1LOD Risk

1 week ago

Chicago, Illinois, United States Northern Trust Corporation Full time

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized financial institution with a rich history dating back to 1889.

We are proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.

Key Responsibilities:

  • Execute the Risk and Control Self-Assessment (RCSA) program by facilitating a value-added RCSA product that captures the risk and control environment of the business while adhering to policy, standards, and guidebook requirements.
  • Manage RCSA program deliverables, including action plans, post-effectiveness testing, control evaluation, and more.
  • Review workflows to identify and drive management of risks associated with the program and improve the overall control environment.
  • Contribute to the development, maintenance, and ongoing enhancement of RCSA program Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs).
  • Review KPI/KRI framework, scorecards, and dashboards to ensure appropriateness of metrics/key performance indicators for the RCSA program.
  • Develop, maintain, and enhance RCSA program controls and initiate projects as needed.
  • Implement controls to mitigate process risks.
  • Engage with stakeholders to ensure identification of issues and timely completion of actions to meet deadlines.
  • Ensure the RCSA system of record is functioning properly and coordinate with the Third-Party vendor.
  • Provide UAT testing support for the system of record as needed.
  • Improve the overall risk management culture and knowledge via training/awareness sessions.
  • Collaborate with senior management risk partners and lines of business partners to coordinate operational risk management activities.
  • Contribute to establishing and maintaining program processes and practices that effectively ensure the enterprise program remains current and incorporates/aligns with industry standards and best practices as appropriate, while adequately covering regulatory requirements.
  • Manage or lead projects aimed at improving the overall program.
  • Communicate identified risks to key stakeholders, organize remediation action plans, and track identified risks to closure.

Requirements:

  • Strong financial services experience, specifically within operational risk, controls, or audit.
  • Working knowledge of audit, risk, and operational management concepts and the ability to understand and interpret the impact of decisions, as well as identify and convey potential problem areas.
  • Strong communication skills with the ability to engage in a clear, concise, and effective manner, both verbal and written.
  • Ability to foster a positive and initiative-taking approach to process assessment and improvement and to identify trends and improve processes for both the customer and the business.
  • Ability to handle multiple competing priorities.
  • Ability to make independent decisions.
  • Familiarity with Fusion and/or Salesforce.
  • Experience performing regression testing.

Working with Us:

We are committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at .

We value an inclusive workplace and understand flexibility means different things to different people. Apply today and talk to us about your flexible working requirements and together we can achieve greater.

  • 1LoD Control Testing Quality Assurance and Operations Manager

    1 week ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. We are committed to providing innovative financial services and guidance to our clients by upholding our core values of service, expertise, and integrity.Our organization is built on a foundation of trust, and we are seeking a highly skilled...

  • Risk Analytics Specialist

    5 days ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust is a leading financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.Our commitment to service, expertise, and integrity has enabled us to build...

  • Internal Auditor

    1 week ago

    Chicago, Illinois, United States TEKsystems Full time

    About the Role:We are seeking a highly skilled Internal Auditor to join our team at TEKsystems. As an Internal Auditor, you will be responsible for developing audit programs, working papers, and financial/internal 1LOD testing reports. You will assist in preparing risk assessments and annual 1LOD testing audit plans for the Third Party Management Office.Key...

  • Compliance Specialist Part-Time Contract

    4 days ago

    Chicago, Illinois, United States Bank of Montreal Full time

    Job DescriptionAt Bank of Montreal, we are seeking a highly skilled Compliance Specialist Part-Time Contract to join our team. This role will be responsible for delivering on components of the 1LOD testing plans for Wealth LOBs in accordance with the Enterprise Compliance Program and Operational Non-Financial Risk Framework.Key ResponsibilitiesExecute the...

  • Senior Control Testing Quality Assurance and Operations Manager

    2 weeks ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized financial institution with a rich history dating back to 1889.We are proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.With over...

  • ServiceNow GRC/IRM Product Owner

    2 months ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern Trust Corporation:Northern Trust Corporation, a leading global financial institution, has been in continuous operation since 1889.The company is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to its enduring principles of service, expertise,...

  • RCSA Senior Consultant

    2 weeks ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a highly skilled RCSA Senior Consultant to...

  • Internal Auditor

    3 weeks ago

    Chicago, Illinois, United States TEKsystems Full time

    Job Title: Internal AuditorAbout the Role:We are seeking a highly skilled Internal Auditor to join our team at TEKsystems. As an Internal Auditor, you will be responsible for developing and implementing audit programs, working papers, and financial/internal 1LOD testing reports.Key Responsibilities:Develop and implement audit programs, working papers, and...

  • Control Testing Specialist

    3 weeks ago

    Chicago, Illinois, United States Bank of Montreal Full time

    Job Title: Control Testing SpecialistWe are seeking a highly skilled Control Testing Specialist to join our team at Bank of Montreal. As a key member of our compliance and risk management team, you will be responsible for delivering on components of the 1LOD testing plans for Wealth LOBs in accordance with the Enterprise Compliance Program and Operational...

  • Operational Resilience Manager

    1 month ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a globally recognized financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Operational Resilience Manager RoleThe successful candidate will support the...

  • Operational Resilience Program Manager

    1 month ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. We are committed to providing innovative financial services and guidance to our clients, while upholding our core values of service, expertise, and integrity.Operational Resilience Manager RoleThe successful candidate will play a critical...

  • Operational Resilience Manager

    3 weeks ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial services and guidance.Operational Resilience Manager - First Line of DefenseThe successful...

  • Modernization Lead

    1 month ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern Trust CorporationNorthern Trust Corporation is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a highly skilled and...

  • Modernization Lead

    3 weeks ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a highly skilled and experienced Program Executive to lead our...

  • Operational Resilience Manager

    2 weeks ago

    Chicago, Illinois, United States Northern Trust Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Operational Resilience Manager - First Line of DefenseThe successful candidate will play a...

  • Operational Resilience Program Manager

    2 weeks ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to the world's most successful individuals, families, and institutions, guided by our core principles of service, expertise, and integrity.Operational Resilience...

  • RCSA Senior Consultant

    1 month ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a highly skilled RCSA Senior Consultant to...

  • Operational Resilience Manager

    3 weeks ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern Trust:Northern Trust is a leading financial institution with a rich history of innovation and excellence. As a Fortune 500 company, we have been in continuous operation since 1889, providing innovative financial services and guidance to the world's most successful individuals, families, and institutions.Operational Resilience Manager - First...

  • Operational Resilience Program Lead

    2 days ago

    Chicago, Illinois, United States Northern Trust Corporation Full time

    About Northern Trust: As a globally recognized financial institution with over 130 years of experience, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions. Our company's enduring principles of service, expertise, and integrity have allowed us to...

  • 1LOD Risk

    5 months ago

    Chicago, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • Global Business Continuity Risk Manager

    1 week ago

    chicago, United States ABN AMRO Clearing USA LLC Full time

    Winner of Built In’s 2024 Best Places to WorkAbout ABN AMRO Clearing USA LLC:ABN AMRO Clearing USA LLC (AAC-USA) is a subsidiary of ABN AMRO Clearing Bank N.V. We are a global clearing firm that provides an integrated suite of financial services to professional trading participants in the global financial market.The core service offering consists of...

  • Global Business Continuity Risk Manager

    2 weeks ago

    Chicago, United States ABN AMRO Clearing USA LLC Full time

    Winner of Built In’s 2024 Best Places to WorkAbout ABN AMRO Clearing USA LLC:ABN AMRO Clearing USA LLC (AAC-USA) is a subsidiary of ABN AMRO Clearing Bank N.V. We are a global clearing firm that provides an integrated suite of financial services to professional trading participants in the global financial market.The core service offering consists of...

  • Analyst, Capital Markets Risk and Resiliency

    5 months ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring...

  • Internal Auditor

    2 months ago

    Chicago, United States TEKsystems Full time

    Description: Responsible for developing audit programs, working papers, and financial / internal 1LOD testing reports Assist in preparing risk assessments and annual 1LOD testing audit plans for the Third Party Management Office Review and evaluate financial business processes and controls related based on regulatory requirements Help identify...

  • ServiceNow GRC/IRM Product Owner

    5 months ago

    Chicago, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • RCSA Senior Consultant

    5 months ago

    Chicago, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • Operational Resilience Manager

    1 month ago

    Chicago, United States Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Operational Resilience Manager

    5 months ago

    Chicago, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...

  • Modernization Lead

    5 months ago

    Chicago, United States Northern Trust Corporation Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our...