Senior Compliance Risk Management Specialist

Independent Financial Group (IFG) is a leading independent broker-dealer seeking a seasoned Risk Management Specialist, Regulatory Compliance to join their team.About IFGFounded in 2003, IFG provides business solutions supporting over 532 independent financial professionals across the country. With a strong presence in San Diego, IFG has received numerous...

Ripple is seeking a Senior Director, Internal Audit to lead its global internal audit program and build a robust "third line of defense." This role will oversee all members of the Internal Audit team as well as consultants, creating a risk-based annual audit plan and supervising audits conducted pursuant to that plan. The position will be responsible for...

Job OverviewWe are seeking a highly skilled Senior IT Risk and Compliance Specialist to join our team at RTA US. As an IT Risk and Compliance Analyst II, you will be responsible for supporting technical audits and audit-related activities, including SOC1, SOC2, PCI, SOX, and ISO27001.The ideal candidate will have strong knowledge of common compliance and...

At Unreal Gigs, we're seeking a Compliance Risk Manager to join our team.The estimated salary for this role is $95,000 per year.About the RoleWe're looking for an experienced professional with a strong background in regulatory compliance to manage and mitigate risks across various industries.Key Responsibilities:Monitor and assess regulatory frameworks...

As a seasoned risk management professional, you will play a pivotal role in shaping the future of our MLPG Team. Your primary responsibility will be to identify and capitalize on opportunities for the placement of financial lines business for Small to Middle Market companies in the Commercial segment on a regional basis. With a focus on aggregation and...

About the RoleThe AML Specialist is a key position in the banking industry, requiring expertise in monitoring and analyzing financial transactions to prevent suspicious activity. As a Compliance Risk Management Professional, you will play a lead role in assisting leadership with developing strategies to mitigate financial crimes.Key ResponsibilitiesWork...

Job OverviewHireio, Inc. is seeking a highly skilled Compliance Risk Management Specialist to join our team.Estimated Salary: $80,000 - $100,000 per yearAbout the RoleThis role involves overseeing compliance with SOC standards, managing data security initiatives, and leveraging compliance management software and tools to ensure adherence to SOC reporting...

About the Role:At Postman, we are seeking an experienced Senior Cyber Risk and Compliance Lead to join our team. This is a fantastic opportunity for a seasoned professional with a strong background in cyber risk management, governance, and compliance.The successful candidate will lead the operationalization of Postman's automated governance, risk, and...

Job Description:We are seeking an experienced Senior Business Control and Compliance Manager to join our team at City National Bank. This role will report into the Business Control Officer of Commercial Banking and be responsible for managing and participating in the design, implementation, management, and enhancement of the capital markets first line risk...

Job OverviewWe are seeking a highly skilled Compliance Risk Management Expert to join our team at Sia Partners.Company OverviewSia Partners is a leading management consulting firm that offers a unique blend of AI and design capabilities. With a global footprint and expertise in over 30 sectors and services, we optimize client projects worldwide. Our...

Explore a challenging career opportunity at GoHealth Urgent Care as a Senior Medical Coding Compliance Specialist.About the RoleWe are seeking an experienced professional to conduct medical coding audits and ensure compliance with regulatory guidelines. The successful candidate will be responsible for performing and documenting audit test work, communicating...

About the RoleWe are seeking a highly experienced Senior Risk Management Specialist to join our team as an Insurance Underwriter. This is an excellent opportunity for a skilled professional to work with a leading company in the industry.Job SummaryThe successful candidate will be responsible for evaluating risk, selecting, and pricing submissions for...

About the RoleLendingClub's Third Party Risk Management (TPRM) team plays a crucial role in protecting the company against risks associated with outsourcing services to third parties.Key ResponsibilitiesManage the onboarding process of new third parties and vendorsMonitor existing relationships for changes that may affect the risk environmentProvide subject...

About the RoleWe are seeking a highly motivated and detail-oriented Senior Compliance and Legal Operations Specialist to join our team at California Coast Credit Union.Job SummaryThe Senior Compliance and Legal Operations Specialist will be responsible for managing legal related functions and key business risks relating to compliance. This includes...

About the RoleWe are seeking a Senior Compliance Associate to join our Product Compliance team at Chime. As a key member of our team, you will support the development of new and existing products by advising on compliance, risk, and control strategies.Collaborating with cross-functional teams, you will ensure that Chime's products and services comply with...

About the RoleAt Coatue Management L.L.C., we're seeking an exceptional Data Science Manager to lead our Financial Security products team. This role requires a deep understanding of machine learning and data science, particularly in credit and lending domains.Key Responsibilities:Lead cross-functional initiatives to deliver impactful machine learning...

At Early Warning, we have been powering and protecting the U.S. financial system for over three decades with cutting-edge solutions like Zelle, Paze, and many others.We partner with thousands of institutions to increase access to financial services and protect transactions for hundreds of millions of consumers and small businesses.Positions in Scottsdale,...

Lateral Link, a renowned law firm, is seeking a seasoned Risk Management and Compliance Counsel to join its esteemed team. This exceptional opportunity is designed for an accomplished professional who will collaborate closely with the General Counsel, Risk Attorneys, and Director of Risk Management.The ideal candidate will possess excellent analytical and...

About the RoleLendingClub Corporation, a leading digital marketplace bank in the U.S., is seeking a highly skilled Risk Management Senior Auditor to join our Internal Audit team. As a key member of the team, you will be responsible for providing independent, objective assurance and consulting services to ensure the effectiveness of risk management, control,...

About the OpportunitySan Francisco Federal Credit Union, a leading financial institution with a strong commitment to growth and stability, seeks an exceptional Senior Risk Management Executive to drive strategic risk management initiatives. This role offers an exciting opportunity for a seasoned professional to make a meaningful impact on the organization's...