Regulatory Validation and Relations Audit Expert

4 weeks ago

Chicago, Illinois, United States Northern Trust Full time
About Northern Trust

Northern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.

Role/ Department

Audit Services is seeking an experienced audit professional to join our Regulatory Validation and Relations team. This role will report directly to the Director in London and work closely with partners from across Audit Services located in Chicago and other global locations.

Job Summary

The Regulatory Validation and Relations Audit Specialist is responsible for defining and ensuring the successful execution and delivery of validation approaches through engagement with all levels of management from across Audit Services, businesses, and control functions. This high-profile role engages with senior members of Northern Trust and will support the Director as a primary point of contact for Audit Services regulatory issue remediation assurance activities.

Key Responsibilities
  • Manage complex and multiple project objectives concurrently, including resourcing, workpaper review, and ensuring timely completion.
  • Manage project resources to accomplish complex scopes of work and objectives in tight timeframes.
  • Identify any emerging risks and react quickly.
  • Interact with a wide range of stakeholders, including senior management and regulators.
  • Represent Audit Services in various committees, task forces, etc.
  • Lead, guide, and coach staff, and foster an environment that encourages partner participation, teamwork, and communication.
  • Working with subject matter experts, other audit teams, and co-sources to define and delivery validation approaches.
  • Draft clear, concise audit reports and/or memos ensuring timely communication of risks and audit conclusions to senior and executive management.
  • Maintain familiarity of and technical expertise with business unit(s) organizational structure, personnel, activities, and products, new product development, financial performance, and risk and problem areas.
  • Stay current on regulatory rules and changes within the industry.
Requirements
  • Bachelor's degree.
  • 10+ years of experience within the banking/financial services sector or similar public accounting experience in the financial services industry, of which at least 5 years internal audit experience.
  • Experience with regulatory engagement.
  • Excellent oral and written communication skills.
  • Strong critical thinking, analytic, leadership, and organizational skills.
  • Ability to proactively assess issues, identify solutions, and problem solve.
  • Ability to develop relationships with diverse groups and various levels of personnel.
  • Ability to work autonomously and make sound business judgments in resolving complex issues.
  • An ability to work in a fast-paced environment as part of a global audit team.
Preferred Qualifications
  • CPA, Charted Financial Analyst, and/or Certified Internal Auditor designations.
Working Model

We have a balanced hybrid working model to ensure you get the flexibility you need. The successful candidate will spend their time between working in the office and working from home.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve.

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