Senior Compliance Auditor

6 hours ago


South Jordan, Utah, United States Merrick Bank Full time
Job Summary

Merrick Bank is seeking a highly skilled Senior Compliance Auditor to join our Internal Audit team. As a key member of our team, you will be responsible for assisting the VP Internal Audit Manager in planning, performing, and reporting on a comprehensive risk-based Internal Audit Plan covering all business units, departments, and functions enterprise-wide.

Key Responsibilities
  • Assist the VP Internal Audit Manager in identifying regulatory compliance-related risk and controls, and in planning internal audits.
  • Perform and/or lead audit evaluations to provide reasonable assurance that regulatory compliance risk management, control, and governance systems are functioning as intended and will enable the Company to meet its regulatory compliance-related objectives and goals.
  • Ensure that audit objectives and testing results are adequately evaluated to conclude on the effectiveness of internal controls and develop conclusions on residual risks.
  • Develop data analytics to bring efficiencies to audit testing.
  • Prepare audit work papers in accordance with the Quality Assurance Improvement Program and ensure that sufficient evidence is documented to support related audit findings and conclusions.
  • Report risk management issues and internal control deficiencies via professionally written deliverables that are appropriate for all levels of management and governance.
  • Provide support to the Company's anti-fraud programs, including participation in fraud investigations and identification of fraud risks.
  • Perform review of audit work papers and supervise and mentor staff as requested by the VP Internal Audit Manager.
  • Comply with the Institute of Internal Auditors (IIA) International Standards for the Professional Practice of Internal Auditing and the Internal Audit Code of Ethics.
  • Attend requisite meetings in the absence or at the request of the VP Internal Audit Manager.
  • Obtain management responses and perform follow-up inquiry and transactional testing to confirm remediation of audit findings.
  • Participate in training and development programs to develop and maintain audit, process, or Company subject matter regulatory compliance expertise.
Requirements
  • Bachelor's Degree in accounting, business, or related field required; Master's Degree preferred.
  • Seven (7) years audit experience in a regulatory compliance, financial services, or public accounting required.
  • A minimum of one professional certification such as Certified Public Accountant, Certified Internal Auditor, Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, or Certified Fraud Examiner required.
What We Offer

Merrick Bank offers a total rewards package comprised of a competitive base rate of pay, variable pay incentive programs based on the role, and a comprehensive benefit suite. Offered rates of pay are determined based on job-related knowledge, relevant experience, skills, certifications, and geographic location. Our benefits offerings include medical, dental, vision, life insurance, 401(k) plan with company match, paid vacation time, sick time, as well as other benefits and programs to meet the needs of our employees.

We are an equal opportunity employer, and we evaluate qualified applicants without regard to race, color, religion, sex, national origin, disability, veteran status, or any other legally protected characteristic. We will conduct a thorough background check for all hires in compliance with applicable law which includes (but may not be limited to) a review of factors including drug testing and employment/personal references.



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