Senior Regional Manager, Schwab Wealth Advisory
3 days ago
Schwab Wealth Advisory is a premier, fee-based investment advisory solution that provides clients with a personal relationship, specialized service, and ongoing advice built on Schwab's approach to investing. As a Senior Regional Manager, you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to grow and support the client base they serve.
We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client-focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.
Key Responsibilities
- Coach and counsel a team of Wealth Advisors and Associate Wealth Advisors to achieve business objectives and provide exceptional client service.
- Build and foster relationships with internal partners, including Branch Managers, Regional Branch Executives, and Directors within the Investor Advice Solutions division.
- Develop and implement strategies to ensure asset and service targets are met, and client interactions are monitored and improved.
- Manage performance and provide coaching to improve service and advice quality, ensuring compliance and administrative tasks are executed effectively.
Requirements
- CFP designation, CFA designation, or a Master's Degree in Personal Financial Planning required (may consider 24-month condition of employment).
- Bachelor's Degree required.
- Active and valid FINRA Series 7 license required.
- Active and valid FINRA 66 license required (may consider a 120-day COE).
- Active and valid FINRA 9/10 required (may consider a 120-day COE).
- Five plus years' experience in the financial services industry.
- Minimum of 2 years supervisory experience strongly preferred.
What We Offer
In addition to a competitive salary range, this role is also eligible for bonus or incentive opportunities.
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