Head of Anti-Money Laundering Testing and Quality Control

3 days ago

Mt Laurel Township NJ USA, United States TD Bank Full time
Job Title: Head of Anti-Money Laundering Testing and Quality Control

We are seeking a highly skilled and experienced professional to lead our Anti-Money Laundering (AML) Testing and Quality Control team. As the Head of AML Testing and Quality Control, you will be responsible for leading the strategic approach of both the Testing and Quality Assurance (QA) programs, including managing the execution of run-the-bank processes and facilitating global change-the-bank activities.

Key Responsibilities:
  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork, and handling any disciplinary actions as required.
  • Supervises direct and indirect teams of Testing and QA/QC professionals with coverage of financial crime compliance testing and QA/QC reviews.
  • Oversees the development, implementation, and execution of risk-based compliance testing to review and assess the design adequacy and operational effectiveness of the Firm's financial crimes procedures, processes, and controls.
  • Ensures staff receive appropriate training and development, assists in developing training plans, and provides coaching where necessary.
  • Communicates test results, presents identified issues to the business, operations, and AML management, and works with the business and other stakeholders to develop corrective action plans to remediate findings.
  • Reports testing results to coverage areas and identifies training needs, policy/procedure revisions, and standardization of processes.
  • Coordinates with other professionals in the organization, including AML Advisory teams, other Compliance Monitoring, and Testing Groups, and Internal Audit.
  • Remains current on industry rules, regulations, and best practices to help ensure that the Testing and QA/QC programs meet regulatory standards.
  • Actively pursues effective and efficient operations of their respective areas in accordance with TD Bank's Values, its Code of Conduct, and the Global Sales Principles, while ensuring the adequacy, adherence to, and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions, and conduct risk.
Requirements:
  • Bachelor's or Master's degree strongly preferred.
  • 10+ years of experience and currently leading testing, QA, or audit teams.
  • Financial crimes compliance experience in the financial services industry.
  • Experience with respect to processes/controls to evaluate Financial Crimes risk.
  • Experience in managing/high-performing staff.
  • Detail-oriented and organized with the ability to maintain attention to detail.
  • Strong analytical and critical reasoning skills.
  • Proficient in MS Office.
  • Excellent written and oral communication skills.
  • Creative problem-solver with high-level learning agility and initiative.
  • CAMS certification - be certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license - or certification within 15 months of hire.
  • Strong leadership qualities with the ability to assess and develop individual skills of team members by providing timely constructive feedback.
  • Excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units.
  • Ability to manage multiple priorities and tasks with the skills to adapt to changes in a fast-paced environment.

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