Financial Regulatory Compliance Associate

About the RoleThe Compliance Associate will play a crucial role in ensuring that all regulatory rules and regulations are complied with at all times.This includes reviewing proposed advertising material, obtaining and reconciling reports, and filing Form U4/U5 filings and amendments.In addition, the Compliance Associate will be responsible for maintaining...

Job OverviewWe are seeking a highly skilled and detail-oriented Compliance Associate to join our team at Sowell Management in Little Rock, AR.This is a full-time position that offers an estimated salary of $60,000 per year.

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Simmons Bank. This is a complex-level professional role that requires strong leadership and management skills.About the RoleThe Compliance Manager will be responsible for supervising assigned associates/officers of the Compliance Group, providing training, quality control, and...

About the RoleThe Compliance Associate will play a critical role in ensuring that all regulatory rules and regulations are complied with at all times. This includes reviewing proposed advertising material, obtaining and reconciling reports, and maintaining accurate records.In addition, the successful candidate will be responsible for monitoring Continuing...

Job DescriptionRICH TRANSPORT LLC seeks a highly skilled and experienced Chief Financial Officer to join its leadership team.The successful candidate will be responsible for overseeing the company's financial operations, including accounting, financial reporting, and budgeting. This is a key role that requires strong leadership and management skills, as well...

ATA Services Inc. is a leading provider of legal support services, seeking a highly skilled and dedicated Corporate Compliance Associate to join our team in Little Rock, AR.About the Role:We are looking for a motivated individual to work on a short-term assignment, reviewing and recording incoming appeals for employee grievances and other programs. The ideal...

Job OverviewThe University of Arkansas for Medical Sciences seeks a Financial Services Associate to handle register transactions with customers at retail food outlets. This position operates cash registers to receive money for sales of food service items and makes change.

Job SummaryThis role offers an exciting opportunity to join our team as an Accounting Specialist, supporting the firm with fiscal information and utilizing accounting software to analyze payroll and payroll tax data.As an Accounting Specialist, you will be responsible for reviewing and monitoring fiscal information, ensuring accuracy and compliance. You will...

Company OverviewFrost, PLLC has been serving businesses for 50 years by offering expert financial services and reliable advice to help them grow and thrive. Our firm specializes in Agribusiness, such as Poultry, Eggs, Swine, and Row Crops, while also catering to clients across various industries.We are committed to helping our employees develop...

Job SummaryDisability Solutions is seeking an experienced Banking Compliance Analyst to join our team. This role will be responsible for reviewing and analyzing account maintenance documents to ensure compliance with governmental regulations and requirements.About the JobThis is a full-time position that requires onsite work at least one week per month. You...

Why Join Our Team?As a Senior Internal Auditor at AECC-Arkansas Electric Cooperative Corp, you will have the opportunity to work with a talented team of professionals who share your passion for risk management and process improvement.Responsibilities:Develop and implement audit plans to ensure compliance with regulatory requirementsConduct audits to identify...

About StephensWe are a privately-held, family-owned investment firm with a national presence across the U.S. and Europe. Our sophisticated intellectual capital coupled with deep financial experience enables us to invest with our clients' goals in mind.Job DescriptionAnalyze data and develop solutions within our platforms to drive business growth and client...

Responsibilities and ExpectationsThe Compliance Associate will work closely with our Chief Compliance Officer to ensure that all compliance deadlines are met.This includes onboarding new IAR/RIA, quarterly fee reviews, and drafting/reviewing Form ADV Part 2B.We expect our Compliance Associate to have excellent project management skills, positive attitude,...

**About the Position**Lead Our Financial OperationsWe are seeking a highly experienced and skilled Controller to lead our financial operations at Independent Case Management, Inc. (ICM). As a key member of our finance team, you will be responsible for overseeing all accounting and financial activities, ensuring accuracy, timeliness, and compliance with...

Job Title: Accounting AssociateAbout the Role: We are seeking a highly motivated and detail-oriented individual to join our team as an Accounting Associate. In this role, you will assist senior staff in completing audit testing on financial statement accounts, including cash, accounts payable, and fixed assets. You will also work closely with clients to...

Job OverviewThe Practice Operations Director at Armina Health is a key leadership position responsible for managing the daily operations of our orthopedic clinics. This role requires strong business acumen, exceptional customer service skills, and the ability to direct and influence change.We are looking for an experienced leader who can drive growth,...

Job Title: Financial Analyst - SeniorAbout the Job:Nelson Intelligence Solutions is seeking a skilled financial analyst to join their team in Little Rock, Arkansas. As a financial analyst, you will be responsible for maintaining accurate financial records and preparing reports for review.Key Responsibilities:* Prepare and review monthly cash-basis financial...

**Job Summary**About the RoleThis is an exciting opportunity to join Independent Case Management, Inc. (ICM) as a Controller. As a key member of our finance team, you will be responsible for overseeing all accounting and financial activities, ensuring accuracy, timeliness, and compliance with Generally Accepted Accounting Principles (GAAP).The successful...

At Edward Jones, we believe that our people are at the center of everything we do. As a financial advisor, you will have the opportunity to partner with clients to help them achieve their long-term financial goals.We offer a comprehensive training program to help you develop the skills and knowledge you need to succeed as a financial advisor. You will...

About the Role:In this critical position, you will play a key role in ensuring the accuracy and integrity of our financial data. As a Data Control Associate II, you will be responsible for reviewing and verifying financial transactions, identifying discrepancies, and implementing corrective actions. You will also be responsible for maintaining accurate...