Senior Auditor

1 day ago


Chicago, Illinois, United States Options Clearing Corporation Full time
About the Role

We are seeking a highly skilled and experienced professional to join our team as a Senior Auditor. In this role, you will be responsible for conducting risk-based operational and compliance audits and projects, business process reviews, and internal audits.

Key Responsibilities
  • Conduct risk-based operational and compliance audits and projects, business process reviews, and internal audits.
  • Identify and assess risks and controls, and provide recommendations for improvement.
  • Develop and implement audit plans, and conduct audits in accordance with the International Standards for the Professional Practice of Internal Auditing.
  • Communicate audit findings and recommendations to management and other stakeholders.
  • Collaborate with other teams to ensure effective implementation of audit recommendations.
Requirements
  • 5+ years of experience in conducting risk-based operational and compliance audits and projects, business process reviews, and internal audits.
  • Strong knowledge of risk management and internal audit principles and practices.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Proficiency in Microsoft Office applications.
Preferred Qualifications
  • One of the following or equivalent certifications: Certified Financial Services Auditor (CFSA), Certification in Risk Management Assurance (CRMA), Certified Internal Auditor (CIA), Certified Public Accountant (CPA).
  • Experience in Financial Services/Security Industry and working with regulatory organizations such as Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Financial Industry Regulatory Authority (FINRA), Federal Reserve.

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