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Financial Institution Compliance Officer

2 months ago

Metairie, United States TEXAS DEPARTMENT OF BANKING Full time

Position Overview:

The Texas Department of Banking is seeking a qualified candidate for the role of Financial Institution Compliance Officer. This position is integral to maintaining the integrity and stability of the financial services sector in Texas.

Mission:

Our mission is to uphold a secure, sound, and competitive financial services environment within the state.

Key Responsibilities:

  • Serve as the lead examiner for smaller, non-problematic financial institutions and their affiliates.
  • Effectively convey examination outcomes through established reporting protocols and discussions with bank leadership and staff.
  • Assist in the examination processes of larger, more complex, or problematic financial entities.

Essential Duties:

  • Interpret and enforce regulatory guidelines, procedures, laws, and regulations.
  • Evaluate areas of concern and personnel requirements for forthcoming examinations.
  • Act as the lead examiner for various financial institutions, ensuring compliance without direct supervision.
  • Prepare comprehensive written assessments and conclusions for all CAMELS component areas when leading examinations.
  • Communicate findings to senior management and the Board of Directors through presentations and written reports.
  • Compile and analyze data to draw informed conclusions.
  • Complete assigned tasks diligently and within designated timelines.
  • Participate in required training sessions and seminars.
  • Review examination reports under supervision.
  • Provide guidance, training, and evaluation for fellow examiners.
  • Conduct financial and credit analyses, preparing summaries of any identified issues.
  • Monitor the financial health of non-problematic institutions through off-site assessments.
  • May engage in credit reviews involving complex financial relationships.
  • Develop expertise in specific areas such as trust or IT through ongoing training and education.

Qualifications:

Minimum Requirements:

  • A degree from an accredited institution with a focus in finance, accounting, business administration, or a related field, including coursework in accounting.
  • Progressive experience in the regulation and examination of financial institutions, with specific requirements based on the level of the position.
  • Must hold current or recent commission as a bank examiner from a recognized authority.

Preferred Qualifications:

  • Experience within a financial institution.
  • Bilingual proficiency in Spanish and English.

Special Requirements:

  • Willingness to travel extensively, including overnight trips.
  • Possession of a valid driver's license and satisfactory driving record.
  • Demonstrated financial responsibility and integrity.

Knowledge, Skills, and Abilities:

  • Excellent communication skills, both oral and written.
  • Proficient in Microsoft Office applications.
  • Ability to foster effective working relationships with various stakeholders.
  • Self-motivated with strong initiative and judgment.
  • Ability to maintain confidentiality and manage sensitive information.

Physical and Cognitive Requirements:

This role primarily involves sedentary office work, with some mobility required for various duties. It necessitates the ability to focus on details amidst potential interruptions and to manage multiple tasks effectively.

Application Process:

Interested candidates should submit their applications through the designated online platform, ensuring all required documentation is included for consideration.