Enforcement Counsel
2 weeks ago
At Nasdaq OMX, we are seeking a highly skilled Enforcement Counsel to join our Investigations and Enforcement Team. As a key member of our team, you will play a critical role in protecting investors and maintaining market integrity by investigating potential violations of exchange and SEC rules.
Key Responsibilities:- Investigate potential violations of exchange and SEC rules, and take enforcement action when warranted.
- Collaborate with enforcement team members to plan and conduct investigations, and develop the factual record.
- Research and understand the legal requirements for charges and sanctions.
- Recommend fair and meaningful outcomes, accurately assessing the evidence and applying a well-reasoned legal framework to support case resolution.
- Develop and implement settlement strategy and advance settlement negotiations with member firms and associated persons.
- Draft clear and organized settlement documents, including reasoned analysis of applicable rules, case precedent, and recommended sanctions.
- 4+ years of experience working as a securities enforcement and/or litigation attorney at a financial industry regulator and/or top law firm.
- Knowledge of securities regulation and the rules that govern equities and options markets.
- Demonstrated ability to work independently with minimal guidance and as a part of a high-performing team.
- Excellent communication skills and academic credentials, including a J.D. from an accredited law school.
We are proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families, and incentivizes employees for their contribution to Nasdaq OMX's overall success.
The base pay range for this role is $134,400 - $224,100. In addition to base salary, Nasdaq OMX provides a generous annual bonus/commission (short-term incentive), and equity (long-term incentive), comprehensive benefits, and opportunity for growth.
Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs, and market demands.
-
Senior Legal Counsel
7 days ago
Philadelphia, Pennsylvania, United States Albion Rye Associates Full timeSenior Legal Counsel OpportunityAbout the Role:We are seeking an experienced and dynamic Senior Legal Counsel to join our legal team at Albion Rye Associates. As a key member of our team, you will play a crucial role in providing legal guidance and support to various departments within our organization, ensuring compliance with applicable laws and...
-
Senior Regulatory Counsel
3 weeks ago
Philadelphia, Pennsylvania, United States The PNC Financial Services Group Full timeJob SummaryWe are seeking a highly skilled Senior Regulatory Counsel to join our team at The PNC Financial Services Group. As a key member of our legal department, you will play a critical role in identifying and managing legal risk for the organization.Key ResponsibilitiesAssist internal business clients, risk stewards, auditors, and other attorneys in...
-
Senior Privacy Counsel
7 days ago
Philadelphia, Pennsylvania, United States Comcast Corporation Full timeJob SummaryWe are seeking a highly skilled and experienced attorney to join our dynamic team in the Legal Department's Privacy Office. This role will report to the Assistant Deputy General Counsel, Privacy and Legal Information Security and will support Comcast Cable's global privacy and information security, and Artificial Intelligence (AI) programs by...
-
Philadelphia, Pennsylvania, United States Comcast Corporation Full timeJob SummaryWe are seeking a highly skilled and experienced attorney to join our dynamic team in the Legal Department's Privacy and Information Security group. As a key member of our team, you will provide expert legal counsel and support to Comcast's consumer services, human resources, and global product organizations on matters related to data privacy and...
-
Licensed Practical Nurse
3 weeks ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob Title: Licensed Practical NursePublic Health Management Corporation is seeking a skilled Licensed Practical Nurse to join our team.Job Summary:The Licensed Practical Nurse will assist the RN Health Care Coordinator in performing comprehensive physical assessments, health teaching, health counseling, and provision of care supportive to restoration of life...
-
Licensed Practical Nurse
3 weeks ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob Title: Licensed Practical NurseJob Summary:Public Health Management Corporation is seeking a Licensed Practical Nurse to join our team at Interim House West. As a Licensed Practical Nurse, you will assist the RN Health Care Coordinator in performing comprehensive physical assessments, health teaching, health counseling, and provision of care supportive...
-
Licensed Practical Nurse
2 weeks ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob Title: Licensed Practical NursePublic Health Management Corporation is seeking a skilled Licensed Practical Nurse to join our team in a part-time capacity. As a Licensed Practical Nurse, you will play a vital role in providing high-quality patient care and supporting the restoration of life and well-being for our clients.Job Summary:The Licensed...
-
Licensed Practical Nurse
7 days ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob Title: Licensed Practical NursePublic Health Management Corporation (PHMC) is seeking a skilled Licensed Practical Nurse (LPN) to join our team. As a LPN, you will play a vital role in providing high-quality patient care and supporting the health and well-being of our clients.Job Summary:The LPN will assist the RN Health Care Coordinator in performing...
-
Licensed Practical Nurse
4 weeks ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob Title: Licensed Practical NursePublic Health Management Corporation (PHMC) is seeking a part-time Licensed Practical Nurse (LPN) to join our team at Interim House West. As a LPN, you will play a vital role in providing high-quality patient care and supporting the restoration of life and well-being for our clients.Job Summary:The LPN will assist the RN...
-
Pharmacist
7 days ago
Philadelphia, Pennsylvania, United States Sam's Club Full timeJob SummaryWe are seeking a highly skilled Staff Pharmacist to join our team at Sam's Club. As a key member of our pharmacy team, you will be responsible for providing comprehensive patient care to our members by processing and accurately dispensing prescription orders, administering immunizations, and counseling members on their health care and prescription...
-
Pharmacist
8 hours ago
Philadelphia, Pennsylvania, United States Sam's Club Full timeJob SummaryWe are seeking a highly skilled Staff Pharmacist to join our team at Sam's Club. As a Staff Pharmacist, you will be responsible for providing comprehensive patient care to our members by processing and accurately dispensing prescription orders, administering immunizations, and counseling members regarding health care and prescription medication...
-
Licensed Practical Nurse
4 weeks ago
Philadelphia, Pennsylvania, United States Public Health Management Corporation Full timeJob SummaryWe are seeking a skilled Licensed Practical Nurse to join our team at Public Health Management Corporation. As a key member of our Behavioral Health team, you will play a vital role in providing high-quality patient care and support.Key ResponsibilitiesAssist the RN Health Care Coordinator in conducting comprehensive physical assessments, health...
-
University Police Officer
6 hours ago
Philadelphia, Pennsylvania, United States The University of Pennsylvania Full timeJob Title: University Police OfficerJoin the University of Pennsylvania's Division of Public Safety as a University Police Officer and contribute to maintaining a safe and secure environment for our community.Job Summary:The University Police Officer is responsible for providing law enforcement services to the University community, including protection of...
-
Security Operations Portfolio Manager
2 weeks ago
Philadelphia, Pennsylvania, United States Allied Universal® Full timeJob Title: Security Operations Client Portfolio ManagerAt Allied Universal, we're committed to providing rewarding careers that give you a sense of purpose. As a Security Operations Client Portfolio Manager, you'll be part of a dynamic, diverse, and inclusive workplace that fuels a culture that reflects in our communities and customers we serve.Job...
-
Primary Care Nurse Practitioner
3 weeks ago
Philadelphia, Pennsylvania, United States Valor Healthcare Full timePrimary Care Nurse Practitioner OpportunityValor Healthcare is seeking a dedicated and compassionate Primary Care Nurse Practitioner to provide high-quality patient care in our Community-Based Outpatient Clinics (CBOC) in Cranberry Twp, West Kittanning, and Clarion.Key Responsibilities:Diagnose and treat patients under the direction of a supervising...
-
Fire Investigator Specialist
2 weeks ago
Philadelphia, Pennsylvania, United States Efi Global Full timeJob Title: Fire InvestigatorEFI Global is seeking a highly skilled Fire Investigator to join our team. As a Fire Investigator, you will be responsible for investigating fire events to determine origin, cause, and responsibility in accordance with assignments from clients or assigned legal counsel.Key Responsibilities:Accept assignments from clients for...
-
Fire Investigator
4 weeks ago
Philadelphia, Pennsylvania, United States EFI Global Full timeAbout EFI GlobalEFI Global is a leading provider of engineering, fire investigation, environmental, health and safety, and specialty consulting services to a diverse range of industries. With a global presence and a team of over 700 professionals, we offer a unique combination of local expertise and global solutions.Job SummaryWe are seeking a highly skilled...
-
Executive Pastry Chef
4 weeks ago
Philadelphia, Pennsylvania, United States LDV Hospitality Full timeJob SummaryWe are seeking an experienced and skilled Executive Pastry Chef to join our team at LDV Hospitality. As a key member of our culinary team, you will be responsible for managing and organizing the activities of the Pastry Department to maintain the highest standards of food quality, cost control, and consistency.Key ResponsibilitiesMaximize...
-
Executive Pastry Chef
2 weeks ago
Philadelphia, Pennsylvania, United States LDV Hospitality Full timeJob Title: Pastry ChefLDV Hospitality is seeking a skilled Pastry Chef to join our team. As a Pastry Chef, you will be responsible for managing and organizing the activities of the Pastry Department to maintain the highest standards of food quality, cost control, and consistency.Key Responsibilities:Maximize restaurant profitability by implementing effective...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Philadelphia, PA, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Park Ranger Protection
4 weeks ago
Philadelphia, United States National Park Service Full timeJOB SUMMARY: The primary purpose of this position is to serve as a Federal Law Enforcement Officer, commissioned by the National Park Service with responsibility for performing duties including detection and investigation of violations of the Federal criminal laws, apprehension and detention of violators, the protection of life and property, and enforcement...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, Pennsylvania, 19019, Bucks County, PA, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Park Ranger Protection
4 weeks ago
Philadelphia, United States National Park Service Full timeDetection, investigation, apprehension, and prosecution under applicable laws, rules, and regulations enacted to insure the protection and safe use of visitors and resource protection. Educate, interpret, and inform visitors about resources, conservation, laws, and regulations. Independently investigate, seize contraband or property, preserve, document...
-
Philadelphia, Pennsylvania, 19019, Bucks County, PA, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Trademark Attorney
1 month ago
Philadelphia, United States Gerben IP Full timeFounded in 2008, Gerben Perrott, PLLC is a boutique trademark law firm.We are currently looking to add a trademark attorney to our team to help support our mission and clients. We are interested in candidates with 3-5+ years of experience in trademark matters. We will not consider resumes from any candidates that have not worked as a trademark associate...
-
Trademark Attorney
1 month ago
philadelphia, United States Gerben IP Full timeFounded in 2008, Gerben Perrott, PLLC is a boutique trademark law firm.We are currently looking to add a trademark attorney to our team to help support our mission and clients. We are interested in candidates with 3-5+ years of experience in trademark matters. We will not consider resumes from any candidates that have not worked as a trademark associate...
-
Philadelphia, PA, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...
-
Counsel, Commercial Contracts, Privacy and Security
3 months ago
Philadelphia, PA, United States Comcast Corporation Full timeComcast brings together the best in media and technology. We drive innovation to create the world's best entertainment and online experiences. As a Fortune 50 leader, we set the pace in a variety of innovative and fascinating businesses and create career opportunities across a wide range of locations and disciplines. We are at the forefront of change and...