Audit Manager

8 hours ago


New York, New York, United States NASC Global, LLC Full time
Job Title: Audit Manager - Global Markets

NASC Global, LLC is seeking an experienced Audit Manager to lead our Global Markets audit team. As an Audit Manager, you will be responsible for overseeing the audit process, ensuring compliance with audit policies, and driving a risk-based approach to auditing.

Key Responsibilities:
  • Develop and implement risk-based auditing strategies to ensure the effectiveness of audit processes.
  • Oversee audit testing to ensure quality standards and audit policies are met.
  • Evaluate the impact of findings on business processes, controls, and strategies.
  • Engage with management to drive improvements in the control environment and foster continuous enhancements in auditing practices.
  • Mentor and guide team members to promote an inclusive work culture and nurture their professional development.
  • Build and strengthen partnerships with business leaders to enhance understanding of business operations.
  • Apply expertise in Global Markets Electronic Trading to perform audit testing and support the team in delivering quality reports to business leaders.
Requirements:
  • Bachelor's degree or Master's degree in Business, Economics, Finance, or related field.
  • At least 6-7 years of experience in Audit, Risk, Business Control, Compliance, Finance, or related fields.
  • Solid understanding of Electronic Trading, including Direct Market Access, algorithmic trading strategies, and sponsored access.
  • Ability to plan and execute audit test plans using a risk-based methodology.
  • Strong organizational, analytical, and communication skills, with the capability to influence management effectively.
  • Proactive approach to learning and teaching others, coupled with a positive attitude and intellectual curiosity.
  • Exceptional analytical skills, with the ability to distill large data sets into actionable insights.
  • Flexibility to manage multiple tasks and adapt to changing priorities.
  • Proficiency in Microsoft Office and excellent communication skills for engaging with management at all levels.
  • Knowledge of financial instruments and principles of financial risk management, particularly in Global Markets.
Desired Certifications:
  • Certified Internal Auditor (CIA)
  • Certified Information Systems Auditor (CISA)
  • Certified Public Accountant (CPA)
  • Chartered Financial Analyst (CFA)
  • Certified Risk Management Assurance (CRMA)

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