Current jobs related to Compliance Analyst for Resolute Investment Managers - Irving, Texas - Resolute Investment Managers (parent company of American Beacon Advisors)

  • Corporate Legal Counsel for Asset Management

    1 week ago

    Irving, Texas, United States Resolute Investment Managers Full time

    About Resolute Investment ManagersResolute Investment Managers, Inc. is a diversified asset management platform that partners with affiliated and independent investment managers to provide innovative investment solutions to corporate defined benefit plans, institutions, and individual investors.We have a rich history dating back to 1986 when American Beacon...

  • Senior Operations Support Analyst

    7 days ago

    Irving, Texas, United States The Judge Group Full time

    Job DescriptionThe Judge Group is seeking a skilled Senior Operations Support Analyst - Fleet Management to support client's AE&O Fleet operations for drivable and trailer assets. This role will be based in Irving, TX, with a hybrid work arrangement.About the RoleThis position involves supporting field engineers, fleet operation, and other stakeholders in...

  • Financial Analyst for Energy Company

    1 week ago

    Irving, Texas, United States Hoxton Circle Full time

    Job OverviewHoxton Circle, a partner of an investment-backed private energy company, seeks a skilled Financial Analyst to join their team. This role offers a unique opportunity to contribute to the growth and success of a dynamic organization in the oil and gas industry.

  • Security Operations Center Analyst

    2 weeks ago

    Irving, Texas, United States Saxon Global Full time

    Key ResponsibilitiesAs a key member of our Security Operations Center (SOC), you will be responsible for providing tier two triage for information technology issues and information security incidents.You will serve as the primary incident owner for the SOC, leading efforts related to incident handling processes such as incident discovery, analysis, and...

  • IT Service Management Analyst Professional

    2 weeks ago

    Irving, Texas, United States LTIMindtree Full time

    About Us:LTIMindtree is a leading provider of digital transformation solutions and services. Our IT Service Management Analyst Professional team works closely with our clients to design, implement, and deliver high-quality IT service management solutions using ServiceNow platforms.We are seeking a highly skilled IT Service Management Analyst Professional who...

  • Chief Financial Performance Analyst

    2 weeks ago

    Irving, Texas, United States Penske Truck Leasing Co., L.P. Full time

    Penske Logistics LLC is seeking a skilled Chief Financial Performance Analyst to join our team.About the Role:This role will be based in Reading, PA or Irving, TX and will require occasional travel up to 25%.Key Responsibilities:Analyze financial information and reports to provide accurate and timely financial recommendations to management for decision...

  • Data Science Senior Analyst

    2 weeks ago

    Irving, Texas, United States Citigroup Inc Full time

    The role of Senior Data Science Analyst requires a seasoned professional with in-depth disciplinary knowledge, contributing to new techniques and process improvements.Key responsibilities include partnering with product, operations, and engineering teams to design compliance solutions, conducting quantitative analysis, and delivering insights.Additionally,...

  • Strategic Workforce Planning Data Analyst Leader

    2 weeks ago

    Irving, Texas, United States CHRISTUS Health Full time

    Job SummaryWe are seeking a highly skilled Strategic Workforce Planning Data Analyst Leader to join our team at CHRISTUS Health. In this role, you will lead and coordinate the efforts within our designated focus area, collaborating with Business Analysts, Data Architects, and Workforce Leadership to develop and implement effective data strategies.Main...

  • Advanced Payroll Specialist for Aerospace Company

    2 weeks ago

    Irving, Texas, United States APR Consulting Full time

    We are seeking an experienced Payroll Analyst to support weekly and biweekly Ad hoc payroll processing for a leading aerospace client. This is a 12-month contract position with a competitive hourly rate of $30.The ideal candidate will have:ResponsibilitiesSupport weekly and biweekly Ad hoc payroll processing.Load supplemental pay file upon request.Identify...

  • Energy Trading Operations Analyst

    2 weeks ago

    Irving, Texas, United States Luminant Energy Company LLC Full time

    Job SummaryWe are seeking a skilled Energy Trading Operations Analyst to join our team at Luminant Energy Company LLC. In this role, you will play a crucial part in driving operational improvements across the trading floor.Main ResponsibilitiesIdentify, plan, and execute operational improvement initiatives to enhance trading desk efficiencyMonitor the...

  • Senior Financial Expert

    2 weeks ago

    Irving, Texas, United States Penske Truck Leasing Co., L.P. Full time

    About This Role A Senior Financial Analyst with Penske Logistics is a crucial role that requires analytical skills and financial acumen. The position involves data mining, analysis, and presentation of results to senior management. The analyst will work closely with the operations team to improve business processes and provide support across functional...

  • Strategic Financial Crime Analyst

    2 weeks ago

    Irving, Texas, United States MUFG Bank, Ltd. Full time

    We are proud to offer a competitive salary of $73,500 for this exciting role. The Enhanced Due Diligence (EDD) Operations Analyst will be responsible for conducting EDD on Financial Institution (FI) clients, ensuring compliance with AML/BSA regulations and identifying potential financial crime risks.MUFG Bank, Ltd. is committed to fostering a culture of...

  • Senior Business Intelligence Analyst

    3 hours ago

    Irving, Texas, United States McKesson Full time

    About the RoleMckesson is a leading healthcare company that touches virtually every aspect of healthcare. We are known for delivering insights, products, and services that make quality care more accessible and affordable. Here, we focus on the health, happiness, and well-being of you and those we serve – we care.We are looking for a skilled Senior Business...

  • Cybersecurity Risk Management Specialist

    2 weeks ago

    Irving, Texas, United States Citigroup Inc Full time

    About CitigroupCitigroup, a leading global bank, serves approximately 200 million customer accounts in over 160 countries and jurisdictions. Our financial products and services cater to consumers, corporations, governments, and institutions, including consumer banking, corporate and investment banking, securities brokerage, transaction services, and wealth...

  • Senior Cybersecurity Business Analyst with Technical Expertise

    2 weeks ago

    Irving, Texas, United States Resource Informatics Group Full time

    Senior Business Analyst with Cybersecurity ExperienceJob Description:The Resource Informatics Group is seeking a highly skilled Senior Business Analyst with Cybersecurity experience to join our team. As a key member of our Cybersecurity Cyber Programs department, you will be responsible for collecting, analyzing, and documenting business requirements for...

  • Senior Applications Development Programmer Analyst

    2 weeks ago

    Irving, Texas, United States Citigroup Inc Full time

    Job DescriptionThe Applications Development Senior Programmer Analyst is an intermediate level position responsible for participation in the establishment and implementation of new or revised application systems and programs in coordination with the Technology team.Responsibilities:Conduct tasks related to feasibility studies, time and cost estimates, IT...

  • Quantitative User Insight Analyst

    7 days ago

    Irving, Texas, United States Photon Full time

    Job Title: Quantitative User Insight AnalystWe are looking for a highly skilled Quantitative User Insight Analyst to join our team at Photon. As a Quantitative Researcher, you will play a key role in helping partners in UX, product management, and technology understand user needs and behaviors.The ideal candidate will have a deep understanding of how to...

  • Net Revenue Manager Lead

    7 days ago

    Irving, Texas, United States Christus Health Full time

    Job SummaryThe Net Revenue Manager Lead is responsible for overseeing four to six Regional Net Revenue Analysts. This role involves supervision and review during the month-end close process within the net revenue department as well as balance sheet and income statement account reconciliations.About the RoleThis position reports to the System Director of...

  • Data Analyst

    1 week ago

    Irving, Texas, United States Motion Recruitment Full time

    **About the Role:**We are seeking a talented Data Analyst to join our team in Irving, TX.The successful candidate will play a key role in ensuring a seamless system transition while collaborating with product development teams and cross-functional partners.**Key Responsibilities:**Collaborate with product development teams to gather, validate, and migrate...

  • Compliance Risk Officer

    7 days ago

    Irving, Texas, United States Citigroup Full time

    Join Citi as a Compliance Risk Officer for our Retail Services and Branded Cards Product Management area.About the RoleThis key position plays a crucial role in ensuring compliance with laws, regulations, and internal policies. The successful candidate will assist in designing, developing, delivering, and maintaining best-in-class compliance programs,...

Compliance Analyst for Resolute Investment Managers

2 months ago

Irving, Texas, United States Resolute Investment Managers (parent company of American Beacon Advisors) Full time

Resolute Investment Managers, a diversified asset management platform, seeks a Compliance Analyst to implement procedures and controls for Resolute Investment Distributors, Inc. and American Beacon Advisors, Inc. to ensure compliance with applicable regulatory requirements.

The ideal candidate will assist the Broker Dealer, CCO in developing compliance policies and procedures, proofread and review marketing materials, and maintain accurate books and records.

Key Responsibilities:

  • Assist in developing compliance policies and procedures to ensure the organization's activities comply with all pertinent legal and regulatory requirements
  • Proofread and review marketing materials to ensure compliance with applicable regulatory requirements
  • Maintain accurate and complete books and records
  • Conduct testing to monitor compliance with established procedures
  • Review mutual fund disclosure documents for consistency with regulatory requirements

Requirements:

  • Bachelor's degree or commensurate work experience
  • At least two years of experience at a broker-dealer, investment adviser or regulatory agency preferred
  • FINRA License Series 7 and 63 preferred (Required within 6 months of hire if not already obtained)
  • Working knowledge of the federal securities laws as they apply to broker-dealers preferred
  • Exceptional proofreading skills and attention to detail
  • Excellent organizational skills