Financial Planning Associate

1 week ago


Lacey, Washington, United States Transcend Practice Management Full time
Join Our Team as a Financial Planning Associate

We are a holistic financial planning firm built on three guiding principles: Integrity, Relationships, and Community. Our mission is to empower our clients to achieve financial security and fulfill their dreams for themselves, their families, and their communities.

About the Role

As a Financial Planning Associate, you will develop relationships and create tailored financial plans for clients preparing for, transitioning into, or already navigating retirement. You'll be part of a close-knit, upbeat, and flexible team, working closely with our lead Financial Planner.

Key Responsibilities
  • Maintain and strengthen client/advisor relationships
  • Gather data, including client goals and vision
  • Develop, present, and implement financial plans
  • Provide ongoing advice and support to clients, ensuring they remain on track with their financial goals
  • Annually review and update clients' financial situations
  • Develop recommendations to achieve clients' goals, considering estate, tax, retirement, and business planning objectives
  • Conduct thorough financial assessments and prepare detailed reports
  • Adhere to all FINRA/SEC/Commonwealth compliance regulations and meet continuing education requirements
  • Address client questions and concerns promptly
  • Stay current on industry developments, service and product enhancements, regulatory issues, and client needs
  • Participate in community outreach programs to enhance the firm's visibility and reputation
Requirements
  • Bachelor's degree required
  • CFP certification required or willingness to obtain
  • Series 65 (or Series 7/66 Equivalent)
  • Strong understanding of financial planning concepts and terminology
  • Comfortable discussing estate and tax planning issues
  • Experience with financial planning software such as Right Capital, Morningstar Advisor Workstation, Holistiplan, and Income Lab preferred
  • 2-5 years of experience working in a fiduciary capacity as a Financial Planner
About Us

We welcome a diverse pool of applicants from various backgrounds and urge you to apply to learn more about what our firm offers and see if it might be an attractive fit. We look forward to meeting you.



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