Audit Manager

12 hours ago


New York, New York, United States CCG Business Solutions, LLC Full time

Job Title: Audit Manager

Job Summary:

CCG Business Solutions, LLC is seeking a highly skilled Audit Manager to oversee assigned audit areas and execute audit strategies for various Lines of Business (LOBs). The ideal candidate will have a strong background in internal audit, risk management, and compliance, with experience in leading audits and performing as an auditor-in-charge.

Responsibilities:

* Execute audit strategies by defining audit scope and programs, drafting audit reports, and leveraging automation and innovative methods to deliver high-quality results promptly.
* Act as Auditor-in-Charge (AIC) by overseeing audit testing, ensuring timely execution in conformance with quality standards, audit policies, and procedures.
* Assess impacts on business processes, controls, and strategies, providing recommendations on severity ratings and escalating broad themes or trends based on business knowledge.
* Utilize intellectual curiosity and judgment to influence and challenge management, driving continuous improvements in the control environment.
* Oversee a team of associates, providing day-to-day mentoring and fostering an inclusive work environment.
* Maintain business partner relationships, primarily with line management, to enhance business knowledge.
* Apply in-depth product, business, and technical expertise to effectively challenge management and improve the control environment.
* Manage multiple projects using technology and analytic techniques efficiently in a fast-paced environment.

Qualifications:

* 3-5 years of experience in Internal Audit within the Corporate and Investment Banking Business (GCIB) (e.g., equity capital markets, debt capital markets, investment banking, corporate banking, leasing) at a tier 1 investment bank (preferred).
* 8-10 years of internal audit, front office business control, or compliance experience in financial services.
* Minimum of 2 years of experience leading audits and performing as an auditor-in-charge.
* Ability to plan, execute, and evaluate audit test plans within a risk-based audit methodology.
* Strong organizational, analytical, oral, and written communication skills.
* Experience with stakeholder management and the ability to influence management and lead changes, including respectful and objective challenges to stakeholder views on risks and controls.
* Experience in leading a team, project management, and coaching less experienced team members.
* Pro-active attitude, sense of ownership, flexibility, and intellectual curiosity.
* Ability to manage multiple work efforts and deliver quality work promptly.
* Bachelor's Degree.

Desired Qualifications:

* Chartered Financial Analyst (CFA), Certified Public Accountant (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA), or relevant qualifications.

Additional Information:

* Hybrid- 3 days in office required.
* All your information will be kept confidential according to EEO guidelines.


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