Senior Consultant

2 days ago

New York, New York, United States Ocorian Full time
Job Title: Senior Consultant

We are seeking a highly skilled Senior Consultant to join our team at Ocorian. As a Senior Consultant, you will be responsible for providing regulatory compliance and consulting services to our clients, with a focus on SEC requirements.

Key Responsibilities:
  • Provide regulatory expertise and guidance to clients on SEC rules and regulations
  • Develop and maintain the US compliance program of Bovill Newgate clients
  • Develop training materials and assist in delivering training sessions
  • Assist with regulatory matters, including registration applications and regulatory mock examinations
  • Assist with anti-money laundering, KYC, and market misconduct inquiries and investigations
  • Assist with regulatory reporting for clients
  • Develop and undertake forensic testing and verification of internal controls for clients
  • Carry out compliance testing and periodic monitoring
  • Respond to ad-hoc and routine regulatory queries
  • Actively partner with global sector teams to support and deliver on shared projects and responsibilities
Requirements:
  • Bachelor's Degree or equivalent work experience
  • 5+ years industry-related experience gained at a financial institution, legal practice, consultancy, and/or the regulator
  • Knowledge and experience of investment adviser operations and regulations
  • Proven track record of exceeding financial goals and sales targets
  • Experience translating regulatory rules and guidance into meaningful, fit-for-purpose, and pragmatic solutions for clients
  • Experience managing client relationships
  • Excellent Microsoft Office skills and experience using a CRM system
Competencies:
  • Entrepreneurial mind-set
  • Highly motivated and goal-oriented; proactive in one's own education and career progression
  • Highly motivated individual who thrives in a fast-paced, high-pressure environment
  • Exceptional written and oral communication skills
  • Ability to confidently interact with Board and Executive level clients
  • Ability to work independently, prioritize multiple projects and engagements while meeting tight deadlines
What We Offer:

We offer a dynamic and supportive work environment, with opportunities for professional growth and development. Our team is passionate about delivering exceptional client service and making a positive impact in the industry.

We are an equal opportunity employer and welcome applications from diverse candidates. If you are a motivated and experienced professional looking for a new challenge, please submit your application.

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