Enterprise Risk Manager

4 days ago


Roanoke, Texas, United States Charles Schwab Full time
Job Summary

We are seeking a highly skilled Director to lead our policy implementation and risk and regulatory training teams. As a key member of the EORM Strategy and Operations Team, you will drive a culture of high engagement and inclusion in EORM.

Key Responsibilities
  • Design and execute the 2LOD risk-based annual learning plan, adhering to regulatory requirements and expectations for 2LOD Trainings in coordination with CRM learning professionals and the CRM Leadership Team.
  • Lead a team responsible for the execution of training programs and development of educational resources, as well as the Change Initiative Operating Model.
  • Develop and execute rollout, implementation, communication, and training strategies to support the implementation of policy/standards changes.
  • Establish best practices and drive consistency across 2LOD implementation and training efforts through the development of the CRM training standard, leadership of the Change Initiative Operating Model working groups, and the execution of related controls.
  • Develop team members, embracing diversity and inclusion, leveraging individual strengths, and fostering career growth opportunities.
  • Collaborate closely with Corporate Risk Management subject matter experts, Corporate Risk Management leaders, EORM Policy and Governance Team, Internal Audit, and HR learning & development partners.
  • Lead the Training Advisory Council (TAC) and support the Risk and Regulatory Training federated model.
  • Serve as the Program Owner for Enterprise Risk Management annual and new hire firmwide training.
  • Serve as the training CRM training liaison to Technology Risk Management, Model Risk Management, and Financial Risk Management.
Requirements
  • 5+ years of direct people leadership experience successfully managing high-performing, fast-paced, results-driven teams.
  • 10+ years developing, delivering, and/or administering corporate risk policies, governance, and risk management training at a financial services firm; experience in a broker-dealer, registered investment adviser, and/or banking institution a plus.
  • Demonstrated strong business and regulatory knowledge and capability to assess impacts of related changes to risk trainings in a highly collaborative environment.
  • Series 7 and 24 licenses preferred.
  • Persuasive communication skills, with a demonstrated ability to deliver verbal and written communications that are clear, concise, and impactful with their intended audiences.
  • Familiarity with a variety of training modalities, including Schwab's proprietary DCMS, live/recorded WebEx, and podcasts/videos.
  • Exceptional attention to detail and proven ability to manage multiple, competing initiatives simultaneously.
  • Strong executive presence and excellent interpersonal, relationship building, and change management skills.
  • Strategic thinker who can anticipate the implications and consequences of situations and take appropriate action to be prepared for possible contingencies.
  • Ability to build strong partnerships quickly and lead teams and individuals to successfully navigate and adopt change.
  • Personal comfort with navigating change; formal training in organizational change management a plus.
Behaviors
  • Developing Others: Willingness to delegate responsibility and to work with others and coach them to develop their capabilities.
  • Building Collaborative Relationships: The ability to develop, maintain, and strengthen partnerships with others inside or outside of the organization who can provide information, assistance, and support.
  • Influencing Others: The ability to gain others' support for ideas, proposals, projects, and solutions.
  • Customer Orientation: Demonstrated concern for satisfying one's external and/or internal customers.
  • Strategic Thinking: Analyzing an organization's competitive position and developing a clear and compelling vision of what the organization needs for success in the future.


  • Roanoke, Texas, United States Robinhood Full time

    About the RoleThe Brokerage Risk Program Manager will play a crucial role in shaping the risk management framework of our brokerages, ensuring the proactive identification, assessment, mitigation, and monitoring of risks throughout the risk management lifecycle.Key ResponsibilitiesCollaborate with cross-functional teams to conduct risk assessments, perform...


  • Roanoke, Texas, United States The Charles Schwab Corporation Full time

    Corporate Vendor Management at The Charles Schwab CorporationWe are seeking a highly skilled Risk and Controls Manager to join our team. As a key member of our Corporate Vendor Management team, you will be responsible for implementing a firm-wide, end-to-end vendor management process to maximize vendor performance and value.Key Responsibilities:Develop and...

  • Senior Risk Manager

    2 weeks ago


    Roanoke, Texas, United States Charles Schwab Full time

    Job Title: Senior Risk ManagerAt Charles Schwab, we're committed to empowering our employees' personal and professional success. Our purpose-driven, supportive culture, and focus on your development mean you'll get the tools you need to make a positive difference in the finance industry.We're seeking a Senior Risk Manager to join our Retail Supervision and...

  • Senior Risk Manager

    1 week ago


    Roanoke, Texas, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled and experienced Senior Risk Manager to join our Retail Supervision and Risk Management team. As a key member of our organization, you will be responsible for providing daily supervision of branch activities, ensuring compliance with regulatory requirements, and building effective working relationships with business...


  • Roanoke, Texas, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled Director, Internal Audit - Risk Analytics/Modeling to join our team at Charles Schwab. As a key member of our Internal Audit Department, you will be responsible for leading the execution of internal audits, providing assurance on the effectiveness of risk management, control, and governance processes, and...


  • Roanoke, Texas, United States Wells Fargo Full time

    Job SummaryWe are seeking a highly skilled Lead Software Engineer to join our team at Wells Fargo. As a key member of our Legal Technology team, you will be responsible for leading complex technology initiatives and developing standards and best practices for engineering complex technology solutions.Key ResponsibilitiesDesign, code, test, debug, and document...


  • Roanoke, Texas, United States Charles Schwab Full time

    Job SummaryWe are seeking a highly skilled Director, Internal Audit - Risk Analytics/Modeling to join our team at Charles Schwab. As a key member of our Internal Audit Department, you will be responsible for leading the execution of internal audits, identifying and assessing risks, and providing recommendations for improvement.Key ResponsibilitiesLead the...

  • Principal Engineer

    2 weeks ago


    Roanoke, Texas, United States Wells Fargo Full time

    About This RoleWe are seeking a highly skilled and motivated Principal Engineer to lead the development and maturation of our technology recovery capabilities. As a key member of our Technology Resiliency & Disaster Recovery Engineering Solutions Liaison team, you will play a critical role in designing, implementing, and optimizing our Technology Resiliency...

  • Principal Engineer

    2 weeks ago


    Roanoke, Texas, United States Wells Fargo Full time

    About This RoleWe are seeking a highly skilled and motivated Principal Engineer to lead the development and maturation of our technology recovery capabilities. The position will focus on ensuring our system's resilience by enhancing our ability to recover critical technology layers in an Isolated Recovery Environment.Key ResponsibilitiesDesign and implement...

  • Audit Senior Analyst

    2 weeks ago


    Roanoke, Texas, United States Fidelity Investments Full time

    Job Overview:Fidelity Investments is seeking a highly skilled Audit Senior Analyst to join our Corporate Audit team. As a key member of our team, you will provide independent and objective audit and advisory services to help Fidelity manage risk, improve customer service, and enhance business performance.The ideal candidate will have a strong background in...

  • Principal Engineer

    2 weeks ago


    Roanoke, Texas, United States Wells Fargo Full time

    About this RoleWells Fargo Enterprise Information Technology is seeking a highly skilled Principal Engineer to lead the development and maturation of our technology recovery capabilities. The successful candidate will be responsible for ensuring our system's resilience by enhancing our ability to recover critical technology layers in an Isolated Recovery...


  • Roanoke, Texas, United States Fidelity Investments Full time

    Job Title: Senior User Experience ArchitectAbout the Role:Fidelity Investments is seeking a seasoned Senior User Experience Architect to drive end-to-end architecture for the Brokerage business domain. As a key member of our team, you will work directly with product teams across the retail investing space and the workplace investing space to design solutions...

  • Staff Auditor

    2 weeks ago


    Roanoke, Texas, United States Charles Schwab Full time

    About the RoleWe are seeking a highly motivated and detail-oriented Staff Auditor to join our Bank Audit team. As a key member of our Internal Audit Department, you will play a critical role in ensuring the effectiveness of our internal controls and risk management processes.Key ResponsibilitiesAssist in planning and executing audits within various business...

  • Staff Auditor

    2 weeks ago


    Roanoke, Texas, United States Charles Schwab Full time

    Join Our Team as a Staff Auditor - BankWe are seeking a highly motivated and detail-oriented Staff Auditor - Bank to join our team at Charles Schwab. As a Staff Auditor - Bank, you will play a critical role in ensuring the integrity of our financial systems and processes.Key Responsibilities:Assist in planning and executing audits within various business...


  • Roanoke, Texas, United States STANSBERRY ASSET MANAGEMENT, LLC Full time

    At Stansberry Asset Management, LLC, we're committed to fostering a collaborative environment where employees can thrive and make a meaningful impact on our clients' financial lives.As a Wealth Manager, you'll play a critical role in providing comprehensive financial planning services to our clients, helping them achieve their long-term goals.Key...


  • Roanoke, Texas, United States Fidelity Investments Full time

    The RoleFidelity Investments is seeking a highly skilled Cloud Security Architect to join our Workplace Investments (WI) Security Architecture team. As a key member of this team, you will be responsible for driving cloud security requirements and compliance for our cloud-based solutions. You will collaborate with product teams and architects throughout the...


  • Roanoke, Texas, United States Robinhood Full time

    AML Compliance ManagerRobinhood is seeking a highly skilled AML Compliance Manager to join our team. As a key member of our Financial Crimes Team, you will be responsible for overseeing the execution of our AML Program, ensuring the effective detection of suspicious activity, and providing periodic updates to key partners.The ideal candidate will have...


  • Roanoke, Texas, United States Wells Fargo Full time

    About this Role:We are seeking a Senior Lead Digital Product Manager to serve as a Product Owner in one of our Product Areas within the Operational Infrastructure domains of Database and Middleware.This role will involve acting as an advisor to senior leadership to develop or influence digital products, initiatives, plans, specifications, resources, and...


  • Roanoke, Texas, United States Wells Fargo Full time

    About this RoleWe are seeking a highly skilled Linux Operations Manager to join our team at Wells Fargo. As a key member of our Chief Technology Office, you will be responsible for managing a team of analysts who monitor and maintain our large-scale applications, systems, and databases.Key ResponsibilitiesManage a team of analysts to ensure smooth operation...


  • Roanoke, Texas, United States Fidelity Investments Full time

    The RoleFidelity Investments is seeking a seasoned Cloud Security Architect to drive the development of secure cloud solutions. As a key member of the Workplace Investments (WI) Security Architecture team, you will collaborate with product teams and architects to design and implement cloud security requirements and compliance.Key Responsibilities:Develop and...