Associate General Counsel – Private Wealth
2 days ago
At The Artemis Group Ltd., we are seeking an experienced Associate General Counsel – Private Wealth to join our Legal Department. This role will play a critical part in shaping the legal and regulatory framework for our Private Wealth business.
Key Responsibilities:- Provide strategic advice on legal and regulatory matters affecting the Private Wealth business, including advising on the legal and regulatory framework, liaising with wealth advisors and portfolio managers, and assisting with client account opening and maintenance.
- Partner with business, operational, and risk teams to develop new advisory initiatives, including drafting and updating advisory agreements, fund offering documents, and technology initiatives.
- Review and approve marketing materials and other client communications to ensure compliance with regulatory requirements and internal policies.
- Develop and implement monitoring processes to ensure ongoing compliance and anticipate, manage, and reduce risk with respect to all aspects of the advisory business.
- At least five years of experience in-house at an asset management firm or in the asset management group at a law firm with significant private wealth clients.
- Strong writing and analytical skills, with prior trust company experience a plus.
- Efficient and resourceful, with the ability to work independently, handle multiple priorities, and meet deadlines.
- Excellent organizational skills, with a focus on detail and time management.
A competitive salary range of $175,000-$250,000, with the potential for bonus allocation. This role offers a unique opportunity to join a respected asset management company and contribute to the growth and success of our Private Wealth business.
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Wealth Strategist
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Wealth Strategist
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Associate General Counsel
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New York, New York, United States Citizens Full time{"title": "Private Wealth Service Specialist", "description": "Job SummaryWe are seeking a highly skilled Private Wealth Service Specialist to join our team at Citizens. As a key member of our Private Wealth group, you will be responsible for providing exceptional service to our clients and colleagues, ensuring timely and accurate processing of daily...
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