Risk Management Leader

4 days ago


New York, New York, United States KPMG Full time
Job Title: Manager, Capital Markets

Job Summary:
KPMG is seeking a seasoned Manager to join our Advisory Services practice. As a key member of our team, you will be responsible for developing frameworks and methodologies for compliance, supervisory, operational, and regulatory risk-management programs.

Key Responsibilities:
  • Develop and implement risk management frameworks and methodologies for compliance, supervisory, operational, and regulatory risk-management programs.
  • Review clients' policies, procedures, processes, and controls against leading practice and industry frameworks, identifying gaps in design and execution, and communicating issues and recommendations to engagement leads and client management.
  • Plan and execute client engagements focusing on regulatory compliance, supervision, surveillance, conduct risk, operational risk, operational resilience, third-party risk assessments, and other risk programs.
  • Engage and lead in go-to-market and business development efforts, including the preparation of proposals for prospective clients and client presentations, as well as providing subject matter expertise when needed.
  • Contribute to project management and administration, including contracting and budget management, as well as managing day-to-day client relationships.
  • Lead and deliver small engagements or components of large, complex engagements for capital markets organizations by guiding and overseeing the quality of the team's deliverables and providing recommendations to client senior leadership.

Requirements:
  • Minimum five years of related work experience in a regulatory compliance and/or risk management function, capital markets organization, regulatory agency, or consulting firm.
  • Bachelor's degree from an accredited college/university or equivalent work experience.
  • Minimum two years of experience with SEC, FINRA, CFTC, NFA, or other capital markets regulator examinations, enforcement, or policy making direct work at one of these regulatory bodies is strongly preferred.
  • Familiarity with leading and executing large or complex projects.
  • Proficiency in executing project management.
  • Strong leadership and communication skills, technical knowledge, and the ability to write at a publication quality level to communicate findings and recommendations to clients and senior management teams.
  • Ability to travel as required.
  • Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future.

Benefits:
KPMG offers a comprehensive compensation and benefits package, including a competitive salary, comprehensive medical and dental plans, vision coverage, disability and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support mental health. Additionally, KPMG provides Personal Time Off per fiscal year, firmwide breaks, and a calendar of holidays to be observed during the year.

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