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Operational Risk Management Senior Officer

2 months ago


Charlotte North Carolina, United States City National Bank Full time
About the Role

We are seeking a highly skilled and experienced Operational Risk Management Senior Officer to join our team at City National Bank. As a key member of our Operational Risk Management (ORM) Remediation team, you will play a critical role in providing independent and objective oversight of the management of risks arising from our business processes, people, systems, or external events.

Key Responsibilities
  • Conduct review and challenge of remediation initiatives to ensure operational risk exposures associated with known control deficiencies are addressed.
  • Conduct review and challenge of controls implemented, providing feedback to risk and control owners and control assessment teams.
  • Ensure work is produced and documented in alignment with quality and content requirements.
  • Provide clear and transparent updates on remediation progress.
  • Exercise independent judgment in identifying and assessing risk.
  • Prepare, review, and present review and challenge results to ORM Remediation Leadership.
  • Ensure observations and findings are documented and escalated to appropriate leadership.
  • Exercise effective communication and promote positive client relations with business line colleagues and management.
  • Maintain authoritative knowledge and understanding of laws and regulations, regulatory guidance, policy, and procedures for operational functions covered.
  • Provide 2LOD audit and regulatory exam support.
  • Execute additional departmental initiatives and other duties as assigned.
Requirements
  • Bachelor's Degree or equivalent.
  • Minimum 7 years of experience in the financial services industry, with at least five years in an operational risk management, internal audit, or compliance role.
  • Minimum 3 years of control assessment and validation experience.
  • Minimum 1 year of supervisory experience.
  • Strong business knowledge of financial services.
  • Understanding of Risk Management/Operational Risk Management and Internal Controls testing methodology.
  • Strong knowledge of issue management practices with proven experience in issue management design and/or execution.
  • Ability to handle complexity and ambiguity.
  • Proven track record building strong relationships across multiple business functions.
  • Ability to deal effectively with conflict.
  • Well-developed influencing, analytical, and problem-solving skills.
  • Ability to convey complex concepts in a clear and concise manner.
  • Ability to work independently with effective time and project management.
  • Ability to work in a matrix environment.
  • Strong interpersonal/teamwork skills.
  • Strong communication (verbal and written), negotiation, and presentation skills required.
Compensation

Starting base salary: $101,231 - $172,355 per year. Exact compensation may vary based on skills, experience, and location. This job is eligible for bonus and/or commissions.