Operational Risk Management Professional

4 weeks ago


Étreux, Hauts-de-France, United States MFS Investment Management Full time
About MFS Investment Management

We are a company that puts people first, fostering a culture of collaboration and mutual respect. Our employees work together to achieve better outcomes, prioritizing the strongest idea over individual interests.

At MFS, we recognize the importance of risk management in achieving our goals. We are committed to ensuring compliance with regulatory requirements, internal controls, and industry best practices.

This role plays a significant part in our ongoing business process and technology risk mitigation initiatives. You will review and evaluate business processes, change initiatives, and related risks to assess the design and operational effectiveness of management's controls.

Job Responsibilities
  • You will interview various levels of staff and management, reviewing policies and procedures, and examining all documentation available about a process to identify potential internal control weaknesses.
  • Develop an overall and detailed understanding of a process under review, including its objectives and those of management responsible for it.
  • Serve as a subject matter expert on control automation initiatives and provide support when assessing automated control designs.
  • Lead control testing automation pipeline management, agreeing priorities, escalating blocks, and forecasting work effort.
  • Ensure new business initiatives are reviewed for risk and control compliance.
  • Provide liaison functions between Operations and Information Technology Management with regulators, external, and internal audit.
  • Execute periodic internal control reviews of critical business processes and systems.
  • Support the design, implementation, reporting, and monitoring of Service Level Agreement and Key Risk Indicator metrics aligned with management objectives.
  • Develop and create solutions for identified gaps, documenting understanding and recommendations clearly and concisely.
Requirements
  • 6-8+ years of experience in public accounting, internal audit, consulting, or related experience in Financial Services, preferably with Big 4 experience.
  • Ability to take initiative, utilizing resources, and managing results while using strong communication skills, both verbal and written.
  • Proven analytical skills and ability to make independent decisions and develop creative solutions.
  • CIA, CISA, PMP, FRM, or similar certification is preferred.
  • Experience with investment management global compliance regulations is strongly preferred.
About the Role

This position is considered an individual contributor role and reports directly to the Sr. Manager of Operational Risk.

The estimated salary range for this position is $120,000 - $180,000 annually, depending on qualifications and location.



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