Compliance Director

1 day ago


McLean VA, United States Capital One Full time
Job Title: Compliance Director

Capital One is seeking a highly skilled Compliance Director to join our team. As a key member of our Compliance and Ethics department, you will be responsible for owning the creation, management, and oversight of program initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP).

Key Responsibilities:
  • Contribute to the effective design and delivery of specific initiatives intended to enhance the CMP
  • Leverage data and analytics to inform outcomes and identify improvement opportunities
  • Collaborate with cross-functional/matrixed performers to accomplish shared objectives
  • Anticipate, identify, and escalate risk scenarios early and propose potential mitigations
  • Continuously monitor the internal and external environment for emerging risks, trends in data, compliance impacts, and regulatory focus areas
Requirements:
  • Bachelor's degree or military experience
  • At least 8 years of experience in compliance, risk management, legal or audit
  • At least 5 years of experience in financial services
Preferred Qualifications:
  • Masters degree or Juris Doctor (JD) degree
  • Certified Regulatory Compliance Manager (CRCM) or Certified Enterprise Risk Professional (CERP)
  • 5+ years of internal strategy or management consulting experience
  • 3+ years of people management experience
  • Experience leading strategic process, product or program change

Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law.


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