Investment Advisor Associate

4 weeks ago


Chicago, Illinois, United States Signature Estate & Investment Advisors, LLC Full time
Job Title: Investment Advisor Associate

Job Summary:

We are seeking a highly skilled Investment Advisor Associate to join our team at Signature Estate & Investment Advisors, LLC. As an Investment Advisor Associate, you will work closely with our experienced advisors to provide exceptional investment advice and services to our clients.

Responsibilities:

* Assist in preparing for client review meetings
* Monitor and re-balance client portfolios
* Resolve client inquiries in a timely manner
* Maintain client information on our in-house CRM database system
* Account maintenance (opening new accounts, handling account TOAs, managing account distributions or asset journals, handling address changes, etc.)
* Quarterback the financial planning process (creating and presenting/delivering client retirement plans with eMoney software)

Requirements:

* Bachelor's Degree (BA) from four-year college or university
* FINRA licenses Series 7 and 66
* Four to ten years of related experience in an investment, financial planning, or wealth management firm
* Portable book of business: has at least $30 million of billable assets to bring over

Competencies:

* Diversity
* Ethics
* Adaptability
* Analytical
* Attendance/Punctuality
* Business Acumen
* Cost Consciousness
* Customer Service
* Delegation
* Dependability
* Initiative
* Innovation
* Interpersonal Skills
* Judgement
* Leadership
* Motivation
* Oral Communication
* Problem Solving
* Professionalism
* Quality
* Quantity
* Teamwork
* Technical Skills
* Written Communication

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