Global Banking and Markets Specialist

2 months ago


Dallas, Texas, United States Goldman Sachs Full time

Job Summary:

The Regulatory Controls Management Team (RCM) at Goldman Sachs is seeking a skilled professional to centrally manage preventive and detective controls and processes for different regulatory obligations within the Global Banking & Markets division.

Key Responsibilities:

  • Develop subject matter expertise on covered obligations, including design of preventive and detective trade business controls for new regulatory implementation, identify and implement enhancements to existing controls.
  • Contribute to strategic initiatives to streamline preventive and detective control design, workflows, and processes across obligations.
  • Support regulatory obligation coverage to effectively investigate and remediate trading control issues that may arise.
  • Ensure regulatory compliance and monitor control effectiveness through alert management.
  • Build relationships with Sales/Trading, Compliance, Legal, Operations and Engineering globally to design and improve business control workflows for new regulatory implementations.
  • Develop management reporting (metrics, dashboards) to improve visibility and facilitate escalation to obligation owners, desks and senior leadership.

Requirements:

  • Bachelor's degree
  • 1-3 years of relevant work experience. Exposure to global markets businesses and trade lifecycle with a focus on Sales & Trading workflows and/or regulatory background.
  • Ability to translate and analyze data to perform root cause / trending / impact analysis to drive decision making.
  • Strong time and project management/organizational skills and attention to detail; ability to handle a fast-paced environment.
  • Experience working with Sales/Trading, Engineering, Operations and Change Management to facilitate issue resolution and support strategic initiatives.
  • Experience with data blending and data visualization software such as Alteryx, Tableau and Power BI are desirable, but not required.
  • Keen to develop a career in Global Banking and Markets working environment.
  • Familiarity with derivative products, sales & trading booking platforms and trade flows.


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