Corporate Securities Counsel Lead
2 days ago
We are seeking a highly experienced Corporate Securities Counsel to lead our securities law compliance, corporate governance, and transactional support functions. This role will be responsible for managing public company reporting obligations, advising on corporate governance practices, and leading legal aspects of capital markets transactions.
About the RoleThe successful candidate will have a minimum of 5 years of experience in corporate securities law, complex commercial transactions, and at least 3 years in an in-house public company or large law firm environment. They must possess strong skills in negotiation, drafting, and problem-solving, with the ability to manage complex matters with executive management and board level stakeholders.
Key Responsibilities- Securities Law Compliance and Reporting
- Manage all public company reporting and disclosure obligations, including the preparation and filing of Forms 10-K, 10-Q, 8-K, proxy statements, and Section 16 reports.
- Ensure compliance with federal and state securities laws, including Sarbanes-Oxley and Dodd-Frank regulations.
- Provide counsel on insider trading compliance, disclosure policies, and other SEC-related regulatory matters.
- Work with finance, investor relations, and external advisors to ensure accurate and timely disclosure of financial and non-financial information.
- Corporate Governance
- Advise management on corporate governance best practices, fiduciary duties, and shareholder relations.
- Manage corporate governance documentation, including drafting board resolutions, charters, bylaws, and preparing materials for board and committee meetings.
- Monitor and advise on evolving regulatory requirements affecting corporate governance and develop strategies to ensure compliance.
- Transactional and Strategic Support
- Lead legal aspects of capital markets transactions, including public and private equity and debt offerings, stock repurchase programs, and other financing activities.
- Provide legal support for mergers, acquisitions, joint ventures, and other strategic transactions, including conducting due diligence, negotiating transaction agreements, and managing closings.
- Work closely with cross-functional teams on transaction strategy, timelines, and integration planning.
- An estimated salary range of $110,000 - $180,000 based on relevant experience and qualifications.
- A comprehensive benefits package, including health insurance, pre-tax spending accounts, retirement benefits, paid time off, short-term and long-term disability, employee stock purchase plan, and life insurance.
- A Long-Term Incentive plan and Annual incentive plan bonus opportunities.
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