Chief Compliance Officer Position
3 weeks ago
We are seeking an experienced Chief Compliance Officer to lead and strengthen our compliance framework, ensuring adherence to all regulatory requirements and safeguarding the integrity of our operations. This role is crucial for maintaining the firm's reputation, managing regulatory risk, and fostering a culture of ethical conduct and compliance excellence.
Main Responsibilities
Develop and implement policies, procedures, and guidelines to ensure the company complies with applicable laws, regulations, and standards. Oversee the firm's Code of Ethics, including personal trading and employee disclosures. Establish training programs to educate employees about compliance requirements. Monitor and assess compliance risks within the organization. Conduct regular audits and reviews to ensure policies are being followed. Stay informed about changes in regulations that could impact the business. Ensure adherence to SEC and state regulations, including filing Form ADV and other regulatory documents. Serve as the primary contact for regulatory examinations, audits, and inquiries. Work closely with other departments, including legal, HR, finance, and operations to embed compliance in daily business practices. Act as an independent authority within the company to ensure ethical behavior and regulatory adherence. Investigate and resolve issues related to potential compliance violations or ethical misconduct. Provide regular reports to senior executives on compliance activities, risks, and issues. Ensure transparency and accountability in compliance efforts. Maintain required compliance items through technology/reporting platforms. Foster a culture of ethics and compliance by promoting ethical conduct and decision-making at all levels of the organization. Encourage employees to report concerns without fear of retaliation. Conduct periodic compliance risk assessments and ensure effective risk mitigation strategies. Ensure compliance risk management aligns with the company's strategic goals. Develop, implement, and continuously improve the firm's compliance policies and procedures. Maintain documentation of compliance incidents and corrective actions.
-
Chief Ethics Officer Position
3 weeks ago
Alpharetta, United States Gibbs Financial Group Full timeJob DescriptionWe are seeking an experienced Chief Compliance Officer to lead and strengthen our compliance framework, ensuring adherence to all regulatory requirements and safeguarding the integrity of our operations.This position requires a strong understanding of SEC and state regulations governing RIAs.Required Skills and Qualifications:Bachelor's degree...
-
Compliance Officer Leadership
3 weeks ago
Alpharetta, United States Gibbs Financial Group Full timeJob OverviewThe Chief Compliance Officer will oversee all aspects of the firm's compliance program, ensuring alignment with SEC and state regulations.This role is crucial for maintaining the firm's reputation, managing regulatory risk, and fostering a culture of ethical conduct and compliance excellence. $120,000 - $160,000 per yearKey...
-
Chief Customer Experience Officer
1 month ago
Alpharetta, Georgia, United States Entegee Full timeJob Title: Chief Customer Experience Officer About EntegeeEntegee specializes in delivering custom automation projects, cementing its position as a leading player in the world of controls and robotic solutions globally. Compensation Package$120,000.00 to $140,000.00 per year Job DescriptionAs the Chief Customer Experience Officer at Entegee, you will be...
-
Chief Talent and Culture Officer
3 weeks ago
Alpharetta, United States Innovative Outsourcing Full timeAbout This Opportunity: We are seeking a talented Fractional Chief People Officer to join our dynamic team in Alpharetta and drive our growth trajectory forward.Job Summary:This role is responsible for designing and implementing robust HR systems and processes, providing strategic guidance, and creating a supportive environment for employees—all while...
-
Chief Physician Recruiter
4 weeks ago
Alpharetta, Georgia, United States USOP, LLC Full timeAbout the PositionWe are seeking a highly experienced Chief Physician Recruiter to join our team. As a Chief Recruiter, you will be responsible for leading our physician recruitment efforts and developing a best-in-class recruitment model that aligns with our current physicians and is seen as a true value-add for their practice.You will work closely with our...
-
Chief Information Security Officer
3 weeks ago
Alpharetta, United States ABM Industries Full timeJob SummaryWe are seeking an experienced Cybersecurity Director to serve as a senior leader within the Information Security team reporting directly to the Senior Vice President, Chief Information Security Officer.The successful candidate will be responsible for providing leadership, executive support, and strategic and tactical guidance for a world-class...
-
Chief Underwriting Officer
7 hours ago
Alpharetta, United States JR Group Full timeCompany OverviewJR Group Holdings, Ltd. is a specialty insurance and reinsurance company that operates in two segments: Excess and Surplus Lines and Specialty Admitted Insurance. The Company focuses on accounts associated with small or medium-sized businesses in each segment. Each of the Company's regulated insurance subsidiaries are rated 'A-' (Excellent)...
-
Chief Operating Officer
6 days ago
Alpharetta, Georgia, United States CorDx Full timeCompany Overview">Cordx is a multi-national biotech organization at the forefront of innovation and supply in global health. With over 2,100 employees worldwide, Cordx delivers rapid testing and point-of-care medical device solutions used in the detection of infectious diseases, such as COVID-19, pregnancy, drugs of abuse, biomarkers, and more.The company...
-
Compliance Officer
3 weeks ago
Alpharetta, Georgia, United States Hallway Plumbing Full timeWe are seeking a Compliance Officer to join our team at Hallway Plumbing. In this role, you will be responsible for maintaining financial procedures and ensuring compliance through the preparation of financial statements, reconciliations, and other daily duties.The ideal candidate will have a bachelor's degree in accounting and 2-3 years of experience in...
-
Chief Cost Accounting Officer
4 days ago
Alpharetta, United States Staff Financial Group Full timeJob OverviewSkyrocket your career as a Chief Cost Accounting Officer at Staff Financial Group. In this pivotal role, you will oversee the management of inventory accounting and cost processes for our SEC plants. As a key member of our team, you will maintain accurate Bills of Materials (BOM) in IQMS, implement annual cost rolls, and prepare daily production...
-
Chief Financial Accounting Officer
3 weeks ago
Alpharetta, GA, United States Jobot Full timeJob OverviewAt Jobot, we are seeking an experienced Chief Financial Accounting Officer to join our team. This role is responsible for overseeing the general accounting functions, including payroll, fixed assets, debt, accruals, and leases. The successful candidate will ensure that banking transactions are addressed, recorded, and reconciled. Additionally,...
-
Chief Financial Strategist
7 hours ago
Alpharetta, United States Mark Spain Real Estate Full timeMark Spain Real Estate is seeking an exceptional Chief Financial Strategist to join our team. As a key member of our leadership group, you will play a pivotal role in shaping the financial direction and supporting executive decision-making.This strategic position will focus on financial analysis, budgeting, operational KPI analysis, and long-range planning....
-
Chief Medical Coding Strategist
5 days ago
Alpharetta, Georgia, United States SPCPSoutheast Medical Group Full timeChief Medical Coding StrategistSoutheast Primary Care Partners seeks an exceptional Chief Medical Coding Strategist to drive our risk adjustment and quality initiatives forward. As a trusted advisor, you will be responsible for developing and implementing strategies that maintain the highest coding standards across the organization.Primary Duties* Develop...
-
Compliance Representative
2 weeks ago
Alpharetta, United States Discover Staffing Full timeJob DescriptionJob DescriptionThe Compliance Services Specialist manages various transactional roles within the Compliance Services team including processing of new vehicle paperwork or annual registration renewals for vehicles managed by the company. You will be responsible for cultivating relationships with DMVs and trusted vendors to ensure partnership...
-
Accounting and Compliance Specialist
3 weeks ago
Alpharetta, Georgia, United States Searchlogic Recruiting, LLC Full timeAbout the RoleThis Accounting and Compliance Specialist position offers a unique opportunity to join our dynamic team at Searchlogic Recruiting, LLC. With a competitive salary of $85,000 per year, you will be responsible for maintaining accurate financial records, ensuring compliance with accounting standards, and providing financial insights to support...
-
Compliance Risk Manager
3 days ago
Alpharetta, United States Arrow ECS Full timeAbout the Role:We are seeking an experienced Compliance Risk Manager to join our Employment Law Team in Arrow's Legal & Compliance Department. This position plays a critical role in maintaining a complaint and respectful work environment by conducting investigations into employee complaints that pose legal risks.This role will be responsible for preparing...
-
Tax Compliance Specialist
2 days ago
Alpharetta, United States Staff Financial Group Full timeJob OverviewThe Staff Financial Group seeks a Senior Tax Accountant to manage tax preparation and compliance, ensuring timely filing of federal, state, and foreign returns while responding to tax notices and assisting with audits.This role requires a detail-oriented professional proficient in tax preparation software, Microsoft Office Suite, and depreciation...
-
Human Resources Compliance Manager
1 month ago
Alpharetta, United States Disability Solutions Full timeOverviewThe HR Compliance Manager is responsible for ensuring that the organization adheres to all relevant labor laws and regulations across the United States, Canada, and Mexico. This role involves developing, implementing, and monitoring compliance programs, policies, and practices to ensure the company operates within legal and ethical boundaries. The HR...
-
Employment Compliance Investigator
1 week ago
Alpharetta, United States Arrow Electronics Full timePosition:Employment Compliance InvestigatorJob Description:This position will be a member of the Employment Law Team in Arrow's Legal & Compliance Department and play a key role in maintaining a complaint and respectful equal-opportunity work environment. It will be primarily responsible for conducting investigations into employee complaints that implicate...
-
Tax Compliance Manager
5 days ago
Alpharetta, United States Staff Financial Group Full timeJob OverviewThe Staff Financial Group seeks a highly skilled Tax Compliance Manager to oversee various aspects of tax preparation and compliance. This role is responsible for ensuring federal, state, and foreign returns are prepared accurately and filed on time.Main Responsibilities:Prepare and file federal, state, and franchise tax returns.Respond to tax...