Audit Compliance Manager
3 weeks ago
Job Summary:
The Audit Compliance Manager will lead the planning, scoping, execution, and reporting of regulatory compliance audits based on identified risks. This role is responsible for understanding and identifying the full range of risks related to processes, regulatory compliance, organization, policy, and technology.
Key Responsibilities:
- Perform control testing and document work performed in conformance with internal audit methodology.
- Lead the planning, scoping, execution, and reporting of regulatory compliance audits based on identified risks.
- Contact with management regarding audit scope, status, and findings.
- Responsible for meeting time and staffing budgets for assigned audits.
- Prepare work papers that accurately document work performed and support conclusions.
- Adhere to Departmental policies and guidelines.
- Ensure audit issues are well-defined, root causes are identified, and recommendations for improved controls and processes are communicated to management.
Requirements:
- Bachelor's Degree (4-Year Accredited College)
- 3 – 7 Years related auditing experience
- Relevant financial services industry knowledge (Regulatory Compliance & Operations)
Skills:
- Microsoft Office Suite
About First Horizon Bank:
First Horizon Bank is a leading regional financial services company dedicated to helping our clients, communities, and associates unlock their full potential with capital and counsel.
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