SOX Compliance and Risk Analyst

Responsibilities:Conduct targeted reviews of high-risk areas to assess compliance with regulatory requirements and internal policies and procedures.During the execution of the program, identify and recommend areas of program enhancement to the Operational Assurance Manager, as needed.Work collaboratively with other assurance functions (e.g., Compliance,...

Risk management is at the forefront of our operations at Needham Bank, and we are looking for a skilled Operational Compliance Lead Analyst to join our team. As a critical component of our High-Risk Monitoring Program, you will be responsible for conducting targeted reviews of high-risk areas to assess compliance with regulatory requirements and internal...

Job Overview:The Operational Assurance Sr. Analyst will play a critical role in executing quality assurance reviews to provide oversight and monitoring of high-risk activities, including but not limited to due diligence for high-risk customers, Bank Secrecy Act/Anti-Money Laundering (BSA/AML), and cannabis banking.This position reports to the Operational...

Job OverviewNeedham Bank seeks a seasoned Operational Assurance Risk Analyst to join our team. As a key member of the Operational Assurance group, you will play a critical role in executing quality assurance reviews to provide oversight and monitoring of high-risk activities.The ideal candidate will have 3+ years' experience in a risk, audit, BSA, or quality...

Needham Bank is seeking a highly motivated and experienced Risk Assurance Senior Specialist to play a critical role in executing quality assurance reviews. As a key member of the Operational Assurance team, you will be responsible for ensuring compliance with regulations and internal policies and procedures.The successful candidate will have a minimum of 3+...

Key ResponsibilitiesOversight of the Bank-wide Compliance & CRA programs, including Compliance testing & monitoring programs, complaint handling practices & analyses, the development & execution of CRA & Fair Lending Business Plans.Collaboration with the Chief Risk Officer to ensure the effective assessment of compliance risk and manage those risks in line...

About the RoleAs a Banking Compliance Leader, you will oversee the enterprise-wide Compliance Programs, policies, and relevant procedures for all aspects of Bank compliance. This includes Fair Lending, Community Reinvestment Act (CRA), Bank Secrecy Act, Anti-Money Laundering (BSA/AML), Office of Foreign Assets Control (OFAC), and any other relevant...

About the Role:We are seeking a highly skilled Compliance Professional to join our team at Needham Bank. As a key member of our Compliance department, you will play a crucial role in identifying and mitigating financial crime risks. The successful candidate will work closely with various stakeholders to ensure adherence to regulatory requirements and Bank...

About the RoleWe are seeking a highly skilled BSA/Fraud Team Leader to join our team at Needham Bank. As a leader in this role, you will be responsible for supervising a team of BSA analysts and ensuring the department adheres to best practices.Duties and ResponsibilitiesSupervise a team of BSA analysts, providing guidance and support as needed.Conduct...

About the RoleWe are seeking a highly motivated and driven Risk Management Senior Professional to execute on the quality control process for high-risk customer onboarding and continued monitoring. This individual will work collaboratively with other assurance functions to assess compliance with regulatory requirements and internal policies and procedures....

Job OverviewThe BSA/Fraud Team Leader is a vital role at Needham Bank, responsible for supervising a team of BSA analysts and ensuring the department adheres to best practices. This position requires strong leadership skills, attention to detail, and excellent communication abilities.ResponsibilitiesSupervise a team of BSA analysts, providing guidance and...

Key Responsibilities:This Financial Crime Prevention Specialist role involves working closely with various stakeholders to identify and mitigate financial crime risks. The successful candidate will analyze and research high-risk transactions and ad-hoc reports to identify potential fraud cases and money laundering activities. This position requires a strong...

Salary Range">$120,000 - $150,000 per year, depending on experience.">Job Summary">This is a critical role that requires a high level of expertise in third-party risk management. You will be responsible for leading and driving the company's TPRM program, ensuring compliance with regulatory requirements, and developing effective risk mitigation...

Job SummaryTenet Massachusetts is seeking a dedicated and skilled Behavioral Health Nurse to join our team at MetroWest Medical Center in Wellesley, Massachusetts. As a key member of our healthcare team, you will provide direct clinical patient care, assessing, planning, implementing, and evaluating the effectiveness of care for assigned patients on a per...

Job DescriptionJob DescriptionUnder the direction of the Lead ERM Analyst, the Risk & (Sarbanes-Oxley Act) SOX Analyst will be a dynamic position that will support Risk, SOX, and Internal Audit activities, including monitoring business line risk assessments, collecting and analyzing key risk indicators, performing internal audit/SOX control testing, and...

Risk and Compliance AnalystWe are seeking a detail-oriented Risk and Compliance Analyst to join our Cybersecurity department. As a key member of our team, you will play a vital role in identifying, assessing, and mitigating risks associated with our cybersecurity initiatives.The ideal candidate will have a solid understanding of risk management principles,...

Role DescriptionThe Compliance Analyst will work under the direction of the Lead Counsel for Compliance Investigations (‘Investigations Lead Counsel‘) and the Monitoring & Testing Lead (‘M&T Lead‘). The Compliance Analyst will help ensure the effective and efficient management of the global Compliance Investigations and Monitoring & Testing functions...

We are seeking an experienced Director of Compliance and IT Audit to lead our IT compliance and audit functions. This role requires a highly experienced individual with a deep understanding of IT governance, risk management, and compliance principles.About Strategic Resource Partners Inc:We are a forward-thinking company dedicated to delivering innovative...

Collateral Risk Analyst Job DescriptionOxford Bank is hiring a skilled Collateral Risk Analyst to review clients' financial information and identify potential risks. This role requires strong analytical skills, excellent communication abilities, and a keen eye for detail.**Key Responsibilities:Verify the existence and analyze the performance of client...

Job Title:Risk Management AnalystAbout the Role:We are seeking a highly motivated Risk Management Analyst to join our team in Spring, TX. The ideal candidate will have a strong background in risk management and dispute resolution.Job Description:The Risk Management Analyst is responsible for overseeing the processing of all customer transaction disputes (Reg...

The Audit & Compliance Analyst is responsible for internal controls as well as the success of the RouteOne Information Compliance, Audit, Risk and Governance Program. This program is designed to protect company information, data and facilities; maintain the security of assets; and to ensure the efficacy of and compliance with internal controls. The overall...

Job Summary:We are seeking an experienced Compliance and Risk Management Specialist to join our team in Agoura Hills. In this role, you will be responsible for developing and implementing safety programs, policies, and procedures to ensure a safe working environment.Key Responsibilities:Develop and implement safety programs, policies, and proceduresConduct...

Key Responsibilities:Develop and implement safety programs, policies, and procedures to ensure a safe working environment.Conduct regular safety audits and inspections to identify potential hazards and risks.Investigate and analyze workplace incidents to determine root causes and implement corrective actions.Collaborate with the IT and Facilities departments...

Chief Compliance/BSA OfficerJob Tracking ID : 512272-887847Job Location :Job Level : AnyLevel of Education : BA/BSJob Type : Full-Time/RegularDate Updated : 10/25/2024Years of Experience : 10 - 15 YearsStarting Date : Invalid DateSalary : $0Job DescriptionUnder the direction of the Chief Risk Officer, drives implementation and continuous improvement of...

Syndeo Staffing seeks a highly skilled Risk Management and Compliance Officer to identify and evaluate hazardous conditions in the workplace. The ideal candidate will have a strong understanding of safety protocols and procedures, as well as excellent interpersonal and communication skills.Salary range: $70,000 - $85,000 per year. Requirements include 2-3...

Job Description:LHH Recruitment Solutions is seeking a Senior Treasury Analyst to join our client, who is a leading global business services provider. This role is pivotal in supporting treasury operations, go-to banking expert, expense and cash management. The ideal candidate will excel in problem-solving, communication with senior leaders, and lead...

Job Description:LHH Recruitment Solutions is seeking a Senior Treasury Analyst to join our client, who is a leading global business services provider. This role is pivotal in supporting treasury operations, go-to banking expert, expense and cash management. The ideal candidate will excel in problem-solving, communication with senior leaders, and lead...

Job DescriptionJob DescriptionJob Summary: The IT Audit Manager will lead and manage the IT audit function, focusing on Governance, Risk, and Compliance (GRC) across the organization. This role requires a highly experienced individual with a deep understanding of GRC principles and a solid technical background. The IT Audit Manager will ensure that IT...

Job DescriptionJob Description Job Summary: The IT Audit Manager will lead and manage the IT audit function, focusing on Governance, Risk, and Compliance (GRC) across the organization. This role requires a highly experienced individual with a deep understanding of GRC principles and a solid technical background. The IT Audit Manager will ensure that IT...

**Job Title:** IT Audit Director**About the Role:We are seeking a highly experienced IT Audit Director to lead our IT audit function, focusing on Governance, Risk, and Compliance (GRC) across the organization.**Key Responsibilities: Lead, plan, and execute IT audits with a focus on GRC.Develop and implement audit plans to assess the effectiveness of IT...

**Job Summary:** We are seeking a skilled professional to serve as our GRC Leadership Position, responsible for leading the IT audit function and ensuring compliance with industry standards and regulatory requirements.**Responsibilities:**Lead and manage IT audits to assess the effectiveness of IT governance, risk management, and control processes.Develop...

SCHEDULE:Full-time; Monday through Friday (8:00 am-5:00 pm) Average of 40 hours per week. LOCATION: 131 E Main St, Hills, Iowa 52231 BENEFITS: Our employees are our most valuable assets, so we invest in them with a comprehensive and competitive benefits package. Our philosophy of taking care of the customer extends to taking care of our employees so that...

We are seeking a Chief Information Governance Officer to lead our IT audit function, focusing on Governance, Risk, and Compliance (GRC) across the organization. This role requires a highly experienced individual with a deep understanding of GRC principles and a solid technical background.About Strategic Resource Partners Inc:We are a forward-thinking company...

The Compliance Manager, reporting to the CFO, will be responsible for CPC’s compliance and contract management programs and the overall alignment of CPC’s compliance program initiatives with established Dover standards. ESSENTIAL DUTIES AND RESPONSIBILITIES: Oversee CPC’s compliance program, ensuring that the requirements of Dover’s corporate...