and onboarding the next billion users into the digital asset space.We make it easy for people to save, earn, and spend their crypto,...


  • Denver, Colorado, United States Vertafore Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Corporate Counsel to join our team at Vertafore. As a key member of our legal department, you will provide strategic legal advice and support to our business teams, ensuring compliance with relevant laws and regulations.Key ResponsibilitiesProvide legal advice and guidance on a wide range of...


  • Denver, Colorado, United States Metro Water Recovery Full time

    Job Title: Associate General CounselMetro Water Recovery, a leading clean water utility, seeks an experienced Associate General Counsel to provide legal advice and support to its operations. The ideal candidate will have a strong background in environmental law, contract negotiation, and regulatory compliance.Key Responsibilities:Provide legal counsel on...

  • Corporate Counsel

    6 days ago


    Denver, Colorado, United States Vertafore Full time

    Job Title: Corporate CounselWe are seeking a highly skilled Corporate Counsel to join our team at Vertafore. As a key member of our legal department, you will provide critical advice to internal business partners on a wide range of matters, including intellectual property, IT, sales and marketing, supply and procurement, information and risk management,...


  • Denver, Colorado, United States Evolve Full time

    Job Title: Associate Corporate CounselAt Evolve, we're a dynamic team dedicated to making vacation rental easy for everyone. Our mission is to navigate the complex legal and regulatory environment impacting the vacation rental business. We're seeking an Associate Corporate Counsel to join our growing legal and compliance team.Key Responsibilities:Collaborate...

  • Corporate Counsel

    5 days ago


    Denver, Colorado, United States T-Mobile Full time

    Job Title: Corporate CounselWe are seeking a highly skilled Corporate Counsel to join our team at T-Mobile. As a key member of our legal department, you will provide legal advice and support to our business units, ensuring compliance with relevant laws and regulations.Key Responsibilities:Provide legal advice to business units on complex contractual...


  • Denver, Colorado, United States Sage Hospitality Full time

    Job OverviewSage Hospitality Group is seeking a highly skilled and experienced Vice President of Legal/Corporate Counsel to join our team in Denver, Colorado.This is an exceptional opportunity to work with a dynamic and growing company that values excellence and innovation.ResponsibilitiesProvide strategic legal counsel to the executive team and oversee all...


  • Denver, Colorado, United States Prologis Full time

    Job Title: Regulatory and Operations Counsel (Energy, Solar, and EV Charging)We are seeking an in-house lawyer with specialized experience advising on regulatory and statutory matters in the renewable energy (solar or battery storage) and/or EV charging space in the United States.About the RoleAs part of our legal team, you will advise and train legal and...


  • Denver, Colorado, United States Sage Restaurant Group Full time

    Job Title: Vice President of Legal and Corporate CounselSage Restaurant Group is seeking a highly skilled and experienced Vice President of Legal and Corporate Counsel to join our team in Denver, Colorado. As a key member of our leadership team, you will play a critical role in providing strategic legal counsel to our executive team and overseeing all legal...